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THE RECORDKEEPERS

NAPA FIRM PARTNERS

SECURIAN FINANCIAL

SLAVIC401K

ST. PAUL, MN • SECURIAN.COM

BOCA RATON, FL • SLAVIC401K.COM

KEY CONTACTS

KEY CONTACTS

Steve Chappell • 651.665.1074 • steven.chappell@securian.com Ted Schmelzle • 651.665.6394 • theodore.schmelzle@securian.com

Jim Schoenmaker • 561.241.9244 • jims@slavic401k.com

FIRM PROFILE

Slavic401k is a 401(k) recordkeeper and third-party administrator specializing in the multiple employer plan (MEP) space. As of Q4 201 , e manage appro imately $4.5 in defined contribution assets comprising 150 MEP plan sponsors, 7,500 adopting employers and 150,000 participants. We administrate closed MEPs in the Professional Employer Organization (PEO) space, open MEPs for associations, and 81-100 trust plans in partnership with RIAs. We offer a true open architecture investment plat orm, ith custody and trading available through Fidelity, Mid-Atlantic or Matrix.

FIRM PROFILE

ecurian inancial is a ortune 500 financial services company providing insurance, investments, and retirement plans to nearly 19 million customers. We have been o ering adaptable, consultative retirement plan solutions since 1 0. undled and unbundled service plat orms are available to clients o all si es, ith a ocus on those ith $1 to $200 million of plan assets.

PRIMARY MARKET(S) SERVED

Micro [< $1 million] • Small [$1-$10 million] • Mid [$10-$100 million] Large [$100-$250 million]

PRIMARY MARKET(S) SERVED

Micro [< $1 million]

NO. OF PLANS/PARTICIPANTS SERVED BY TYPE

NO. OF PLANS/PARTICIPANTS SERVED BY TYPE

As of 6/30/18 401(k) .................................................................................... 2,400 / 310,622 457 ......................................................................................................7 / 1,228 Cash Balance ..................................................................................23 / 2,504 Defined enefit Traditional ....................................................... 53 / 9,184 Money Purchase ............................................................................ 27 / 6,434 Other .............................................................................................44 / 43,032

As of 6/30/18 401(k) ..................................................................................... 7,250 / 135,636

PLANS BY CHANNEL [DIRECT/ADVISOR]

0 / 3,030

PLATFORMS USED

PLANS BY CHANNEL [DIRECT/ADVISOR]

FIS Relius

PLATFORMS USED

Sunguard OmniDC with proprietary enhancements

Compliance Support, Plan Benchmarking, Training for DC Plan Sales/ Service, Investment Committee Meetings

ASSET ALLOCATION FUNDS

PARTICIPANT SUPPORT SERVICES

0 / 100

ADVISOR SUPPORT SERVICES

obust open architecture plat orm designed to minimi e con icts o interest. Starting with a universe of 33,000 investments, we narrow down to the lowest cost version of each, resulting in over 6,500 unique investment options derived from 540 fund families. We offer over 50 target-date series and over 500 target-risk funds.

ollover ervices, Call Center upport, acebook age, martphone Access to Participant Balances, Smartphone Transaction Access for Participants

PLAN SPONSOR SERVICE(S) AVAILABLE

Slavic401k offers a comprehensive, technology-forward suite of services for plan sponsors including a prototype plan document, compliance training education, robust online reporting, participant communications D, 40 b 2 , etc. , sales marketing support, and optional 1 fiduciary services. Other Services: Managed account services including a proprietary (inhouse developed roboadvisor that is configurable at the advisor level.

ADVISOR SUPPORT SERVICES

External Wholesalers Focused on Advisors ............................................ 16 Internal Wholesalers Focused on Advisors ................................................8 Compliance support, plan benchmarking, target date evaluation tools, investment committee meetings, unitized model portfolios

PARTICIPANT SUPPORT SERVICES

In-plan lifetime income options, call center support, smartphone transaction access, financial ellness programs

PLAN SPONSOR SERVICE(S) AVAILABLE

dministrative outsourcing at no additional cost distributions, hardships, D O, and required notices , I 1 fiduciary service, plat orm level fiduciary service, dedicated relationship manager Other Services: Proven service excellence — PLANSPONSOR average et romoter score over the last three years placed us first in the industry.

64 NAPA BLACK BOOK

BB_WIN18_44-73_RecordKeepers.indd 64

2018

11/27/18 9:31 AM

Profile for American Retirement Association

2018 NAPA Black Book  

The retirement plan advisor’s definitive resource guide.

2018 NAPA Black Book  

The retirement plan advisor’s definitive resource guide.