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Bookstore SPOTLIGHTS

January - April 2014

The Internal Auditor’s Guide to Risk Assessment

15% OFF Use Promo Code TOOLKIT See page 9 for details.

Management’s Guide to Sarbanes-Oxley Section 404: Maximize Value Within Your Organization

10% OFF Use Promo Code CONTROL See page 3 for details.

www.theiia.org/bookstore

Closing the Gaps in Third-Party Risk Management: Defining a Larger Role for Internal Audit

FREE FOR MEMBERS See page 8 for details.


NEW PRODUCTS

NEW PRODUCTS

Enterprise Risk Management: Achieving and Sustaining Success A roadmap for all internal auditors, regardless of their ERM expertise, to translate complex ERM concepts into concrete guidance that internal auditors find straightforward and practical. Item No. 1117 Member Price: $85 / Nonmember Price: $120

Internal Auditing: Assurance and Advisory Services, 3rd Edition This reference book incorporates the fundamental knowledge and skills needed to succeed as an internal auditor from both theoretical and application perspectives. Item No. 1133 Member Price: $140 / Nonmember Price: $170

COSO Internal Control – Integrated Framework: Turning Principles Into Positive Action + Framework: 2013 - BUNDLE Two Books Essential to Your Internal Audit Activity Visit our website to browse these titles. Purchase as a bundle. Members save $30 off the individually priced items. Item No. 1136 Member Price: $170 / Nonmember Price: $200

International Professional Practices Framework (IPPF) 2013 Edition The IPPF presents current, relevant, internationally consistent information that is required by internal audit professionals worldwide. Item No. 1127 Member price: $55 / Nonmember Price: $75

The 2013 Internal Audit Compensation Study Download PDF The IIA’s new 2-day course, COSO 2013: Implementing the Framework, will enable you to not only interpret the 2013 Framework but implement it as well. Find a seminar location in a city near you! www.theiia.org/Seminars

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This Special Report summarizes the key findings from The IIA’s 2013 Internal Audit Compensation Study, which provides analysis of the pay practice information for 387 organizations in the United States and Canada. Item No. 1049 Member Price: $298 / Nonmember Price: $398

Visit www.theiia.org/bookstore for more details and additional resources.

* Prices are subject to change.


NEW PRODUCTS

Combined Assurance: Case Studies on a Holistic Approach to Organizational Governance Research Report Explore the reality of what could soon be the profession’s standards by following the journey of six multinational organizations. Item No. 5023 Member price: $35 / Nonmember Price: $45

COSO - Internal Control – Integrated Framework: 2013 (Framework) 2013 Internal Control – Integrated Framework (Framework) is expected to help organizations design and implement internal control in light of many changes in business and operating environments. Item No. 6278 Member Price: $140 / Nonmember Price: $175

Management’s Guide to Sarbanes-Oxley Section 404: Maximize Value Within Your Organization COSO Internal Control – Integrated Framework: Turning Principles Into Positive Action Larry Rittenberg, COSO’s chair emeritus, provides a high-level overview that will help internal auditors in all industries to quickly identify the implications of the updated Framework to their organizations. Item No. 1135 Member Price: $60 / Nonmember Price: $75

This book provides management with all the details needed to assess internal control over financial reporting — and design an assessment scope and testing program that is not only effective but efficient. Item No. 1151 Member Price: $35 / Nonmember Price: $45 10% Off – Use Promo Code CONTROL Offer expires April 30, 2014.

Quality Assessment Manual for the Internal Audit Activity

Performing an Effective Quality Assessment

This edition offers a new methodology and broadens the focus to include all components of a Quality Assurance and Improvement Program (QAIP).

This is one of two IIA courses designed to assist participants with their internal audit activity’s ability to comply with Standard 1300 — the foundation of QAIPs — and, more importantly, realize the full benefit of a high quality QAIP.

Book w/CD-ROM: Item No. 1131 Member Price: $215 / Nonmember Price: $260

Find a seminar location in a city near you!

CD-ROM: Item No. 1132 Member Price: $160 / Nonmember Price: $205

* Prices are subject to change.

