SunGard Solutions Guide 2011

Page 32

SunGard Solutions for WHOLESALE FINANCE

IF YOUR ROLE IS...

AND YOUR NEEDS ARE...

AGENCY BROKER, PRIME BROKER, INSTITUTIONAL AND RETAIL BROKER

• Real-time market data • Order, risk and liquidity management • Algorithmic and DMA execution • Fees and brokerage management • Margin credit risk and total equity • Real-time views of post-trade activity • Quantitative modeling • Margin exposure and credit risk management • FIX connectivity • Compensation management

FX

ASSET MANAGER, FUND MANAGER OR HEDGE FUND MANAGER

SE RE C PO LE / N BROKER-DEALER DI

NG

IN

CO

ME

M CMRAR EK RAI KDINET S G

DATA MANAGER

GE MA RK ME RI ET NT SK FUTURES CLEARER RI

SK

NE

YM

AR

KE

IN

TE

TS

• Algorithmic and DMA execution • Connectivity services • Post-trade solutions S • Market and credit risk management A LE S S • SecuritiesELending S G R N data • Real-time T market

SA

LE

S

T LY

IC

S

• Analytics • Real-time post-trade activity PR execution and order management • Trade O investment portfolio management I’S • Treasury P RI TRand KP • Real-time securities processing E AD TA • Intra-day margin R I calculations

CR E RI D INTERDEALER BROKER SK M

AN

AG

EM

EN

T

O ONIT C • Compliance, surveillance and supervision programs E AP C • Risk analytics • Trade monitoring, auditing and reporting • Social Media surveillance and archiving

ST

• Data storage and management • Market data terminal and feed

CO

M back-office operations • Middle- and • Fees and brokerage ANmanagement • Options managementC E • Intra-day margin calculations R

• Market data terminal and feed U RE • Cross-asset capabilities for trading and STP processes POLAT • Automatic netting O

CO

MP

RT R IN Y G

LIA

Valdi Brokerage Services offered in the United States and Canada are provided by Assent LLC, Member NYSE and other Principal Exchanges / SIPC http://www.sipc.org.

NC

R

IN TE DE RE NO RIECSOTPIT VAA R C TI VE

E

SGN Brokerage Services offered in the United States are provided by SunGard Institutional Brokerage Inc., Member FINRA http://www.finra.org / SIPC http://www.sipc.org.

28

R

NG Y

COMPLIANCE MANAGER

ED

MO

S

F TRALO M AR W RI DKIENT SK G

FIX

&

RE REGUL PO AT RT O IN G


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