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AUDIT COMMITTEE & GOVERNANCE AUDIT TOOLS

COSO CERTIFICATION EXAM STUDY MATERIALS ALL ITEMS REVIEWED BY INTERNAL AUDITORS, FOR INTERNAL AUDITORS.

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NEW! FROM THE IIA RESEARCH FOUNDATION BOOKSTORE

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The “How-To” Handbook For Applying The New IPPF

EXCLUSIVE OFFER! Save $30 when you purchase Implementing the International Professional Practices Framework, 3rd Edition and the IPPF together! Just add the IPPF to your shopping cart after Implementing the IPPF, and use offer code IPPF310 – online purchases only. Offer expires April 30, 2010.

Don’t Forget Your Copy of The IPPF!

10130


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Director’s Choice NEW! Internal Auditing: Assurance and Consulting Services, 2nd Edition Kurt F. Reding, PhD, CIA, CPA, CMA; Paul J. Sobel, CIA, CPA; Urton L. Anderson, PhD, CIA, CCSA, CGAP, CCEP; Michael J. Head, CIA, CPA, CMA, CBA, CISA; Sridhar Ramamoorti, PhD, CIA, CPA, CFE, CFSA, CGAP; Mark Salamasick, CIA, CISA, CSP; Cris Riddle, MA Internal Auditing: Assurance & Consulting Services, 2nd Edition, is the premier international textbook designed to support the fast-growing global profession of internal auditing. Sponsored by The IIA Research Foundation, it covers the key fundamentals of internal auditing that can be applied in an ever-changing business world. It was written through the collaboration of three educators and four practitioners, which makes it the cornerstone of internal audit education as well as an important reference and training tool for internal audit practitioners. The second edition has been updated to reflect: • The new International Professional Practices Framework (IPPF), which was issued by The IIA in January 2009. • Emerging practices relating to governance, risk management, and control, the cornerstones of The IIA’s Definition of Internal Auditing. • Fundamental IT-related concepts that all internal auditors need to understand, including references to The IIA’s Global Technology Audit Guides (GTAG) and the Guide to the Assessment of IT Risk (GAIT). • Fraud guidance provided in Managing the Business Risk of Fraud: A Practical Guide, which was cosponsored by The IIA, the AICPA, and the ACFE. • A customized approach to conducting consulting engagements, which aligns with the new IPPF guidance. ITEM NO: 1023.2

IIA MEMBERS: $105 / NONMEMBERS: $135

NEW! Internal Audit Capability Model (IA-CM) for the Public Sector Published by The IIA Research Foundation The Internal Audit Capability Model (IA-CM) for the Public Sector is a framework that identifies the fundamentals needed for effective internal auditing in government and the broader public sector. It illustrates the levels and stages through which an internal audit (IA) activity can evolve as it defines, implements, measures, controls, and improves its processes and practices. The model is intended for self-assessment, capacity building, and advocacy. Its primary users are expected to be internal audit professionals together with the profession’s principal stakeholders (e.g., senior management, audit committee members, governing bodies, and external auditors). This research report comprises two sections — an Overview of the IA-CM and an Application Guide: • The Overview provides background on the research project itself, some environmental and contextual information about internal auditing, and a description of the model, including its underlying principles and structure. A selected bibliography is also provided. • The Application Guide describes the IA-CM in detail — its elements, levels, key process areas, and how to use and interpret the model. Some evolving and best-practice examples of IA activities identified during the global validation of the IA-CM are highlighted along with guidance to help use the IA-CM as a self-assessment tool. ITEM NO: 5007

IIA MEMBERS: $40 / NONMEMBERS: $60

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Audit Committee & Governance NEW! Audit Committee Reporting: A Guide for Internal Auditing

Audit Committee Essentials

Sally F. Cutler

Audit Committee Essentials covers the role and responsibilities of the Audit Committee of Corporate Boards of Directors following the enactment of the SarbanesOxley Act. It explains why internal control is so critical and how the audit committee can work to make it more effective, with an emphasis on the oversight of the financial reporting process and on oversight of the independent audit.

How does internal auditing deliver clear messages to the audit committee — messages that support good governance and deliver on internal auditing’s mission? Audit Committee Reporting: A Guide for Internal Auditing helps readers not only to answer this question, but also to fashion a comprehensive approach to audit committee reporting. Author Sally Cutler draws on her years of consultation with and training for internal audit departments large and small — plus up-to-date research — to present common and best practices. Furthermore, the practices are aligned with professional guidance from various sources, including The IIA’s International Professional Practices Framework (IPPF). ITEM NO: 1004 IIA MEMBERS: $59 / NONMEMBERS: $70

Curtis C. Verschoor

ITEM NO: 6151 IIA MEMBERS: $43 / NONMEMBERS: $48

Quality Assessment Manual, 6th Edition Published by The IIA Research Foundation

Audit Committee Effectiveness: What Works Best, 3rd Edition Sponsored by The Institute of Internal Auditors Research Foundation and prepared by PricewaterhouseCoopers This research report has been prepared to help audit committee members effectively and thoughtfully discharge their duties. It provides direction on how best to carry out their responsibilities by providing numerous examples of how leading audit committees are not just coping, but succeeding. In short, it is your guide to what works best. Corporate financial reporting continues to be under intense scrutiny—placing audit committees firmly in the spotlight. Audit committees are finding their workload has expanded significantly. The issues they now face are more challenging than ever, as their responsibilities expand well beyond the complexities of financial reporting. ITEM NO: 5000 IIA MEMBERS: $65.50 / NONMEMBERS: $85

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This Quality Assessment Manual, 6th Edition, represents an update and expansion of the Quality Assessment Manual, 5th Edition v1.1, published by The Institute of Internal Auditors Research Foundation in 2006. This manual has been updated to respond to issuance of The IIA’s International Standards for the Professional Practice of Internal Auditing (Standards), the related changes in the internal audit profession, and the increasingly demanding business environments in which the profession operates. ITEM NO: 1055 IIA MEMBERS: $200 / NONMEMBERS: $245 ALSO AVAILABLE: CD-ROM


