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June 26, 2018 | Harvard Club | Boston, MA

2nd Annual Summit

AI, Technology Innovation & Compliance Creating the Compliance and Audit Programs of the Future • Find out how technology innovation will grow your business • Get the tools to strengthen your compliance functions • Hear from early adopters of artificial intelligence • Watch demos from proven technology innovators • Learn how to practically apply AI in your organization

Presenting Sponsor:

To Register: Call 800-280-8440 or visit us at

By 2050, there will be computers with the same processing power as every human brain on the planet combined. Inroads are already underway to set this in motion and organizations today are already taking advantage.

Executives from these companies are past attendees: International Finance Corporation

How are you ensuring that you and your company will have a competitive advantage in the years to come?


Join Compliance Week and Financial Research Associates’ at the upcoming AI, Technology Innovation & Compliance Summit, taking place June 26, 2018, at the Harvard Club in Boston, MA.

General Electric

Your organization has been hand-picked for the industry’s ONLY event that is designed to educate compliance, audit, and risk professionals on the potential for artificial intelligence to transform the compliance profession. Whether you’re a senior exec in compliance information technology, audit, risk management, strategic planning, human resources or legal, you’ll get great insight on the right tools to strengthen your compliance functions. Hear industry thought leaders cover these and other topics: • • • • • • •

How cognitive intelligence will drive the future of your organization Innovations in RegTech Using technology innovation for more efficient back-office processing Using tailored training and automated compliance reminders Leveraging technology to mitigate high-risk situations How predictive analytics will grow your business Demos for KYC/AML, fraud prevention, and cognitive auditing

Register today! Call Kathie Eberhard at (704) 341-2439 or

CPE Credits Financial Research Associates is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: PROGRAM LEVEL: OVERVIEW ANTICIPATED CPE CREDITS: 5.0 RECOMMENDED FIELD(S) OF STUDY: Business Management and Organization PREREQUISITES: NONE ADVANCE PREPARATION: NONE INSTRUCTIONAL DELIVERY METHOD: GROUP LIVE LEARNING OBJECTIVES: UPON COMPLETING THE COURSE, PARTICIPANTS WILL: • Understand how emerging technologies are advancing the fields of compliance and audit • Learn best practices for data management and inventories • Develop skills in cross-functional collaboration for technology adoption

Team Discounts • • •

Three people will receive 10% off. Four people will receive 15% off. Five people or more will receive 20% off.

In order to secure a group discount, all delegates must place their registrations at the same time. Group discounts cannot be issued retroactively. For more information, please contact Kathie Eberhard at (704) 341-2439 or

Refunds & Cancellations For information regarding refund, complaint and/or program cancellation policies, please visit our website:

CHUBB OneMain Financial Deloitte Compliance Week NYC Employees’ Retirement System Kroll Associates, Inc

Con Edison Pearson BNY Mellon Financial Accounting Foundation BNP Paribas Guggenheim Partners Deloitte & Touche Northwestern Mutual IGT

SkyView Investment Advisors LLC Conduent State Street

First Republic Bank


United Technologies

Deloitte Services LP

Koch Industries

New York University

Medline Industries, Inc.

Pearson Education


Ares Management


Crown Castle






Narrative Science

Thomson Reuters - Financial & Risk

BCI WakeMed Health and Hospitals XL Catlin FDIC Microsoft GSK CaseWare Analytics Gupton Marrs International AIG Wolters Kluwer LRN

Guggenheim Partners, LLC Associate Deputy General Counsel, Financial Disclosure Management Charles Schwab Haystack Inc. Northwestern Mutual/Learnvest Koch Supply & Trading Univ. of Kentucky Merck FICO

Sponsorship and Exhibit Opportunities Enhance your marketing efforts through sponsoring a special event or exhibiting your product at this event. We can design custom sponsorship packages tailored to your marketing needs, such as a cocktail reception or a custom-designed networking event. To learn more about sponsorship opportunities, please contact Doug Juenemann at (617) 570 -8610 or

Who Should Attend Senior in-house professionals working in the following departments: • • • •

