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THE DCIOs

NAPA FIRM PARTNERS

MORLEY CAPITAL MANAGEMENT

NATIXIS INVESTMENT MANAGERS OW

D Y CTI

PORTLAND, OR • MORLEY.COM

T I

I

SM

BOSTON, MA • IM.NATIXIS.COM

KEY CONTACTS

KEY CONTACTS

Bill Gardner • 503.484.9313 • gardner.bill.f@morley.com Jim Pondel • 312.541.4077 • pondel.jim@morley.com Brett Okamoto • 503.484.9360 • okamoto.brett@morley.com

James Dolan • James.dolan@natixis.com • 857.998.3093

FIRM PROFILE

ati is Investment Managers

FIRM PROFILE

o ered by ctive ThinkingSM

ctive ThinkingSM is our insight-driven approach to active management that balances diverse opinions, deep data, and detailed analysis. ati is Investment Managers o ers a broad range o unds or defined contribution plans, including the industry s first driven target date mutual funds, the Natixis Sustainable Future FundsSM. The unds are designed for retirement investors who want their investments to align with their personal values, and are intended to be suitable as a QDIA. or more in ormation visit .im.nati is.com TargetDate unds

Morley Capital Management was founded in 1982. Since then we have focused almost exclusively on managing capital preservation assets for our institutional clients. As of June 30, 2018, we manage over $17 billion in assets. Our mission is to design and construct capital preservation strategies to help investors achieve retirement and income goals. Our e perience has established our firm as a valued leader in the industry with: • Innovative solutions tailored to meet client investment needs • Empirically supported proprietary portfolio optimization model • Consistent and disciplined investment approach • Diversified investment strategies • Seasoned teams collaborating to ensure a distinct client experience

PRIMARY MARKET(S) SERVED

Micro [< $1 million] • Small [$1-$10 million] • Mid [$10-$100 million] Large [$100-$250 million] • Mega [> $250 million]

ASSETS MANAGED

PRIMARY MARKET(S) SERVED

TOTAL AUM [As of 6/30/18] .................................... $988,400,000,000

Micro [< $1 million] • Small [$1-$10 million] • Mid [$10-$100 million] Large [$100-$250 million] • Mega [> $250 million]

TOTAL DCIO ASSETS [As of 6/30/18] .....................$34,000,493,609

ASSETS MANAGED

DCIO ASSETS BREAKDOWN [%] Collective Trusts ......................................................................................84% Mutual Funds ............................................................................................12% Separate Accounts ...................................................................................12%

PLANS SERVED BY TYPE [As of 6/30/18] 401(k) .....................................................................................................11,546 457 ................................................................................................................95 Defined enefit Traditional ......................................................................4 Money Purchase ......................................................................................... 73 Other .......................................................................................................... 199

ASSET ALLOCATION FUNDS • Natixis Sustainable Future FundsSM Series (2015, 2020, 2025, 2030, 2035, 2040, 2045, 2050, 2055, 2060) • oomis ayles lobal llocation und • Oakmark Equity Income Fund

TOTAL AUM [As of 6/30/18] ........................................$17,307,000,000 TOP 5 FUNDS BY DC ASSETS [As of 6/30/18]

TOP 5 FUNDS BY DC ASSETS [As of 6/30/18]

[Fund Name | Total Assets | Last Year New Fund Flow]

1. Morley Stable Value Fund: $7,633,304,220 2. Principal Stable Value Fund: $4,310,805,278

[Fund Name | Total Assets | Last Year New Fund Flow]

1. Oakmark International: $6,155,728,4273 2. Oakmark Equity & Income: $5,790,480,571 3. Loomis Sayles Core Plus: $3,067,654,168 4. Oakmark Fund: $3,073,400,0999 5. oomis ayles ro th $1, 4,4 ,4

ADVISOR SUPPORT SERVICES

External Wholesalers Focused on Advisors, Compliance Support, Training or DC lan ales ervice, Investment Committee Meetings

NO. OF EXTERNAL WHOLESALERS [DC/RETAIL]

ADVISOR SUPPORT SERVICES

6/0

External Wholesalers Focused on Advisors, External Wholesalers ocused on Institutional, Compliance upport, Target Date valuation Tools, Training or DC lan ales ervices, Investment Committee Meetings

NO. OF EXTERNAL WHOLESALERS [DC/RETAIL]

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2018

11/27/18 9:23 AM

Profile for American Retirement Association

2018 NAPA Black Book  

The retirement plan advisor’s definitive resource guide.

2018 NAPA Black Book  

The retirement plan advisor’s definitive resource guide.