ON SALE! Corporate Governance and the Board: What Works Best

Building a World-Class Compliance Program: Best Practices and Strategies for Success

Sponsored by The Institute of Internal Auditors Research Foundation and prepared by PricewaterhouseCoopers

Martin T. Biegelman and Daniel R. Biegelman (contributor)

Never before has corporate governance been more important to the health and well-being of organizations all around the world. Nor has there been greater need for practical how-to information for those who serve as board members. Corporate Governance and the Board - What Works Best delivers exactly what its name suggests. ITEM NO: 408 IIA MEMBERS: $37.50 / NONMEMBERS: $48.75

Audit Committees: A Guide for Directors, Management, and Consultants, with CDROM (Fifth Edition) Kay W. Tatum, Ph.D., CPA, Frank M. Burke, J.D., CPA; Dan M. Guy, Ph.D., CPA This guide book is written in a non-technical, activevoice, easy-to-read format. The book is useful for directors serving on audit committees, other members of the board of directors, CEOs, CFOs, legal in-house counsels, internal and external auditors, outside legal counsels, and other consultants to audit committees. ITEM NO: 6174 IIA MEMBERS: $169 / NONMEMBERS: $169

Audit Planning: A Risk-Based Approach K.H. Spencer Pickett More now than ever before, auditing is in the spotlight; legislators, regulators, and top executives in all types of businesses realize the importance of auditors in the governance and performance equation. Previously routine and formulaic, internal auditing is now highprofile and high-pressure! Being an auditor in today’s complex, highly regulated business environment involves more than crunching the numbers and balancing the books; it requires ensuring that appropriate checks and balances are in place to manage risk throughout the organization. ITEM NO: 6024 IIA MEMBERS: $65 / NONMEMBERS: $70

Featuring case studies, best practices, sample programs, survey findings and strategies for success, Building a World Class Compliance Program is your best source for understanding all the complex issues and requirements associated with corporate compliance. If you want to ensure that your organization is doing everything possible to prevent misconduct and follow laws, rules and regulations, this book is for you. ITEM NO: 6145 IIA MEMBERS: $45 / NONMEMBERS: $45

Internal Controls Policies and Procedures Rose Hightower Drawing on her many years as a consultant to numerous companies big and small, author Rose Hightower infuses Internal Controls Policies and Procedures with her wealth of experience and knowledge. Instead of reinventing the wheel, your company can use this useful how-to manual to quickly and effectively put a successful program of internal controls in place. Complete with flowcharts and checklists, this essential desktop reference is a best practices model for establishing and enhancing your organization’s control framework. ITEM NO: 6187 IIA MEMBERS: $75 / NONMEMBERS: $75

A Balanced Scorecard Framework for Internal Auditing Departments Mark L. Frigo, Ph.D., CMA Presented in an easy-to-follow format, the scorecard methodology in this research report will help you refine and translate your departmental strategy into positive action. But that’s not all. You will learn how to further demonstrate the value of your department by better meeting stakeholder/customer expectations and priorities and reflecting corporate initiatives and priorities in your strategic plan and performance metrics. ITEM NO: 414 IIA MEMBERS: $50 / NONMEMBERS: $65

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Audit Tools NEW! Auditing Compensation and Benefits Programs

NEW! Auditing International Entities, 2nd Edition

Kelli W. Vito, SPHR, CCP

David O’Regan, CIA, FCA

This handbook, which closely follows the Society for Human Resource Management (SHRM) Total Rewards Learning System regarding general compensation and benefits administration, can help those responsible for administering and auditing these programs ensure that their organizations are implementing best practices and addressing all appropriate risks.

The first edition of this book was published in early 2001. In view of developments in international geopolitics since that time, it is clear that a second edition of the book is timely. This edition presents practical advice and contextual information for auditing international entities. It will be a valuable, contemporary addition to this specialized area of auditing literature.

ITEM NO: 1063 IIA MEMBERS: $45 / NONMEMBERS: $60

ITEM NO: 1058 IIA MEMBERS: $45 / NONMEMBERS: $55

Also by this author:

Auditing Human Resources (ITEM NO: 1034)

NEW! Implementing the International Professional Practices Framework, 3rd Edition

NEW! Essentials: An Internal Audit Operations Manual Archie R. Thomas, CIA, CMA, FCMA, CFE

The information in this book is designed to serve as a practical guide for applying the IPPF. The “crash course” in this book outlines the specific actions auditors must take to conform with the Standards and the other elements of the IPPF.

Essentials: An Internal Audit Operations Manual is a compilation of sample resources, documents, reference materials, and ideas that can be used in whole, in part, or customized as input to developing a new internal audit activity manual or updating an existing one. It also provides some model practices as guidance for internal audit practitioners. You will find samples of most of the policies and procedures your department may wish to use in Essentials: An Internal Audit Operations Manual. In fact, you should find a substantial amount of the material you will need to develop your own internal audit operations manual.

ITEM NO: 1020.3 IIA MEMBERS: $55 / NONMEMBERS: $65

ITEM NO: 1013 IIA MEMBERS: $245 / NONMEMBERS: $295

Urton Anderson, PhD, CIA, CCSA, CGAP, CFSA, CCEP; Andrew J. Dahle, CIA, CPA, CISA, CFE

INTERNAL AUDIT RESEARCH PRIORITIES The Foundation currently is seeking research in the following areas. These topics are not in any particular priority order, all proposals will be evaluated equally: Risk Management, Auditing Organizational Governance, Internal Audit Technology Strategy, Fraud, Adapting Internal Auditing Through the Business Cycle, and Internal Audit Knowledge, Skills and Abilities for the 21st Century.

