THE DISTRIBUTORS: BROKER-DEALERS & RIAs
NAPA FIRM PARTNERS
SAGEVIEW ADVISORY GROUP
RETIREMENT PLANOLOGY, INC
IRVINE, CA • SAGEVIEWADVISORY.COM
ALEXANDRIA, VA • RETIREMENTPLANOLOGY.COM
KEY CONTACTS
KEY CONTACTS
Courtenay Shipley • 703.595.2829 cshipley@retirementplanology.com
Randy Long • 800.814.8742 • rlong@sageviewadvisory.com Jon Upham • 800.814.8742 • jupham@sageviewadvisory.com
FIRM PROFILE
FIRM PROFILE
Retirement Planology, Inc. is a registered investment advisory firm specializing in providing services to corporate/organization-sponsored retirement plans.
SageView Advisory Group, LLC is an independent Registered Investment Advisor with over 130 employees located in 24 offices nationwide. The firm provides unbiased retirement plan and wealth management consulting services to clients throughout the U.S. SageView advises on over 1200 defined contribution, defined benefit and deferred compensation plans totaling over $96 billion in client assets.
PRIMARY MARKET(S) SERVED
Micro [< $1 million] • Small [$1-$10 million] • Mid [$10-$100 million]
OPTIONS AVAILABLE
PRIMARY MARKET(S) SERVED
• Allows Fiduciary Declaration 3(21)/3(38)
Mid [$10-$100 million] • Large [$100-$250 million] Mega [> $250 million]
• Plan Design Consulting • Plan Sponsor Fiduciary Training
OPTIONS AVAILABLE
• Stable Value Analysis
• 3rd Party Investment Analysis Tool • Other Tools
HOME OFFICE EMPLOYEES SUPPORTING THE BUSINESS
• Benchmarking Tools
4
• Participant Advice/Participant Services
3RD PARTY CLEARING BD
• CRM/Data Aggregation
N/A
• Internal Rollover Program • Allows Fiduciary Declaration 3(21)/3(38) • Custom Risk Based/Target Date Models • Plan Design Consulting • Consulting on SMAs • Plan Sponsor Fiduciary Training • Stable Value Analysis • Minimum Fee Schedules
HOME OFFICE EMPLOYEES SUPPORTING THE BUSINESS
60
3RD PARTY CLEARING BD N/A
186 NAPA BLACK BOOK
2018