Organizations with Sarbanes-Oxley programs are required to use a formally recognized internal controls framework. The only framework recognized by the SEC is COSO’s Internal Control – Integrated Framework, which was updated in 2013. The guidance presented in this updated book is consistent with COSO 2013 and promotes a top-down, risk-based assessment program.

www.theiia.org/Seminars

Visit www.theiia.org/bookstore for more details and additional resources.

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Find Your Local Audit Library Here

Digital books from the Most Comprehensive Collection of PractitionerReviewed Content are now available anywhere and everywhere you go. Partial sponsorship of the digital platform was donated by The IIA’s Chicago Chapter.


eBOOKS

Auditing Employee Hiring and Staffing Item No. 1080.ep Member Price: $40 Nonmember Price: $50

Auditing Employee Management Item No. 1096.ep Member Price: $40 Nonmember Price: $50

Enterprise Risk Management: Achieving and Sustaining Success Item No. 1117.ep Member Price: $80 Nonmember Price: $115

Improving Board Risk Oversight Through Best Practices Item No. 5019.ep Member Price: $20 Nonmember Price: $40

Auditing Outsourced Functions: Risk Management in an Outsourced World

Internal Audit Capability Model (IA-CM) for the Public Sector

Item No. 1108.ep Member Price: $40 Nonmember Price: $50

Item No. 5007.ep Member Price: $35 Nonmember Price: $55

Board Effectiveness: What Works Best, 2nd Edition

Management’s Guide to SarbanesOxley Section 404: Maximize Value Within Your Organization

Item No. 5020.ep Member Price: $50 Nonmember Price: $60

Item No. 1151.ep Member Price: $30 Nonmember Price: $40

CAE Strategic Relationships: Building Rapport with the Executive Suite Item No. 5024.ep Member Price: $40 Nonmember Price: $50

Sawyer’s Guide for Internal Auditors, 6th Edition Item No. 1099.ep Member Price: $170 Nonmember Price: $220

Clarity, Impact, Speed: Delivering Audit Reports That Matter

Value and Competency — The Stakeholder Perspective

Item No. 1085.ep Member Price: $50 Nonmember Price: $60

Item No. 5028.ep Member Price: $30 Nonmember Price: $40

* Prices are subject to change.

Visit www.theiia.org/bookstore for more details and additional resources.

Visit the IIARF Bookstore at our upcoming conferences. Attendees save more with extra discounts and free shipping! GENERAL AUDIT MANAGEMENT CONFERENCE March 24–26, 2014 Hilton Orlando Bonnet Creek / Orlando, FL The essential experience for CAEs and The IIA’s flagship event: bringing together CAEs, audit committee and board members, and financial and executive management from around the world. www.GAM2014.com GAMING CONFERENCE April 14–16, 2014 The Mirage / Las Vegas, NV The gaming industry’s only dedicated conference for internal audit, risk, and related professionals. www.theiia.org/goto/Gaming2014 INTERNATIONAL CONFERENCE July 6–9, 2014 ExCeL London / London, England Time to make the connection in London, where the program will focus on emerging global issues; tools and technologies; fraud, bribery, and corruption; financial services; corporate values; risk and controls; management skills; and public sector and non-profit challenges. www.ic.globaliia.org

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CAE Strategic Relationships: Building Rapport with the Executive Suite Item No. 5024 Member Price: $45 Nonmember Price: $55

2013

l0 BEST SELLERS

CGAP® Exam Study Guide, 4th Edition Item No. 1100 Member Price: $75 Nonmember Price: $85

The IIA Research Foundation Bookstore Spotlights

Item No. 1130 Member Price: $75 Nonmember Price: $85

Internal Auditing: Assurance & Advisory Services, 3rd Edition Item No. 1133 Member Price: $140 Nonmember Price: $170

Combined Assurance: Case Studies on a Holistic Approach to Organizational Governance

International Professional Practices Framework (IPPF), 2013 Edition

Item No. 5023.ep Member Price: $30 Nonmember Price: $40

Item No. 1127 Member Price: $55 Nonmember Price: $75

COSO Internal Control – Integrated Framework: 2013

Quality Assessment Manual for the Internal Audit Activity

Item No. 6278 Member Price: $140 Nonmember Price: $175

Item No. 1131 Member Price: $215 Nonmember Price: $260

COSO Internal Control – Integrated Framework: Turning Principles Into Positive Action Item No. 1135.ep Member Price: $55 Nonmember Price: $70

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CRMA® Exam Study Guide

Visit www.theiia.org/bookstore for more details and additional resources.