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NEW! Using Surveys in Internal Audits

Auditing Purchasing and Contracts

Hernan Murdock, DBA, CIA with James Roth, PhD, CIA, CCSA

David McNamee

The 2008 Institute of Internal Auditors Research Foundation Global Audit Information Network (GAIN) survey found that 47 percent of respondents used surveys as part of their internal audits within the past 24 months. This handbook will help those who are considering using surveys, those who may be asked to conduct surveys, or those who want to enhance their techniques. ITEM NO: 1067 IIA MEMBERS: $45 / NONMEMBERS: $55

Auditing the Procurement Function David O’Regan, CIA, FCA Auditing the Procurement Function is an important book for internal auditors, external auditors, and all those with an interest in the auditing of procurement (including members of audit committees, procurement professionals, and those who are subject to auditing). ITEM NO: 1044 IIA MEMBERS: $45 / NONMEMBERS: $60

Assessing Risk 2nd Edition David McNamee, CIA, CISA, CFE, FIIA(M) Just as internal audit adheres to a set of basic standards while adapting to the needs of each organization, risk assessment follows a few guiding principles while adapting to the resources and information needs of each organization’s internal audit staff. There is no “one best way” to perform risk assessment, although this tool kit will attempt to identify the easiest, most effective processes in use for most common situations. ITEM NO: 6298 IIA MEMBERS: $150 / NONMEMBERS: $200

This electronic publication on CD contains some of the leading edge thoughts of David McNamee a worldclass expert on internal auditing. Included is practical material on auditing purchasing and contracts consisting of 475 pages of workbooks, 33 Powerpoint slides, and one article. Throughout this material are numerous Internal Audit case studies, checklists, and examples. ITEM NO: 6323 IIA MEMBERS: $95 / NONMEMBERS: $95

ON SALE! Sampling: A Guide for Internal Auditors Barbara Apostolou, Ph.D., CPA While it is possible to examine 100 percent of an audit customer’s data, the time and cost associated with such a study are often prohibitive. To obtain sufficient, reliable, and relevant information with a limited data set, sampling is an efficient and effective tool. It can help you evaluate the customer’s assertions, as well as reach audit conclusions and provide reasonable assurance to your organization. This handbook will help you understand sampling. ITEM NO: 484 IIA MEMBERS: $33.75 / NONMEMBERS: $41.25

QAR infocus for QAIP with vtoolkit Flint, Minder, Schwab QAR infocus is a fully automated tool to assist in preparing for, performing and documenting the annual Quality Assurance Improvement Program (QAIP) under Institute of Internal Auditor’s International Professional Practices Framework IPPF Standard 1311. This tool facilitates both the CAE’s annual evaluation and management reporting, and provides an optional vtoolkit for an independent Validator’s periodic assessment of compliance with IPPF Standard 1312. ITEM NO: 6049.DL IIA MEMBERS: $1,295 / NONMEMBERS: $1,990

CONTRIBUTE YOUR KNOWLEDGE - BECOME AN AUTHOR The Foundation is seeking authors to share their ideas and practical experiences in internal audit. The Foundation is interested in content that will provide practical guidance for every level practitioner of internal audit. For more information, contact the Bookstore at bookstore@theiia.org.

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COSO NEW! Guidance on Monitoring Internal Control Systems Committee of Sponsoring Organizations of the Treadway Commission The COSO board recognizes that management’s assessment of internal control often has been a time-consuming task that involves a significant amount of annual management and/or internal audit testing. Effective monitoring can help streamline the assessment process, but many organizations do not fully understand how to take full advantage of this important component of internal control. COSO’s Monitoring Guidance is designed to improve the use of monitoring by helping organizations: 1. Identify and maximize effective monitoring, and 2. Identify and improve ineffective or inefficient monitoring In both instances, the internal control system may be improved, increasing the likelihood that organizational objectives will be achieved. The culmination of two years of expert critical debate, the guidance brings together leading practices at large and small organizations and provides in-depth guidance for implementing the monitoring component of COSO’s Internal Control - Integrated Framework. ITEM NO: 6180

IIA MEMBERS: $50 / NONMEMBERS: $75

Internal Control Integrated Framework Sponsored by the Committee of Sponsoring Organizations of the Treadway Commission (COSO), and researched and written by Coopers & Lybrand L.L.P. This landmark report was commissioned by the Committee on Sponsoring Organizations of the Treadway Commission (COSO). It establishes a common definition of internal control that services the needs of different parties for assessing and improving their control systems.

Enterprise Risk Management Integrated Framework Committee of Sponsoring Organizations of the Treadway Commission The COSO Enterprise Risk Management-Integrated Framework defines essential ERM components, discusses key ERM principles and concepts, suggests a common ERM language, and provides clear direction and guidance for enterprise risk management. ITEM NO: 521 IIA MEMBERS: $50 / NONMEMBERS: $75

ITEM NO: 311 IIA MEMBERS: $35 / NONMEMBERS: $35

Internal Control over Financial Reporting: Guidance for Smaller Public Companies AICPA Internal Control over Financial Reporting is directed at smaller public companies – although also usable by large ones – that are using the Framework in designing and implementing internal control over financial reporting. Although this guidance is designed primarily to help management with establishing and maintaining effective internal control over financial reporting, it also may be useful to management in more efficiently assessing internal control effectiveness. ITEM NO: 6040

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IIA MEMBERS: $65 / NONMEMBERS: $90


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The Fundamental Audit Library Collection The Fundamental Audit Library Collection BUY A BUNDLE - SAVE A BUNDLE! IIA MEMBERS SAVE UP TO $150.00!! Published by The IIA Research Foundation Bundled for savings, these products are fundamental resources every audit shop should have. These products are also available for purchase individually.

Implementing the International Professional Practices Framework, 3rd Edition This handbook serves as a practical guide for applying the IPPF and outlines the specific actions needed to comply with the Standards.

International Professional Practices Framework (IPPF) The new IPPF contains the Standards, a glossary, the Code of Ethics, Practice Advisories, Position Papers, and Practice Guides.

Sawyer’s Internal Auditing, 5th Edition This comprehensive reference book should be on the desk of every practitioner.

Internal Auditing: Assurance and Consulting Services 2nd Edition This contemporary, state-of-the-art textbook provides the fundamental knowledge needed to succeed as entry-level internal audit professionals.

Essentials: An Internal Audit Operations Manual A compilation of sample resources, documents, reference materials, and ideas for developing a new internal audit activity manual or updating an existing one.

