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THE RECORDKEEPERS

NAPA FIRM PARTNERS

ALERUS RETIREMENT AND BENEFITS

ADP RETIREMENT SERVICES

ST. PAUL, MN • ALERUSRB.COM

FLORHAM PARK, NJ • ADP.COM/401K

KEY CONTACTS

KEY CONTACTS

800.432.4015

Wade Dykema • 952.253.1273 • wade.dykema@alerus.com

FIRM PROFILE

FIRM PROFILE

D etirement ervices provides comprehensive recordkeeping services to meet the needs o small , mid , and large si ed companies. Our breadth o service includes support or a ide range o qualified and nonqualified plan types and options. The quality and e perience o our dedicated service teams, plus our proven technological advances, provide an e ceptional value to our clients. Our associates possess a deep kno ledge about the comple ities, regulations and compliance requirements that apply to de erred compensation and retirement plans to deliver a client e perience that makes plan administration easy.

PRIMARY MARKET(S) SERVED

lerus etirement and enefits is a valued partner to employers, advisors and brokers ho rely on our e pertise and personal service to establish and manage success ul retirement plan and benefit administration solutions. One o the largest independent benefits administrators in the country, lerus provides a suite o administration services covering retirement plans, health savings accounts s, e ible spending accounts s , health reimbursement arrangements s , payroll I and CO . lerus maintains a national presence, ith o fices in Minnesota, Michigan, e ampshire and ri ona servicing , 00 employer sponsored retirement plans, 2,000 participants and $ 0.5 billion assets under administration in 50 states.

NO. OF PLANS/PARTICIPANTS SERVED BY TYPE

Micro

Micro

$1 million • mall $1 $10 million • Mid $10 $100 million

PRIMARY MARKET(S) SERVED

As of 6/30/18 401 k .........................................................................................4 ,41 DC ........................................................................................... 140

$1 million • mall $1 $10 million • Mid $10 $100 million

NO. OF PLANS/PARTICIPANTS SERVED BY TYPE

PLATFORMS USED

As of 6/30/18 401 k .................................................................................... 4,50 25 ,2 5 40 b .......................................................................................... 145 24, 20 457 ............................................................................................... 4 14,5 2 Defined enefit Traditional .........................................................52 Other ........................................................................................ 1,24 1,05

ASSET ALLOCATION FUNDS

1, 00 5,400

PLANS BY CHANNEL [DIRECT/ADVISOR]

un ard

PLANS BY CHANNEL [DIRECT/ADVISOR]

Multiple

PLATFORMS USED

ADVISOR SUPPORT SERVICES

un ard Omni lus

ternal Wholesalers ocused on dvisors ........................................... 0 Internal Wholesalers ocused on dvisors ................................................

ASSET ALLOCATION FUNDS

Compliance upport, lan enchmarking, Target Date valuation Tools, Training or DC lan ales ervice, Investment Committee Meetings

We are an open architecture plat orm ith no proprietary unds or und requirements. ll asset allocation unds on the plat orms e partner ith may be used. We also o er custom glide path models.

PARTICIPANT SUPPORT SERVICES

ADVISOR SUPPORT SERVICES

ternal Wholesalers ternal Wholesalers Internal Wholesalers Internal Wholesalers

ollover ervices, Call Center upport, martphone ccess to articipant alances, martphone Transaction ccess or articipants

PLAN SPONSOR SERVICE(S) AVAILABLE

lan benchmarking on plan sponsor ebsite, lan ealth eports, etirement ayment eports or participants, Dedicated Client ervice Manager, elationship Manager, Dedicated etirement Counselor

ocused on dvisors .............................................. ocused on Institutional ......................................... ocused on dvisors ................................................ ocused on Institutional ..........................................

Compliance upport, lan enchmarking, Training or DC lan ales ervice, Investment Committee Meetings

PARTICIPANT SUPPORT SERVICES

In lan i etime Income Options, ollover ervices, Call Center upport, martphone ccess to articipant alances

PLAN SPONSOR SERVICE(S) AVAILABLE

lan design, compliance testing, document services, trustee services, sel directed brokerage account D services, quarterly plan health reporting, required notice ulfillment services, 1 services, and a dedicated eb page to participant and plan sponsor tools and resources. 50 NAPA BLACK BOOK

BB_WIN18_44-73_RecordKeepers.indd 50

2018

11/27/18 9:31 AM

Profile for American Retirement Association

2018 NAPA Black Book  

The retirement plan advisor’s definitive resource guide.

2018 NAPA Black Book  

The retirement plan advisor’s definitive resource guide.