NAPA FIRM PARTNERS
Broker-Dealers & RIAs
Advisor Group
Aldrich Wealth LP
Phoenix, AZ | Advisorgroup.com
Lake Oswego, OR | wealthadvisors.com
KEY CONTACT(S)
KEY CONTACT(S)
FIRM PROFILE
FIRM PROFILE
Advisor Group is one of the largest networks of independent wealth management firms in the United States. The individual firms that comprise Advisor Group foster the spirit of entrepreneurship and independence that our more than 11,000 financial professionals exemplify.
Aldrich Wealth’s dedicated Corporate Retirement Plan team is committed to advocating for plan sponsors and their participants, bringing the experience and discipline needed to drive positive outcomes. Since 1998, Aldrich Wealth has set out to provide customized services including investment management, recordkeeper consulting, fiduciary governance services, employee education, and financial wellness. Aldrich Wealth is part of the Aldrich Group of Companies, including Top 100 Accounting Firm Aldrich CPAs + Advisors, Aldrich Benefits, Aldrich Retirement Services, Aldrich Technology, and Aldrich Capital.
Dennis Solberg | 651.702.1925 | dennis.solberg@advisorgroup.com Bo Agan | 402.637.3007 | bo.agan@advisorgroup.com Brian Brashaw | 402.306.8742 | brian.brashaw@advisorgroup.com
PRIMARY MARKET(S) SERVED
OPTIONS AVAILABLE • Preferred Provider Program
56
Heather Wonderly | 503.620.5329 | hwonderly@wealthadvisors.com Neil Plein | 503.716.9225 | nplein@wealthadvisors.com Kathy Peterson | 503.716.9264 | kpeterson@wealthadvisors.com
PRIMARY MARKET(S) SERVED
• Retirement Sales Desk Representative • Business Development Consultants • Recruiter for Retirement Plan Advisors • 3rd Party Vendor Analysis Tool
OPTIONS AVAILABLE • 3rd Party Vendor Analysis Tool
• Other Tools
• Benchmarking Tools
• Benchmarking Tools
• Participant Advice/Participant Services
• CRM/Data Aggregation
• Allows Fiduciary Declaration 3(21)/3(38)
• Allows Fiduciary Declaration 3(21)/3(38)
• Custom Risk Based/Target Date Models
• 408(b)(2) - In-House or Outsourced
• 408(b)(2) - In-House or Outsourced
• Plan Sponsor Fiduciary Training
• Plan Sponsor Fiduciary Training
• Stable Value Analysis
• Stable Value Analysis
HOME OFFICE EMPLOYEES SUPPORTING THE BUSINESS 10
• Minimum Fee Schedules
HOME OFFICE EMPLOYEES SUPPORTING THE BUSINESS 37
NAPA BLACK BOOK 2021