Quality Assessment Manual, 6th Edition To ensure consistent quality in your audit function and organization, a quality assurance and improvement program is necessary. This manual provides guidance and tools for establishing and maintaining a quality program, as well as for testing and assessing the program. ITEM NO: 1041

IIA MEMBERS: $610 / NONMEMBERS: $750

COMING SOON: INTERMEDIATE AND COMPREHENSIVE AUDIT LIBRARY COLLECTIONS, AND OTHER BUNDLES! 9


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Certification Exam Study Materials NEW! CIA Model Exam Questions - IPPF Aligned Published by The IIA Research Foundation CIA Model Exam Questions- IPPF Aligned is intended as a means of familiarizing interested parties with the content and format of the CIA exam. It is not meant to replace the material supplied by other providers of CIA exam review materials. The questions in this publication, whether new or adapted from earlier CIA exams, are simply representative of the format, length, and content of questions that a CIA candidate can expect to see on future exams. ITEM NO: 488

IIA MEMBERS: $25 / NONMEMBERS: $55

The IIA’s CIA Learning System The Institute of Internal Auditors The IIA’s CIA Learning System is a comprehensive professional development and exam preparation program. It combines print materials and interactive online learning software to deliver a customized learning experience. This program is the first to be aligned with the 2009 International Professional Practices Framework (IPPF). ITEM NO: 1035

IIA MEMBERS: $745 / NONMEMBERS: $845

Gleim 14th Edition CIA Review Book Guide & Download PDF

Lambers CIA Review Published by Lambers CIA Review Inc. The Lambers CIA Review 4-Part Set is a 66-hour video course that supplies everything you need to know to pass the CIA exam. Each part comes complete with DVD or CD-ROM videos, and the accompanying workbook containing outlines, lecture notes, and questions.

Published by Gleim Publications Inc. The Book/Test Prep Download PDF Set-Part I, II, III, & IV are designed to help you pass Part I, II, III, & IV of the CIA exam. Use the performance analysis feature in the Test Prep Download PDF to learn which areas you need to improve on, and then study those areas using outlines in the book. ITEM NO: 6039 IIA MEMBERS: $279.80 / NONMEMBERS: $279.80 4 PARTS ALSO AVAILABLE INDIVIDUALLY

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4 PARTS ALSO AVAILABLE INDIVIDUALLY

ITEM NO: 6107/6108 IIA MEMBERS: $446.50 / NONMEMBERS: $525 4 PARTS ALSO AVAILABLE INDIVIDUALLY


Wiley CIA Review S. Rao Vallabhaneni Another source to help you prepare for the Certified Internal Auditor (CIA) exam, covering the SarbanesOxley Act and more. Every volume in the Wiley CIA Exam Review series offers a successful learning system of visual aids and memorization techniques that enable certification candidates to form long-lasting impressions of covered material. ITEM NO: 6105 IIA MEMBERS: $174 / NONMEMBERS: $174 4 PARTS ALSO AVAILABLE INDIVIDUALLY

ExamMatrix Certified Internal Auditor Review Software Published by ExamMatrix Learning Systems The self-guided, self-study system is a fast and efficient way to prepare for the CIA exam. The CIA Review contains proprietary diagnostic software that recognizes a user’s strengths, pinpoints weaknesses, and builds study sessions based on each user’s individual needs. Study guides are also included. The course is easy and intuitive to use, offers total self-study flexibility and lets the user prepare for the full CIA Exam, or any single part. Comes with the ExamMatrix Learning Systems money-back pass guarantee. ITEM NO: 6266 IIA MEMBERS: $650 / NONMEMBERS: $695 4 PARTS ALSO AVAILABLE INDIVIDUALLY

Certified Financial Services Auditor (CFSA®) Study Guide James K. Kincaid, CIA, CGAP, CFSA William J. Sampias, CISA, CFSA; Al Marcella, Ph.D., CFSA, CISA; Contributing Authors: Don Caniglia, CISA, CISM; Frank O. Brien, CIA, CPA The purpose of this study guide is to help you prepare to pass the Certified Financial Services Auditor (CFSA®) examination. The guide provides a general overview of the topics that will be covered in the exam. However, it is critical that you perform additional study in areas where your experience or background dictates the need for additional review. A list of reference materials is included to provide additional resources to supplement your study. ITEM NO: 1011 IIA MEMBERS: $50 / NONMEMBERS: $60

Certification in Control Self-Assessment (CCSA®) Study Guide James K. Kincaid, CIA, CGAP, CFSA; William J. Sampias, CISA, CFSA; Albert J. Marcella, Ph.D., CFSA, CISA The purpose of this study guide is to help you prepare to pass the Certification in Control Self-Assessment (CCSA®). The guide provides a general overview of the topics that will be covered in the exam. However, it is critical that you perform additional study in areas where your experience or background dictates the need for additional review. A list of reference materials is included to provide additional resources to supplement your study. ITEM NO: 495 IIA MEMBERS: $50 / NONMEMBERS: $60

Certified Government Auditing Professional (CGAP®) Examination Study Guide, Third Edition James K. Kincaid, CGAP, CFSA; William J. Sampias, CISA, CFSA; Contributing Editor: Albert J. Marcella Jr., Ph.D., CISA, CFSA The purpose of this study guide is to help you prepare to pass the Certified Government Auditing Professional (CGAP) Examination. The guide provides a general overview of the topics that will be covered in the exam. However, it is critical that you perform additional study in areas where your experience or background dictates the need for additional review. A list of reference materials is included to provide additional resources to supplement your study. ITEM NO: 1008 IIA MEMBERS: $50 / NONMEMBERS: $60

COMING SOON! Certified Government Auditing Professional (CGAP®) Model Exam Questions Published by The IIA Research Foundation ITEM NO: 1068 IIA MEMBERS: $39 / NONMEMBERS: $49

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IIARF Bookstore Product List TITLE AND CATEGORY

