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THE DCIOs

ADDITIONAL LISTINGS

BEAUMONT CAPITAL MANAGEMENT (BCM)

BANC OF CALIFORNIA SANTA ANA, CA

• bancofcal.com/MDA

KEY CONTACTS

Beth Pillsbury • 949.526.5815 beth.pillsbury@bancofcal.com Cameron Scheuplein • 949.236.5372 cameron.scheuplein@bancofcal.com

FIRM PROFILE

Banc of California (NASDAQ:BANC) is a $10 billion financial holding company headquartered in anta Ana, has 30+ locations and is the only midsize bank focused exclusively on California. Banc of California is recognized by Forbes Magazine as one of America’s Best Banks, and is the largest independent bank in California with an “Outstanding” rating for community development.

PRIMARY MARKET(S) SERVED

Micro [<$1 million] • Small [$1-$10 million] Mid [$10-$100 million] • Large [$100-$250 million] Mega [>$250 million]

ASSETS MANAGED PLANS SERVED BY TYPE [As of 6/30/18] N/A TOTAL AUM [As of 6/30/18] N/A TOTAL DCIO ASSETS [As of 6/30/18] $452,000,000 DCIO ASSETS BREAKDOWN (%) Money Market ........................................................ 100% ASSET ALLOCATION FUNDS N/A TOP 5 FUNDS BY DC ASSETS [As of 6/30/18] [Fund Name | Total Assets | Last Year New Fund Flow]

1. Banc Master Deposit Account (MDA) B 2. Banc Master Deposit Account (MDA) A 3. Banc Master Deposit Account (MDA) C 4. Banc Master Deposit Account (MDA) Z

NEEDHAM, MA

• investBCM.com

KEY CONTACTS

ST. PETERSBURG, FL

• carillontower.com

KEY CONTACTS

William Wise • 413.281.8615 wwise@investbcm.com Ryan Allessio • 781.400.2864 rallessio@investbcm.com

FIRM PROFILE

Beaumont Capital Management (BCM) delivers rules based gro th strategies to financial professionals, institutions and retirement plans. Our sub-advised TDFs and growth strategies are built with simple, low-cost ETFs. Unlike most TDFs, our strategies have defensive capabilities that seek to meet investors’ varying needs and risk tolerances. We focus our business activities and the execution of our strategies on providing both financial and emotional sustainability to clients. We are all human. We all have emotions. Emotions do not belong in the investment decision-making process. So we created rules-based processes to power our buy and sell decisions so our clients don’t have to.

PRIMARY MARKET(S) SERVED

Micro [<$1 million] • Small [$1-$10 million] Mid [$10-$100 million]

Michelle Lewis • 303.406.8888 michelle.lewis@carillontower.com Jay Natkow • 727.573.3869 jay.natkow@carillontower.com Courtney Dawson • 727.573.3871 courtney.dawson@carillontower.com

FIRM PROFILE

Carillon Family of Funds has a dedicated team that ocuses on the Defined Contribution Investment Only (DCIO) marketplace and distributes high-end, boutique products that speciali e in asset classes that many consider critical to the average 401(k) participant focusing on the capacity-constrained or performance-challenged areas of small and midcap growth.

PRIMARY MARKET(S) SERVED

Micro [<$1 million] • Small [$1-$10 million] Mid [$10-$100 million] • Large [$100-$250 million] Mega [>$250 million]

ASSETS MANAGED PLANS SERVED BY TYPE [As of 6/30/18] N/A TOTAL AUM [As of 6/30/18] $69,000

ASSETS MANAGED TOTAL AUM [As of 6/30/18] $2,966,000,000

ADVISOR SUPPORT SERVICES

External Wholesalers Focused on Advisors, External Wholesalers Focused on Institutional, Target-Date Fund Evaluation Support

NO. OF EXTERNAL WHOLESALERS [DC/RETAIL]

15 / 15

TOTAL DCIO ASSETS [As of 6/30/18] N/A DCIO ASSETS BREAKDOWN (%) N/A ASSET ALLOCATION FUNDS N/A TOP 5 FUNDS BY DC ASSETS [As of 6/30/18] [Fund Name | Total Assets | Last Year New Fund Flow]

1. Small Cap Growth Fund 2. Mid Cap Growth Fund

ADVISOR SUPPORT SERVICES

ADVISOR SUPPORT SERVICES

External Wholesalers Focused on Advisors, External Wholesalers Focused on Institutional

External Wholesalers Focused on Advisors, External Wholesalers Focused on Institutional, Investment Committee Meetings

NO. OF EXTERNAL WHOLESALERS [DC/RETAIL]

NO. OF EXTERNAL WHOLESALERS [DC/RETAIL]

N/A / N/A

3 / 20

40 NAPA BLACK BOOK

BB_WIN18_06-43_DCIOs.indd 40

CARILLON FAMILY OF FUNDS

2018

11/27/18 9:23 AM

Profile for American Retirement Association

2018 NAPA Black Book  

The retirement plan advisor’s definitive resource guide.

2018 NAPA Black Book  

The retirement plan advisor’s definitive resource guide.