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THE DCIOs

NAPA FIRM PARTNERS

ALLIANZ GLOBAL INVESTORS

ALLIANCEBERNSTEIN (AB) NEW YORK, NY • ABFUNDS.COM

NEW YORK, NY • US.ALLIANZGI.COM

KEY CONTACTS

KEY CONTACTS

AllianceBernstein Retirement Sales Team • 800.243.6812

Glenn Dial • 212.

FIRM PROFILE

FIRM PROFILE

t lliance ernstein , e re orking to define the uture o Defined Contribution, striving to keep clients ahead ith visionary research and progressive innovation in investment solutions. everaging our decades o designing asset allocation strategies and managing port olios or institutions and individuals globally, e ve developed pre packaged and customi ed strategies including target date solutions tailored to a plan s demographics. pplying best practices in plan design, investments and communications, e collaborate across our firm and industry even ith competitors to help plans o all si es stay ahead o hat s ne t.

llian lobal Investors is a leading active asset manager ith over 00 investment pro essionals in 25 o fices orld ide and managing $ 12 billion in assets. ctive is the most important ord in our vocabulary. ctive is ho e create and share value ith clients. We believe in solving, not selling, and in adding value beyond pure economic gain. We invest or the long term, employing our innovative investment e pertise and global resources. Our goal is to ensure a superior e perience or our clients, herever they are based and hatever their investment needs. ctive is

PRIMARY MARKET(S) SERVED

llian

lobal Investors

PRIMARY MARKET(S) SERVED

Mid $10 $100 million • arge $100 $250 million Mega $250 million

Mid $10 $100 million • arge $100 $250 million • Mega TOTAL AUM

01

so

01

TOTAL DCIO ASSETS TOTAL AUM

so

01

TOTAL DCIO ASSETS

...................................$540,000,000,000 so

01

01

.....................$6,300,000,000

ASSET ALLOCATION FUNDS • llian I etirement unds • llian I Dynamic etirement eries CITs • llian I lobal Dynamic llocation und • llian I lobal llocation und TOP 5 FUNDS BY DC ASSETS

so

01

[Fund Name | Total Assets | Last Year New Fund Flow]

1. 2. 3. 4. 5.

01

[Fund Name | Total Assets | Last Year New Fund Flow]

1. 2. 3. 4. 5.

so

................... $5 , 0,000,000

ASSET ALLOCATION FUNDS • Multi Manager elect etirement unds • Multi Manager etirement Trusts so

....................................$612,000,000,000

DCIO ASSETS BREAKDOWN [%]

DCIO ASSETS BREAKDOWN [%] Collective Trusts ........................................................................................ 2% Mutual unds ........................................................................................... 18% eparate ccounts ................................................................................. 80%

TOP 5 FUNDS BY DC ASSETS

$250 million

ASSETS MANAGED

ASSETS MANAGED PLANS SERVED BY TYPE [ s o

.42 5 • glenn.dial allian gi.com

Target Date trategies Custom M ssets $40, arge Cap ro th und $1, 01,000,000 Discovery alue und $1, 4 ,000,000 lobal ond und $1,112,000,000 igh Income und $ 42,000,000

,000,000

llian llian llian llian llian

I mall Cap alue und I Target Date trategies I Technology und I Dividend alue und I ocused ro th und

ADVISOR SUPPORT SERVICES

ternal Wholesalers ocused on dvisors, ternal Wholesalers ocused on Institutional, Target Date valuation Tools, Investment Committee Meetings

ADVISOR SUPPORT SERVICES

ternal Wholesalers ocused on dvisors, ternal Wholesalers ocused on Institutional, Compliance upport, lan enchmarking, Target Date valuation Tools, Training or DC lan ales ervice, Investment Committee Meetings

NO. OF EXTERNAL WHOLESALERS [DC/RETAIL] 0

NO. OF EXTERNAL WHOLESALERS [DC/RETAIL]

4 42

20 NAPA BLACK BOOK

BB_WIN18_06-43_DCIOs.indd 20

2018

11/27/18 9:22 AM

Profile for American Retirement Association

2018 NAPA Black Book  

The retirement plan advisor’s definitive resource guide.

2018 NAPA Black Book  

The retirement plan advisor’s definitive resource guide.