ITEM # MEMBER PRICE

GUIDANCE, STANDARDS, & REFERENCE

ITEM # MEMBER PRICE

McKeever CCSA Study System, 2nd Edition - Online

6194

$175.00

60 Years of Progress Through Sharing

462

$10.00

MyExamScore CIA® Test Prep

6123

$65.00

A Global Summary of the Common Body of Knowledge 2006

5010

$75.00

Powers CIA® Review Textbook and Test Prep 4-part Set

6026

$475.00

Business Continuity, Disaster Recovery, and Incident Management Planning

479

$90.00

Wiley CIA® Exam Review Practice Software

6144

$95.00

Exceeding Expectations for Internal Auditors

6094

$120.00

Wiley CIA® Review 4-part Set

6105

$135.00

1020.3

$55.00

AUDIT COMMITTEE & GOVERNANCE

6002

$75.00

20 Questions Directors Should Ask About Internal Audit

519

$15.00

Implementing the Professional Practices Framework, 3rd Ed Internal Auditing: An Integrated Approach Internal Auditing: Assurance and Consulting Services 2nd Ed

1023.2

$75.00

A Global Summary of the Common Body of Knowledge 2006

5010

$75.00

Process Development Life Cycle

428

$85.00

All Above Board: Great Governance for the Government Sector

6126

$40.00

Professional Practice Guide for Internal Audit

6027

$40.00

$17.50

1055

$200.00

Audit Committee Briefing: Understanding the 21st Century Audit Committee and its Governance Roles

412

Quality Assessment Manual, 6th Edition Sawyer's Internal Auditing, 5th Edition

468

$110.00

Audit Committee Effectiveness – What Works Best, 3rd Edition

5000

$75.00

Sawyer's Words of Wisdom

492

$25.00

Audit Committee Essentials

6151

$45.00

6174

$169.00

Standards for the Professional Practice of Environmental, Health and Safety Auditing

6168

$15.00

Audit Committees: A Guide for Directors, Management, and Consultants, with CD-ROM (Fifth Edition)

The International Professional Practices Framework, January 2009

1060

$50.00

Building a World-Class Compliance Program: Best Practices and Strategies for Success

6145

$45.00

Using Surveys in Internal Audits

1067

$45.00

Corporate Governance and the Board: What Works Best

408

$50.00 $59.95

488

$25.00

Essential Project Investment Governance and Reporting: Preventing Project Fraud and Ensuring Sarbanes-Oxley Compliance

6012

CIA® Model Exam Questions IPPF Aligned Certification in Control Self-Assessment® (CCSA®) Study Guide

495

$50.00

Ethics and Compliance: Challenges for Internal Auditing

1029

$35.00

Certification in Control Self-Assessment® (CCSA®) Study Guide Spanish

1050

$50.00

Factors Affecting Corporate Governance and Audit Committee in Selected Countries (Study)

505

$65.00

Certified Financial Services Auditor® (CFSA®) Study Guide

1011

$50.00

$35.00

1052

$50.00

Governance Update 2003: Impact of New Initiatives on Audit Committees and Internal Auditors

478

Certified Financial Services Auditor (CFSA ) Study Guide Spanish Certified Government Auditing Professional® (CGAP®) Study Guide

1008

$50.00

Internal Audit's Role in Corporate Governance: Sarbanes-Oxley Compliance

473

$25.00

6109

$55.00

CERTIFICATION

®

®

®

Certified Government Auditing Professional (CGAP ) Study Guide Spanish

1051

$50.00

Manager's Guide to Compliance: Best Practices and Case Studies

CIA® Model Exam Questions 2004 CD-ROM Spanish

6327

$25.00

Sarbanes-Oxley and the New Internal Auditing Rules

491

$59.00

6096

$48.00

®

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TITLE AND CATEGORY

ExamMatrix Certified Internal Auditor Review Software 4-part Set CD-ROM

6266

$650.00

Sarbanes-Oxley for Nonprofits: A Guide to Building Competitive Advantage

Gleim 14th Edition CIA Review Audio 4-part Set

6043

$279.80

Sustainability and Internal Auditing

1001

$25.00

508

$90.00

1067

$45.00

Gleim 14th Edition CIA Review Guide & Test Prep CD-ROM 4-part Set

6039

$279.80

The Audit Committee Handbook, 4th Edition

Gleim 14th Edition CIA Review Online 4-part set

6047

$499.80

Using Surveys in Internal Audits

Gleim 14th Edition CIA Review Test Prep CD-ROM 4-part Set

6041

$199.80

AUDIT MANAGEMENT & PRACTICE

IIA CIA Learning System™ 4-part Study Guide with Online Review

1035

$745.00

21st Century Audit Management - Opportunities and Challenges

6285

$95.00

414

$50.00

Lambers CIA Review Videos on CD-ROM 4-part Set

6107

$446.50

A Balanced Scorecard Framework for Internal Auditing Departments

Lambers CIA Review Videos on DVD 4-part Set

6108

$446.50

A Global Summary of the Common Body of Knowledge 2006

5010

$75.00

6132

$37.00

6009

$75.00

McKeever CCSA® Study System 2nd Edition

6113

$175.00

Accounts Payable and Sarbanes-Oxley: Strengthening Your Internal Controls

McKeever CCSA® Study System CD-ROM 2nd Edition

6114

$175.00

Accounts Payable Best Practices


TITLE AND CATEGORY

ITEM # MEMBER PRICE

Achieving Auditor Excellence

6016

$95.00

Adding Value: Seven Roads to Success

439

$90.00

Assurance Services Within the Audit Profession

392

$30.00

Audit Committee Reporting: A Guide for Internal Auditing

1004

$59.00

Audit Planning: A Risk-Based Approach

6024

$54.00

Auditing Compensation and Benefits Programs

1063

$45.00

Auditing Customer Satisfaction: Marketing Added Value

322

$25.00

Auditing Human Resources

1034

$45.00

Auditing International Entities 2nd Edition

1058

$45.00

Auditing Purchasing and Contracts

6323

$95.00

Auditing the Procurement Function

1044

$45.00

Auditor Tool Kit

6287

$150.00

Balanced Scorecard: Step-by-Step for Government and Nonprofit Agencies

6035

$50.00

Best Practices in Lean Six Sigma Process Improvement

6177

$45.00

TITLE AND CATEGORY

ITEM # MEMBER PRICE

Privacy Handbook: Guidelines Exposures Policy Implementation and International Issues

