&Z/ z ϱd, : Eh Zz ϮϬϮϰ t <>z d >K'h ^ > K&
ϭϴϴ ^dKZ dd> ^ĂůĞ ƐƚĂƌƚƐ Ăƚ ϭϭ͘ϭϱĂŵ
1RUWK :HVW $XFWLRQV /DQFDVWHU $XFWLRQ 0DUW :\UHVGDOH 5RDG /DQFDVWHU /$ -4 W ZZZ QZDXFWLRQV FR XN H LQIR#QZDXFWLRQV FR XN
6DOH &RQGLWLRQV 6DOH &RQGLWLRQV 6WRFN ZLOO EH VROG XQGHU WKH FRQGLWLRQV RI VDOH GLVSOD\HG LQ WKH PDUW UHFRPPHQGHG E\ WKH /LYHVWRFN $XFWLRQHHUV¶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
&217$&76 /DQFDVWHU 2IILFH *DU\ &DSVWLFN $XFWLRQHHU 0DWWKHZ 3UREHUW $XFWLRQHHU $QGUHZ %XWOHU )LHOGVPDQ /LVD %HQQHWW )LHOGVPDQ
/ඉඖඋඉඛගඍක +ඔඌඑඖඏ 1ඝඕඊඍක ,ඛ
3OHDVH IRUZDUG DOO FDWWOH E\ DP 7KRVH DUULYLQJ DIWHU ZLOO EH VROG DW WKH HQG RI WKH EDOORW
K٠٠ʥ ^ ½ DP - 5HDULQJ &DOYHV DP - &DVW &RZV 3ULPH &DWWOH &OHDQ &DWWOH DP - 6WRUH &DWWOH 3(1
/27
9(1'25
1R
'(7$,/6
$*(
-
-(1.,1621 5 . 3,//,1*
&217 0;'
- P
-
0225( -% $//,7+:$,7(
%% $$ 0;'
P
-
%,5.(77 6+ /( 1(7+(5 .(//(7
%% %/.6
P
-
72'' 7* % *$56'$/(
&217 +)56
P
-
:$/06/(< - -0 3,//,1*
%% +)56
- P
-
5266$// 5 '0 6216 3,//,1*
%% %/.6
- P
-
.12:/(6 $- ' 1(: +87721
0;'
- P
-
-
&2$5 )- 5 &2: $5.
$$ %/.6
- P
-
+$5*5($9(6 6- $/ 0,''/(721
&217 +)56
- P
-
%87/(5 $* 287 5$:&/,))(
$$ +)' 0;'
- P
-
-
0$:621 -$ 0( 25721
%6 0;'
P
-
-
:(16/(< 7+ 621 .,5.+$0
0;'
- P
-
&$367,&. 5 621 ,1*/(721
/,0 0;'
P
-
&800,1*6 & % 621 35((6$//
&+$5 %/.6
P
-
-
&223(5 -3 $( 7(%$<
%% $$ %/.6
- P
-
.(/6$// -7 - &2/' &27(6
0;'
- P
-
6+(3+(5' 0 6216 3,//,1*
0;'
- P
-
-
35,&.(77 -& 0(:,7+
0;'
- P
-
3$5. .* /0 :,7+(56/$&.
&217 %/.6
P
-
&+$30$1 + 621 0,''/(721
&217 0;'
P
- :$//(5 0- /83721
&+$5 /,0 0;'
P
- .,5.%< %: /0 :(11,1*721
6,0 0;'
P
-
- %$5.(5 :- /$ $5.+2/0(
&+$5 $$ 0;'
- P
3(1
/27
9(1'25
1R
'(7$,/6
-
35((&( 0 / .,5.%< /216'$/(
$$ 0;'
P
-
+$5*5($9(6 & 621 0,''/(721
15 %/.6
- P
-
-
)256+$: 0 ( 621 /21*5,'*(
$$ 0;'
- P
-
$/3( 3 6 :$'',1*721
$$ +)56
- P
-
$7.,1621 *$ $ &$176),(/'
/,0 +)56
P
-
.(//(7 5 ' &2&.(5+$0
%% +)56
P
-
-
)5$1&( 6 - 29(5 :<5(6'$/(
$$ %/.6
P
-
%,5.(77 &* &$51)257+
0;' %/.6
- P
- %(// & $6.5,**
)/. %8//
- P
%% %/.6
- P
-
0,//(5 7 *2261$5*+
%% 0;'
- P
-
0($'2:6 0 5 :,*$1
0;'
- P
-
$6+:257+ * 6216 0,//20
$$ +)56
- P
)ROORZHG E\ XQ-HQWHUHG 6WRUH &DWWOH - 6DOH 'D\ (QWULHV :HOFRPH
83&20,1* 6$/(6 $7 1:$ /$1&$67(5 0RQGD\ WK -DQXDU\ DP 3ULPH +RJJV &DVW 6KHHS )ROORZHG E\ 6WRUH +RJJV
)ULGD\ WK -DQXDU\ DP :HHNO\ 6DOH RI &DOYHV 270 &DVW &DWWOH DP )RUWQLJKWO\ 6DOH RI 'DLU\ &DWWOH DP :HHNO\ 6DOH RI 6WRUH &DWWOH &DWDORJXH (QWULHV E\ 0RQGD\ WK -DQXDU\ 0RQGD\ WK -DQXDU\ DP 3ULPH +RJJV &DVW 6KHHS
$*(