Sawyer’s Guide for Internal Auditors, 6th Edition Item No. 1099 Member Price: $175 / Nonmember Price: $225

* Prices are subject to change.


Ignite the FIRE Within You...

Fund Internal Audit Research & Education! The ability to create it — FIRE — burns within each of us. But the flames that will set our profession ablaze with new ideas and fresh talent start with just one spark. Be that spark that ignites innovation in researchers and curiosity in students. Research and education blaze new trails of opportunity for the profession. To reach our full potential, we must explore, we must educate, and we must fuel the fire that creates our future. Ignite the FIRE! Help stock the shelves with groundbreaking research and fill the pipeline with qualified future internal auditors.

Visit www.theiia.org/Research to donate TODAY!


RESEARCH REPORTS

Behavioral Dimensions of Internal Auditing: A Practical Guide to Professional Relationships in Internal Auditing Item No. 5015.dl Member Price: $0 Nonmember Price: $40

RESEARCH

FREE MEMBERS

Closing the Gaps in ThirdParty Risk Management: Defining a Larger Role for Internal Audit Item No. 5029.dl Member Price: $0 Nonmember Price: $25

Contrasting GRC and ERM: Perceptions and Practices Among Internal Auditors Item No. 5027.dl Member Price: $0 Nonmember Price: $25

Keeping You at the Center of It All

BLOGS

www.theiia.org/goto/GetConnected

The IIA Research Foundation Bookstore Spotlights

Item No. 5026.dl Member Price: $0 Nonmember Price: $15

Insight: Delivering Value to Stakeholders Item No. 5021.dl Member Price: $0 Nonmember Price: $0

Internal Auditing’s Role in Risk Management Item No. 5018.dl Member Price: $0 Nonmember Price: $15

Effective Sizing of Internal Audit Activities for Colleges and Universities

Leveraging IT Controls to Improve IT Operating Performance

Item No. 5014.dl Member Price: $0 Nonmember Price: $35

Item No. 2006.dl Member Price: $0 Nonmember Price: $40

Effective Sizing of Internal Audit Departments

The Audit Committee and the CAE: Sustaining a Strategic Partnership

Item No. 5013.dl Member Price: $0 Nonmember Price: $35

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Global Corruption Law Compliance Report: Insights From The Middle Market

Visit www.theiia.org/bookstore for more details and additional resources.

Item No. 5025.dl Member Price: $0 Nonmember Price: $15 * Prices are subject to change.


FEATURED BOOK

The Internal Auditor’s Guide to Risk Assessment Author Rick Wright, CIA, provides a step-by-step guide that outlines the key elements of a strong risk assessment framework and key concepts that should guide the process. This book walks readers through the key considerations that should be thoroughly explored before execution including:

• Considerations for choosing the best approach for each organization.

• Identifying risk appetite and solving common problems.

• Special types of risk assessments.

We’ve also included The Risk Assessment Toolkit, a valuable set of 10 risk assessment examples with Excel spreadsheets and Word documents you can customize to meet the needs of your organization. This easy read is designed for a broad audience, from staff auditors to chief audit executives.

Item No. 1134 Member Price: $110 / Nonmember Price: $130 15% OFF - Promo Code: TOOLKIT Offer expires April 30, 2014 Also available as an eBook and PDF Download.

This publication was generously sponsored in part by The IIA–Lehigh Valley Chapter.