485

$105.00

Public Internal Financial Control: A New Framework for Public Sector Management

1018

$45.00

Sampling for Internal Auditors, 2nd Edition

6046

$100.00

Sampling: A Guide for Internal Auditors

484

$33.75

Sawyer's Words of Wisdom

492

$25.00

Strategies for Small Audit Shops

448

$45.00

The Outsourcing Dilemma: What's Best for Internal Auditing

331

$40.00

Then and Now: Expectations and Reality of Sarbanes-Oxley

5008

$35.00

A Balanced Scorecard Framework for Internal Auditing Departments

414

$50.00

A Global Summary of the Common Body of Knowledge 2006

5010

$75.00

A Practitioner's Guide to Performance Auditing

6007

$95.00

Assessing Risk, 2nd Edition

6298

$150.00

Assurance Services Within the Audit Profession

392

$30.00

Audit Committee Reporting: A Guide for Internal Auditing

1004

$59.00

Auditing Compensation and Benefits Programs

1063

$45.00

AUDIT TOOLS

Best Practices: Value-Added Approaches of Four Innovative Auditing Departments

409

$56.25

Changing Internal Audit Practices in the New Paradigm: The Sarbanes-Oxley Environment

503

$75.00

Conflict Management and Negotiation Skills for Internal Auditors

1019

$75.00

Auditing Purchasing and Contracts

6323

$95.00

Construction Audit Guide: Overview, Monitoring & Auditing

1000

$45.00

Auditing Security and Controls of Windows® 2000 and Windows® XP Professional

512

$45.00

Continuous Auditing: Potential for Internal Auditors

475

$75.00

$45.00

6164

$75.00

Auditing Security and Controls of Windows® Active Directory® and Group Policy Objects

515

Cutting Edge Internal Auditing Designing and Writing Message-Based Audit Reports

453

$55.00

Auditing Security and Controls of Windows® Active Directory® Domains

513

$45.00

Economic Value Management: Applications and Techniques

477

$74.95

Auditing Security and Controls of Windows® Server 2000 and Windows® Server 2003

514

$45.00

Auditing the Food and Beverage Operation: An Operational Audit Approach, 2-part Set

6165

$59.95

Auditing the Procurement Function

1044

$45.00

Auditing Vendor Relationships

474

$45.00

Electronic Health Records: An Audit and Internal Control Guide

6173

$65.00

Essential Project Investment Governance and Reporting: Preventing Project Fraud and Ensuring Sarbanes-Oxley Compliance

6012

$59.95

Essentials: An Internal Audit Operations Manual - IPPF Aligned

1013

$245.00

Auditor Tool Kit

6287

$150.00

Establishing an Internal Audit Activity Manual

463

$150.00

Business Continuity, Disaster Recovery, and Incident Management Planning: A Resource for Ensuring Ongoing Enterprise Operations

479

$90.00

Conflict Management and Negotiation Skills for Internal Auditors

1019

$75.00

Cutting Edge Internal Auditing

6164

$75.00

GAIN Compensation Study - Book

1047

$495.00

How to Comply with Sarbanes-Oxley Section 404: Assessing the Effectiveness of Internal Control

6010.3

$75.00

Implementing the Professional Practices Framework, 2nd Edition

1020.3

$55.00

Designing and Writing Message-Based Audit Reports

453

$55.00

Independence and Objectivity: A Framework for Internal Auditors

419

$60.00

Effective Compliance Systems: A Practical Guide for Educational Institutions

440

$60.00

Internal Audit Capability Model (IA-CM) for the Public Sector

5007

$40.00

Essentials: An Internal Audit Operations Manual - IPPF Aligned

1013

$245.00

Internal Audit Capability Model (IA-CM) for the Public Sector

5007.dl

$35.00

Establishing an Internal Audit Activity Manual

463

$150.00

6147

$199.00

Forensic Document Examination Techniques

493

$45.00

1047

$495.00

Internal Audit Handbook: Management with the SAP®-Audit Roadmap Internal Audit Reengineering: Survey, Model, and Best Practices

420

$30.00

GAIN Compensation Study - Book

Internal Audit Reports Post Sarbanes Oxley: A Guide to Process-Driven Reporting

6112

$50.00

Intellectual Property: Auditing the Process

1028

$45.00

Internal Auditing: A Guide for the New Auditor, 2nd Edition

450

$70.00

Internal Audit: Efficiency through Automation

6175

$50.00

Internal Auditing: Basics and Best Practices

6014

$95.00

Internal Auditing: A Guide for the New Auditor, 2nd Edition

450

$70.00

Internal Auditor at Work: A Practical Guide to Everyday Challenges

486

$62.00

Internal Auditing: Basics and Best Practices

6014

$95.00

Inventory Best Practices

6008

$63.00

Legal Services: Auditing the Process

1062

$45.00

Legal Services: Auditing the Process

1062

$45.00

Managing the Audit Function, 3rd Edition

6019

$70.00

Managing Reputational Risk

490

$120.00

Modern Integrated Audit Approach

6318

$95.00

Modern Integrated Audit Approach

6318

$95.00

Operational Auditing: Adding Value to Organizations

6124

$180.00

Operational Auditing: Adding Value to Organizations

6124

$180.00

Payables Test Set for ACL

6117

$135.00

Outsourcing, Downsizing, and Reengineering: Internal Control Implications

890

$20.00

Payables Test Set for IDEA

6118

$135.00

Process Development Life Cycle

428

$63.75

13


TITLE AND CATEGORY

ITEM # MEMBER PRICE

ITEM # MEMBER PRICE

6119

$135.00

Auditing Investments

355

$55.00

Sampling for Internal Auditors, 2nd Edition

6046

$75.00

Auditing the Procurement Function

1044

$45.00

Sampling: A Guide for Internal Auditors

484

$45.00

Broker-Dealer Audit Guide

427

$55.00

Strategies for Small Audit Shops

448

$45.00

Economic Value Management: Applications and Techniques

477

$74.95

Tell It to The CEO: How to Write Compelling Executive Summaries and Briefings

6004

$59.00

$27.95

6005

$49.00

Financial Shenanigans: How to Detect Accounting Gimmicks and Fraud in Financial Reports