Compliance Information Technology Audit Risk Management

• • •

Strategic Planning Human Resources Legal

8:00 – 9:00

Registration and Continental Breakfast

8:45 – 9:00 Opening Remarks 9:00 – 9:30 Keynote: How Technology and Innovation Is Driving the Future Organization • Overview of the rapid rise of AI, machine and deep learning, robotics, block chain, • Internet of Things, and data analytics= • What technology can and cannot do in 2018 • What professions and industries are most affected • How companies are adapting Will Bible, Partner, Deloitte 9:30 – 10:30 Panel Session: How Technology and Innovation Will Advance the Mission of Compliance • Technologies of the present and near future • Choosing the right technology for your company – things to keep in mind • What parts of audit and compliance can be automated and which cannot 10:30 – 10:50

Networking Break

10:50 – 11:50 Roundtables: Deep dive into compliance applications Attendees choose one roundtable discussion, led by a facilitator. • Technology for fraud management • Technology for training & communications • Technology for due diligence • Technology for investigations 11:50 – 1:00

2:00 – 3:00 • • • •

Breakout Session 2 A: New Risks Associated With AI and Technology and How to Mitigate Them

Over-reliance on technology and potential amplified impact of misinformation Keeping up with increased regulations Integration of new technologies with legacy systems Cybersecurity and data privacy concerns of the Internet of Things

3:00 – 3:30

Networking Break

3:30 – 4:30 Roundtables: Preparing for Technology Implementations Attendees choose one roundtable discussion, led by a facilitator. • Data Management/Clean-up • Identify Your Needs/ Making the Business Case • Working Cross-functionally • RFP/ Working with a Vendor 4:30 – 5:15 Panel Session: Bringing It All Together - The Compliance and Audit Function of the Future and How to Get There Anthony S. Dell, Founder, COMPLIANCE BY DESIGN 5:15 – 5:20 5:20 – 6:15

Conference Closing Networking Reception

Buffet Lunch

1:00 – 2:00 Panel Session: Impacts on You, the Workforce, and Inter-functional Relationships Attendees choose one roundtable discussion, led by a facilitator. • Impact of replacement by machines on companies (culture, communications, etc.) • How audit, legal, compliance, and HR can work together to maximize technology • Skills to develop to make your job irreplaceable Patrick Henz, Head of Governance & Compliance, Regional Compliance Officer Americas, PRIMETALS TECHNOLOGIES

The Conference Organizers

Venue Details


The Harvard Club of Boston 374 Commonwealth Avenue, Boston, Massachusetts 02215

Compliance Week, published by Wilmington plc, is an information service on corporate governance, risk and compliance that features weekly electronic newsletters, a monthly print magazine, proprietary databases, industryleading events, and a variety of interactive features and forums. Founded in 2002, Compliance Week has become the premier GRC resource for public companies and the organizations that support them. Our magazine, website, electronic newsletters, databases, live and virtual events are leveraged by tens of thousands of financial, legal, audit, risk and compliance executives.

Financial Research Associates provides the financial community with access to business information and networking opportunities. Offering highly targeted conferences, FRA is a preferred resource for executives and managers seeking cutting-edge information on the next wave of business opportunities. Please visit for more information on upcoming events.

View Up-To-Date Agenda

ACCOMMODATIONS We have a limited number of rooms available at $279/night. To make reservations, please call The Harvard Club at 617-536-1260 and ask for the “AI & Innovations in Tech / Data Protection.” Once block is sold out, please contact one of these nearby hotels: The Eliot Hotel (866) 573-4235 Hilton Boston Back Bay (866)767-0278 Please note The Harvard Club has a “Casual Business Attire” dress code. For full Dress Code details, please visit their website at, www.hcny. com.Hotel Sofitel New York - 212-354-8844

Standard Rate Internal Practitioner

$ 695

External Service Provider

$ 995

*Compliance Week subscribers receive a $200 discount on registration. Use code C108SUB when registering. Discount cannot be combined with other special offers.

AI, Technology Innovation & Compliance  

2nd Annual Compliance Week Conference | Creating the Compliance and Audit Programs of the Future

AI, Technology Innovation & Compliance  

2nd Annual Compliance Week Conference | Creating the Compliance and Audit Programs of the Future