NEW! Assessing Risk: Ensuring Internal Audit’s Value This course provides practical insights relating to contemporary best practices of risk assessment activities and allows participants to apply what they have learned so that they can implement risk assessment activities at their organization. Find a seminar location in a city near you! www.theiia.org/Seminars


CERTIFICATIONS

Certified Government Auditing Professional® (CGAP®) Exam Study Questions CD-ROM Item No. 1075 Member Price: $49 / Nonmember Price: $59

Certified Financial Services Auditor® (CFSA®) Study Guide CD-ROM Item No. 1026 Member Price: $50 / Nonmember Price: $60 Book Item No. 1011 Member Price: $50 / Nonmember Price: $60

Certification in Control Self-Assessment® (CCSA®) Study Guide CD-ROM Item No. 1025 Member Price: $50 / Nonmember Price: $60

CRMA® Exam Study Guide With current information and trends, explanatory examples, and useful figures and tables, the CRMA Exam Study Guide will not only serve as an aid to taking the exam but will also enhance your knowledge of risk management assurance for audit-related activities. Written and reviewed by an international team of practitioners and academics, the study materials are designed for a global audience. Included are sample CRMA exam practice questions with suggested solutions, the exam syllabus, and a list of supplementary study materials. Item No. 1130 Member Price: $75 / Nonmember Price: $85

Book Item No. 495 Member Price: $50 / Nonmember Price: $60

Certified Government Auditing Professional® (CGAP®) Study Guide Book and Exam Study Questions Bundle Item No. 1082 Member Price: $90 / Nonmember Price: $108

Registration Is Open for the CRMA Register for the designation’s core exam, which consists of 100 multiple-choice questions and a seat time of two hours. Join more than 13,000 of your global peers who have already earned this designation.

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The IIA Research Foundation Bookstore Spotlights

Visit www.theiia.org/bookstore for more details and additional resources.

* Prices are subject to change.


CERTIFICATIONS

YOUR ESSENTIAL DEVELOPMENT TOOLS The profession you’ve chosen is demanding and it suits someone with your drive. We bring you the professional development resources you need to reach your career goals. As an IIA Member, you have FREE access to: • Guidance Briefings • Ia Magazine • Members-only Webinars

CIA® Model Exam Questions - IPPF Aligned Book Item No. 488 Member Price: $25 / Nonmember Price: $55 CD-ROM Item No. 1091 Member Price: $35 / Nonmember Price: $55

* Prices are subject to change.

Gleim CIA Review Parts 1, 2, 3 (Books & Test Prep Online) New 3-Part Exam Item No. 6300 Member Price: $359.85 Nonmember Price: $359.85

Visit www.theiia.org/bookstore for more details and additional resources.

The IIA’s CIA Learning System® – 3 Part Study Guide with Online Review Prepare to Pass the 3-Part CIA Exam! Item No. 1150 Member Price: $795 Nonmember Price: $895

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AUDIT TOOLS

The Intermediate Audit Library Collection BUY A BUNDLE - SAVE A BUNDLE! IIA Members save $430.00! • COSO Internal Control – Integrated Framework: 2013 Framework NEW! • Internal Auditing: Assurance & Advisory Services, 3rd Edition NEW! • International Professional Practices Framework (IPPF) 2013 NEW! • Quality Assessment Manual for the Internal Audit Activity NEW! • Sawyer’s Internal Auditing, 6th Edition NEW! • The Internal Auditor’s Guide to Risk Assessment NEW! • 20 Questions Directors Should Ask About Internal Audit • Audit Committee Reporting: A Guide for Internal Auditing • Audit Planning: A Risk-based Approach • Auditor’s Guide to Information Systems Auditing • Clarity, Impact, Speed: Delivering Audit Reports That Matter • Enterprise Risk Management – Integrated Framework • Enterprise Risk Management: Achieving and Sustaining Success • Essentials: An Internal Audit Operations Manual • Fraud Risk Assessment: Building a Fraud Audit Program • Implementing the International Professional Practices Framework, Updated 3rd Edition

Item No. 1042 Member Price: $1,100 / Nonmember Price: $1,553

Members save $453

Save an additional 10% OFF – Use Promo Code LIBRARY Offer expires April 30, 2014.