471

To Revise or Not to Revise: The Essential Guide to Reviewing Somebody Else's Writing Writing High-Impact Reports: Proven Practices for Auditors and Accountants

6001

$59.00

Mergers, Acquisitions and Divestitures: Control and Audit Best Practices

464

$100.00

Understanding the Mergers and Acquisitions Process

390

$55.00

Ethics, Fraud, & Law

Gaming

A Practitioner's Guide to Corruption Auditing

6093

$95.00

Auditing Accounts Payable Fraud

425

$45.00

Auditing the Casino Floor: A Handbook for Auditing the Casino Cage, Table Games, and Slot Operations 2nd Edition

516

$45.00

Auditing Fraud - Complete Publications, Threat Scenarios, Purchasing & Contracts Fraud

6283

$95.00

Casino Operations Management, 2nd Edition

6018

$85.00

Computer Aided Fraud Prevention and Detection: A Step by Step Guide

6196

$60.00

Casino Financial Controls: Tracking the Flow of Money

6199

$63.80

Casino Gaming Methods: Games, Probabilities, and Controls

6201

$63.80

Casino Management: A Strategic Approach

6200

$82.00

Fraud Prevention in the Gaming Industry

411

$45.00

All Above Board: Great Governance for the Government Sector

6126

$40.00

Corporate Fraud: Case Studies in Detection and Prevention

498

$55.00

Corporate Resiliency: Managing the Growing Risk of Fraud and Corruption

6188

$49.95

Deterring and Responding to Robberies: A Training Resource

6189

$299.00

Effective Fraud Detection and Prevention Techniques

6058

$50.00

Essentials of Corporate Fraud

6148

$39.95

Ethics and Compliance: Challenges for Internal Auditing

1029

$35.00

Auditor Roles in Government Performance Measurement: A Guide to Exemplary Practices at the Local, State, and Provincial Levels

500

$67.50

Ethics and the Internal Auditor: 20 Years Later

480

$20.00

Balanced Scorecard: Step-by-Step for Government and Nonprofit Agencies

6035

$50.00

Executive Roadmap to Fraud Prevention and Internal Control; Creating a Culture of Compliance

6034

$39.95

Certified Government Auditing Professional (CGAP) Study Guide, 3rd Edition

1008

$50.00

Honest, Competent Government: The Promise of Performance Auditing

5009

$50.00

GOVERNMENT

Financial Shenanigans: How to Detect Accounting Gimmicks and Fraud in Financial Reports

471

$27.95

Internal Audit Capability Model (IA-CM) for the Public Sector

5007

$40.00

Forensic Document Examination Techniques

493

$45.00

Internal Audit Capability Model (IA-CM) for the Public Sector

5007.dl

$35.00

Fraud Detection and Cash Recovery using ActiveData for Excel

6092

$199.00

Performance Auditing: A measurement Approach 2nd Edition

1057

$95.00

Fraud Detection, A Revealing Look at Fraud, 2nd edition

6110

$75.00

Public Internal Financial Control: A New Framework for Public Sector Management

1018

$45.00

Fraud Prevention in the Gaming Industry

411

$45.00

NON-PROFIT

Fraud Risk Assessment: Building a Fraud Audit Program

6161

$65.00

Balanced Scorecard: Step-by-Step for Government and Nonprofit Agencies

6035

$50.00

Fraud Toolkit for ACL

6140

$135.00

Sarbanes-Oxley for Nonprofits: A Guide to Building Competitive Advantage

6096

$48.00

Healthcare Fraud: Auditing and Detection Guide

6136

$65.00

RISK & CONTROL

Intellectual Property: Auditing the Process

1028

$45.00

A Framework for Internal Auditing's Entity-wide Opinion on Internal Control

496

$22.50

Manager's Guide to Compliance: Best Practices and Case Studies

6109

$55.00

Accounts Payable and Sarbanes-Oxley: Strengthening Your Internal Controls

6132

$37.00

Proactively Detecting Occupational Fraud Using Computer Audit Reports

520

$40.00

Assessing Risk, 2nd Edition

6298

$150.00

Proactively Detecting Occupational Fraud Using Computer Audit Reports Self-Study Course

3000

$65.00

Audit Planning: A Risk-Based Approach

6024

$54.00

Auditing The Risk Management Process

6013

$59.00

The Big R: A Forensic Accounting Action Adventure, 2nd Edition

6166

$25.00

Auditor's Risk Management Guide: Integrating Auditing and ERM 2009

6195

$240.00

The Handbook of Fraud Deterrence

6181

$105.00

Beyond Sarbanes-Oxley Compliance: Effective Enterprise Risk Management

6022

$49.95

The New Forensics: Investigating Corporate Fraud and the Theft of Intellectual Property

506

$35.00

Business Risk Assessment

350

$75.00

The Smartest Guys in the Room

6025

$14.40

Control Model Implementation: Best Practices

336

$80.00

THREAT! Managing Risk in a Hostile World

1038

$65.00

Control Self Assessment - Leading Edge Thinking: Books, Articles & Tools

6286

$95.00

Control Self-assessment: A Practical Guide

416

$65.00

Environmental Health and Safety Audits, 8th edition

6142

$115.00

COSO Enterprise Risk Management: Understanding the New Integrated ERM Framework

6131

$45.00

Standards for the Professional Practice of Environmental, Health and Safety Auditing

