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THE DCIOs

NAPA FIRM PARTNERS

HARTFORD FUNDS

ICMA-RC

WAYNE, PA • HARTFORDFUNDS.COM

WASHINGTON, DC • VANTAGEPOINTFUNDS.ORG

KEY CONTACTS

KEY CONTACTS

William Dougherty • 610.386.7414 william.dougherty@hartfordfunds.com DCIO Sales Desk • 800.279.1541

Craig Lombardi • 202.330.3307 • clombardi@icmarc.org Ed DeMarino • 202.590.0271 • edemarino@icmarc.org Forrest Wilson • 844.703.5509 • fwilson@icmarc.org Brian Lighty • 202.713.7239 • blighty@icmarc.org

FIRM PROFILE

FIRM PROFILE

art ord unds uses its human centric investing approach to understand the rational and emotional ays investors think about their money, investments, and relationships ith financial advisors. Our relationships ith leading academics and e perts deliver deep insights into investor psychology, demographic trends and behavior. art ord unds also delivers investment insight to help advisors and clients navigate the investment landscape. Our product line up includes more than 55 mutual unds sub advised by Wellington Management or chroder Investment Management ith the e ception o certain und o unds and a variety o multi actor and active T s. cluding a filiated unds o unds, as o une 0, 201 , art ord unds Management Company, C and its holly o ned subsidiary, attice trategies C, had appro imately $11 billion in discretionary and non discretionary assets under management.

ounded in 1 2, ICM C is a not or profit financial services corporation ocused on serving local and state government retirement plans. ICMA-RC’s mission is to help build retirement security for public sector employees. s o une 0, 201 , e provided plan administration services or more than , 00 public sector plans ith more than 1. million participant accounts and approximately $54 billion in assets under management and administration. ICM C makes available a stable value strategy, the und, along ith target date Milestone unds, target risk Model ort olio unds, and equity and fi ed income collective investment trusts CITs .

PRIMARY MARKET(S) SERVED

Micro [< $1 million] • mall $1 $10 million • Mid [$10-$100 million] arge $100 $250 million • Mega [> $250 million]

PRIMARY MARKET(S) SERVED

ASSETS MANAGED

Micro [< $1 million] • mall $1 $10 million • Mid [$10-$100 million] arge $100 $250 million • Mega [> $250 million] TOTAL AUM [As of 6/30/18] ...................................... $101,740,670,000

PLANS SERVED BY TYPE [As of 6/30/18] 401 k ............................................................................................................42 457 ...........................................................................................................4,747 Other ........................................................................................................2,133

TOTAL DCIO ASSETS [As of 6/30/18] ....................... $12,336,878,287

TOTAL AUM [As of 6/30/18] ...................................... $28,800,000,000

DCIO ASSETS BREAKDOWN [%] Mutual Funds .........................................................................................100%

TOTAL DCIO ASSETS [As of 6/30/18] ...................... $139,797,846.00

ASSETS MANAGED

DCIO ASSETS BREAKDOWN [%] Collective Trusts ....................................................................................100%

ASSET ALLOCATION FUNDS • Hartford Balanced Income Fund

ASSET ALLOCATION FUNDS • Vantagepoint Milestone Retirement Income, Vantagepoint Milestones 2010, 2015, 2020, 2025, 20 0, 20 5, 2040, 2045, 2050 2055 • antagepoint Model ort olio lobal quity ro th • antagepoint Model ort olio ong Term ro th • antagepoint Model ort olio Traditional ro th • antagepoint Model ort olio Conservative ro th

TOP 5 FUNDS BY DC ASSETS [As of 6/30/18]

[Fund Name | Total Assets | Last Year New Fund Flow]

1. Hartford MidCap Fund: $3,895,108,033 | $1,257,862,101 2. Hartford International Opportunities: $2,086,520,339 | $1,025,608,080 3. art ord mallCap ro th und $1,445,5 ,2 2 | $286,493,639 4. art ord Dividend and ro th und $ ,151, | $162,196,199 5. Hartford Capital Appreciation: $633,194,803 | $48,068,889

TOP 5 FUNDS BY DC ASSETS [As of 6/30/18]

ADVISOR SUPPORT SERVICES

[Fund Name | Total Assets | Last Year New Fund Flow]

1. antagepoint

ternal Wholesalers ocused on dvisors, ternal Wholesalers Focused on Institutional, lan enchmarking, Training or DC lan ales ervice, Investment Committee Meetings

und

ADVISOR SUPPORT SERVICES

ternal Wholesalers ocused on dvisors, ternal Wholesalers ocused on Institutional, Target Date valuation Tools, Training or DC lan ales ervice, Investment Committee Meetings

NO. OF EXTERNAL WHOLESALERS [DC/RETAIL]

4 / 58

NO. OF EXTERNAL WHOLESALERS [DC/RETAIL]

3 / N/A

26 NAPA BLACK BOOK

BB_WIN18_06-43_DCIOs.indd 26

2018

11/27/18 9:22 AM

Profile for American Retirement Association

2018 NAPA Black Book  

The retirement plan advisor’s definitive resource guide.

2018 NAPA Black Book  

The retirement plan advisor’s definitive resource guide.