Auditing Outsourced Functions: Risk Management in an Outsourced World This book will not only help you navigate the hidden risks of outsourcing, but will also give you insight into many emerging issues. Item No. 1108 Member Price: $45 / Nonmember Price: $55

Business Process Mapping: Improving Customer Satisfaction, 2nd Edition A comprehensive introduction to organizational processes, growth, and business transformation. Item No. 6073 Member Price: $65 / Nonmember Price: $65

Presents an overview of sampling, statistical/nonstatistical sampling issues, sampling selection methods and risks and the pros and cons of popular sampling plans. Item No. 484 Member Price: $45 / Nonmember Price: $55

Strategies for Small Audit Shops, 2nd Edition This handbook will guide internal auditors who face the challenges of limited resources and ever-expanding responsibilities. Item No. 1076 Member Price: $45 / Nonmember Price: $55

Essentials: An Internal Audit Operations Manual

Using Surveys in Internal Audits

A compilation of sample resources, documents, reference materials, and ideas that can be used in whole, in part, or customized as input to developing a new internal audit activity manual or updating an existing one.

This handbook will help those who are considering using surveys, those who may be asked to conduct surveys, or those who want to enhance their techniques.

Item No. 1013 Member Price: $245 / Nonmember Price: $295

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Sampling: A Guide for Internal Auditors

The IIA Research Foundation Bookstore Spotlights

Visit www.theiia.org/bookstore for more details and additional resources.

Item No. 1067 Member Price: $45 / Nonmember Price: $55

* Prices are subject to change.


AUDIT TOOLS

Quality Assurance and Improvement Program (QAIP) Collection Bundle These Items Together to Update Your Internal Audit Library Three Books Essential to Your Internal Audit Activity: IPPF (2013 Edition), Quality Assessment Manual for the Internal Audit Activity, and Implementing the IPPF, 3rd Edition. Item No. 1129 Member Price: $275 / Nonmember Price: $320

Implementing the International Professional Practices Framework, Updated 3rd Edition

International Professional Practices Framework (IPPF) 2013 Edition

This book is designed to serve as a practical guide for applying the IPPF.

The IPPF presents current, relevant, internationally consistent information that is required by internal audit professionals worldwide.

Item No. 1020 Member Price: $55 / Nonmember Price: $65

Book w/ CD-ROM Item No. 484 Member Price: $55 / Nonmember Price: $75

Internal Auditing: A Guide for the New Auditor, 3rd Edition Provides practical information on conducting engagements, report development, internal control, riskbased auditing, control selfassessment, and more. Item No. 1077 Member Price: $45 / Nonmember Price: $55

CD-ROM Item No. 1128 Member Price: $40 / Nonmember Price: $65

Quality Assessment Manual for the Internal Audit Activity This edition offers a new methodology and broadens the focus to include all components of a Quality Assurance and Improvement Program (QAIP). Book with CD-ROM Item No. 1131 Member Price: $215 / Nonmember Price: $260

Internal Auditing: Assurance & Advisory Services, 3rd Edition Covers key fundamentals of internal auditing that can be applied in an ever-changing business world, serving as a reference and training tool for internal audit practitioners.

CD-ROM Item No. 1132 Member Price: $160 / Nonmember Price: $205

Sawyer’s Guide for Internal Auditors, 6th Edition Item No. 1099 Member Price: $175 / Nonmember Price: $225

Item No. 1133 Member Price: $140 / Nonmember Price: $170

* Prices are subject to change.

Visit www.theiia.org/bookstore for more details and additional resources.

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IIA BRANDED MERCHANDISE

NEW PADFOLIOS FOR eREADERS New IIA Leather Tablet Padfolios Featuring: • Zippered Closure • Business card pocket • Elastic pen loop • Genuine Top Grain Leather Large (10.5" H x 8" W) Padfolio inside cover features adjustable brackets for holding an iPad, as well as most electronic tablets and e-readers and includes a 6" x 9" writing pad. Item No. 1137 Member Price: $59.97 / Nonmember Price: $59.97

Small (9" H x 6.5" W) Padfolio inside cover features adjustable brackets for holding an assortment of 7" tablets including most Kindle and Nook styles and includes a 5" x 8" writing pad. Item No. 1138 Member Price: $39.97 / Nonmember Price: $39.97

IIA Business Card Holder

IIA Lapel Pin

Go ahead, show off your subtle style! This textured black business card case with a silver finish and contrast stitching has a magnetic flap closure.