6168

$15.00

Enterprise Risk Management - Integrated Framework

521

$50.00

Enterprise Risk Management: A Manager's Journey

6037

$60.00

Certified Financial Services Auditor速 (CFSA速) Study Guide

1011

$50.00

Enterprise Risk Management: A Methodology for Achieving Strategic Objectives

6170

$65.00

Auditing Accounts Payable Fraud

425

$45.00

Enterprise Risk Management: Identifying Risks in B2B E-commerce Relationships

502

$75.00

Auditing Derivative Strategies

415

$55.00

Enterprise Risk Management: Pulling it All Together

456

$50.00

ENVIRONMENTAL HEALTH AND SAFETY

Financial Services

14

TITLE AND CATEGORY

Revenue Test Set for ACL


TITLE AND CATEGORY

ITEM # MEMBER PRICE

TITLE AND CATEGORY

ITEM # MEMBER PRICE

Enterprise Risk Management: Trends and Emerging Practices

433

$50.00

GTAG 11:Developing the IT Audit Plan

1046

$22.50

Evaluacion Eficaz del Sistema de Control Interno

1040

$35.00

GTAG 2: Change and Patch Management Controls: Critical for Organizational Success

1009

$22.50

Four Approaches to ERM, and Opportunities in Sarbanes-Oxley Compliance

5006

$75.00

$22.50

6161

$65.00

GTAG 3: Continuous Auditing: Implications for Assurance, Monitoring, and Risk Assessment

1010

Fraud Risk Assessment: Building a Fraud Audit Program Guidance on Monitoring Internal Control Systems

6180

$50.00

GTAG 4: Management of IT Auditing

1012

$22.50

Intelligent Internal Control and Risk Management: Designing High-Performance Risk Control Systems

6176

$114.95

GTAG 5: Managing and Auditing Privacy Risks

1017

$22.50

GTAG 6: Effective Vulnerability Management

1021

$22.50

Internal Control Integrated Framework

311

$35.00

GTAG 7: IT Outsourcing

1027

$22.50

Internal Control over Financial Reporting: Guidance for Smaller Public Companies

6040

$65.00

GTAG 8: Auditing Application Controls

1033

$22.50

Internal Controls Guide, 3rd Ed

6171

$199.00

GTAG 9: Identity and Access Management

1039

$22.50

Internal Controls Policies and Procedures

6187

$75.00

Hacking for Dummies

6006

$24.99

Key Controls: The Solution for Sarbanes-Oxley Internal Control Compliance

489

$65.00

IT Auditing: An Adaptive Process

6115

$95.00

Managing Reputational Risk

490

$120.00

IT Auditing: Assuring Information Assets Protection

6172

$95.00

Operational Risk Management: A Case Study Approach to Effective Planning and Response

6169

$50.00

IT Auditing: Business Continuity and Disaster Recovery

6202

$115.00

IT Auditing: Information Assets Protection (IAP)

6130

$125.00

PC Management Best Practices - A Study of the Total Cost of Ownership, Risk, Security, and Audit

482

IT Auditing: Irregular and Illegal Acts

6095

$95.00

6125

$95.00

$25.00

Privacy: Assessing the Risk

467

$75.00

IT Auditing: IT Governance

Risk Management - Best Practices, Case Studies and Related Materials

6284

$95.00

IT Auditing: IT Outsourcing - Balancing Risk vs. Reward

6155

$95.00

6129

$95.00

Risk Management & Risk Assessment

6317

$95.00

IT Auditing: New Systems

Risk Management: Changing the Internal Auditor's Paradigm

349

$54.00

IT Auditing: Service Delivery and Support

6146

$115.00

6015

$95.00

Sarbanes-Oxley and the New Internal Auditing Rules

491

$59.00

IT Auditing: The Basics

Sarbanes-Oxley for Dummies

6038

$21.99

IT Auditing: The Process

6020

$95.00

6117

$135.00

Sarbanes-Oxley for Small Businesses: Leveraging Compliance for Maximum Advantage

6134

$39.95

Payables Test Set for ACL

Sarbanes-Oxley Ongoing Compliance Guide: Key Processes and Summary Checklists

6133

$35.00

Payables Test Set for IDEA

6118

$135.00

482

$22.50

Survey Risk Management and Mapping Process: Design, Implementation and Evaluation

1003

$20.00

PC Management Best Practices - A Study of the Total Cost of Ownership, Risk, Security, and Audit

The Sarbanes-Oxley Section 404 Implementation Toolkit

6021

$80.00

Privacy Handbook: Guidelines Exposures Policy Implementation and International Issues

485

$105.00

Then and Now: Expectations and Reality of Sarbanes-Oxley

5008

$31.50

Privacy: Assessing the Risk

467

$67.50

THREAT! Managing Risk in a Hostile World

1038

$65.00

Proactively Detecting Occupational Fraud Using Computer Audit Reports

520

$36.00

3000

$58.50

TECHNOLOGY Auditing Information Systems, 2nd Edition

6032

$97.00

Proactively Detecting Occupational Fraud Using Computer Audit Reports Self-Study Course

Auditing IT Infrastructure

6000

$95.00

Revenue Test Set for ACL

6119

$135.00

Auditing Security and Controls of Windows® 2000 and Windows® XP Professional

512

$40.50

Visible Ops Security

6150

$21.95

Auditing Security and Controls of Windows® Active Directory® and Group Policy Objects

515

$40.50

XBRL: Potential Issues and Opportunities for Internal Auditors

5003

$54.00

Auditing Security and Controls of Windows® Active Directory® Domains

513

$40.50

2031.dl

$1,295.00

Auditing Security and Controls of Windows® Server 2000 and Windows® Server 2003

514

$40.50

1055

$200.00

Auditor's Guide to Information Systems Auditing

6135

$85.00

CAATTs and Other BEAST's for Auditors, 3rd Edition

6033

$50.00

Certificação Digital - Conceitos e Aplicações - Modelos Brasileiro e Australiano

QUALITY ASSESSMENT

6167

$25.00

6023.1

$171.00

Computer Aided Fraud Prevention and Detection: A Step by Step Guide

6196

$60.00

Continuous Auditing: An Operational Model for Internal Auditors

5001

$67.50

Continuous Auditing: Potential for Internal Auditors

475

$67.50

Cyber Forensics, 2nd Edition

6154

$99.95

Fraud Toolkit for ACL

6140

$135.00

GTAG 1: Information Technology Controls

1006

$22.50

GTAG 10:Business Continuity Management

1045

$22.50

COBIT- 4.1

QAR infocus and Validators' Toolkit Quality Assessment Manual, 6th Edition

15


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