Show your support. Gold plated with rich blue IIA logo. Item No. 1116 Member Price: $4.97 / Nonmember Price: $4.97

Item No. 1113 Member Price: $11.97 / Nonmember Price: $11.97

IIA Stratford Executive Journalbook

IIA Ceramic and Chrome Mug - 16oz BPA free. IIA logo imprinted. Item No. 1114 Member Price: $12.97 / Nonmember Price: $12.97

IIA logo engraved on this dual-tone brown notebook that includes a 5” x 8” spiral bound journal with 100 sheets of lined paper, two-tiered business card holder, and external elastic loop for pen or USB flash drive holder (flash drive not included). Item No. 1111 Member Price: $18.97 / Nonmember Price: $18.97

IIA Triton Pen IIA Cornado Ballpoint Pen High shine chrome barrel with intricate linear groove detailing on bottom barrel. Laser engraved with The IIA logo. Item No. 1110 Member Price: $11.97 / Nonmember Price: $11.97

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The IIA Research Foundation Bookstore Spotlights

Visit www.theiia.org/bookstore for more details and additional resources.

Executive level pen with carbon fiber, black lacquer detail, and chrome accents. Twist action mechanism and European black ballpoint ink cartridge. Laser etched with The IIA logo. Item No. 1109 Member Price: $18.97 / Nonmember Price: $18.97

* Prices are subject to change.


10% OFF

AUDIT LIBRARY COLLECTIONS

Use Promo Code LIBRARY to receive additional discount. Offers expires April 30, 2014.

These audit library collections supplement and enhance your audit department’s available resources with the most requested and foundational tools offered at significant savings compared to purchasing each product separately.

The Fundamental Audit Library Collection

The Intermediate Audit Library Collection

The Comprehensive Audit Library Collection

Item No. 1041 IIA Members: $610 Nonmembers: $750

Item No. 1042 IIA Members: $1,100 Nonmembers: $1,553

Item No. 1043 IIA Members: $1,410 Nonmembers: $2,100

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Implementing the International Professional Practices Framework, Updated 3rd Edition International Professional Practices Framework (IPPF), 2013 Edition NEW! Sawyer's Guide for Internal Auditors, 6th Edition NEW! Internal Auditing: Assurance & Advisory Services, 3rd Edition NEW! Essentials: An Internal Audit Operations Manual Quality Assessment Manual for the Internal Audit Activity NEW! The Internal Auditor’s Guide to Risk Assessment NEW! COSO Internal Control – Integrated Framework: 2013 (Framework) NEW! Audit Committee Reporting: A Guide for Internal Auditing Audit Planning: A Risk-based Approach Clarity, Impact, Speed: Delivering Audit Reports That Matter Fraud Risk Assessment: Building a Fraud Audit Program Auditor's Guide to Information Systems Auditing 20 Questions Directors Should Ask About Internal Audit Enterprise Risk Management: Achieving and Sustaining Success Enterprise Risk Management – Integrated Framework Auditing Human Resources, 2nd Edition Intellectual Property: Auditing the Process Conflict Management and Negotiation Skills for Internal Auditors

To Revise or Not to Revise: Essential Guide to Reviewing Somebody Else's Writing Auditing Investments Sampling: A Guide for Internal Auditors Auditing the Procurement Function Legal Services: Auditing the Process Audit Committee Effectiveness: What Works Best™, 4th Edition Using Surveys in Internal Audits Board Effectiveness: What Works Best™, 2nd Edition

* Prices are subject to change.

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247 Maitland Avenue Altamonte Springs, FL 32701-4201 USA

NONPROFIT ORGANIZATION U.S. POSTAGE PAID THE INSTITUTE OF INTERNAL AUDITORS

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ONLINE ORDER ONLY! www.theiia.org/bookstore U S E P R O M O C O D E M I N C AT 1 1 4 . O F F E R E X P I R E S A P R I L 3 0 , 2 0 1 4 . *One promotional code per order. Cannot be combined with other promo codes.

Bookstore SPOTLIGHTS

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The IIA Research Foundation Bookstore Spotlights - January 2014