Fundamental Equity Analysis - Nasdaq 100 Index Members (NDX Index)

Page 69

27.03.2013

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Holder Name CAPITAL GROUP COMPAN BLACKROCK BERKSHIRE HATHAWAY I STATE STREET MALONE JOHN C VANGUARD GROUP INC SOUTHEASTERN ASSET M PRIMECAP MANAGEMENT INVESCO LTD FMR LLC UBS NORTHERN TRUST CORPO HIGHFIELDS CAPITAL M GAMCO MANNING & NAPIER ADV CLEARBRIDGE INVESTME BANK OF NEW YORK MEL GOLDMAN SACHS GROUP JP MORGAN ARROWSTREET CAP LIMI

Firm Name Brean Murray Carret & Co Guggenheim Securities LLC Edward Jones Credit Suisse Atlantic Equities LLP Wells Fargo Securities, LLC S&P Capital IQ Pivotal Research Group LLC Nomura JPMorgan RBC Capital Markets Morgan Stanley Goldman Sachs Jefferies Macquarie Wunderlich Securities Evercore Partners Telsey Advisory Group Pacific Crest Securities ISI Group New Street Research EVA Dimensions Deutsche Bank

Portfolio Name n/a n/a n/a n/a n/a VANGUARD GROUP INC SOUTHEASTERN ASSET M PRIMECAP MANAGEMENT INVESCO LTD n/a n/a NORTHERN TRUST CORPO HIGHFIELDS CAPITAL M n/a MANNING & NAPIER ADV CLEARBRIDGE INVESTME BANK OF NEW YORK MEL GOLDMAN SACHS GROUP n/a ARROWSTREET CAPITAL

Analyst TODD MITCHELL SHING YIN DAVID HEGER MICHAEL SENNO CHRISTOPHER WATTS MARCI RYVICKER TUNA AMOBI JEFFREY WLODARCZAK MICHAEL L MCCORMACK PHILIP CUSICK JONATHAN ATKIN BENJAMIN SWINBURNE JASON ARMSTRONG THOMAS O SEITZ AMY YONG MATTHEW HARRIGAN BRYAN KRAFT JAISON BLAIR ANDY HARGREAVES VIJAY JAYANT ANDREW ENTWISTLE CRAIG STERLING DOUGLAS D MITCHELSON

Source ULT-AGG ULT-AGG ULT-AGG ULT-AGG Form 4 13F 13F 13F 13F ULT-AGG ULT-AGG 13F 13F ULT-AGG 13F 13F 13F 13F ULT-AGG 13F

Recommendation buy buy buy neutral overweight market perform hold buy reduce neutral sector perform Overwt/In-Line neutral/attractive buy neutral buy overweight no rating system sector perform neutral buy buy buy

Amt Held 53'171'004 38'143'004 34'037'500 29'320'520 27'717'717 27'668'108 25'794'847 21'475'390 11'804'878 9'372'647 8'896'992 8'059'587 7'579'945 7'166'238 6'655'107 6'407'491 6'262'271 5'634'474 5'566'742 5'486'422

% Out 9.28 6.66 5.94 5.12 4.84 4.83 4.5 3.75 2.06 1.64 1.55 1.41 1.32 1.25 1.16 1.12 1.09 0.98 0.97 0.96

Weighting

Change

5 5 5 3 5 3 3 5 2 3 3 5 3 5 3 5 5 #N/A N/A 3 3 5 5 5

M U M M M M M M M M M M M M M M M M M D M M M

Latest Chg (10'640'111) 4'481'900 (387'527) 26'100'639 (410'119) (1'255'886) (1'593'165) (1'148'717) (2'371'987) (1'016'243) (368'428) (2'973'987) (400'468) (159'295) (370'220) (206'840) (22'895) (1'503'828) 728'393

Target Price 66 64 #N/A N/A 58 64 #N/A N/A 52 64 40 55 53 56 56 60 52 65 60 62 #N/A N/A 55 61 #N/A N/A 57

Q.M.S Advisors | tel: +41 (0)78 922 08 77 | e-mail: info@qmsadv.com |

File Dt Inst Type 31.12.2012 Investment Advisor 25.03.2013 Investment Advisor 31.12.2012 Investment Advisor 26.03.2013 Investment Advisor 16.06.2010 n/a 31.12.2012 Investment Advisor 31.12.2012 Investment Advisor 31.12.2012 Investment Advisor 31.12.2012 Investment Advisor 31.12.2012 Investment Advisor 31.01.2013 Unclassified 31.12.2012 Investment Advisor 31.12.2012 Hedge Fund Manager 31.12.2012 Unclassified 31.12.2012 Investment Advisor 31.12.2012 Investment Advisor 31.12.2012 Investment Advisor 31.12.2012 Investment Advisor 31.12.2012 Unclassified 31.12.2012 Hedge Fund Manager

Date 12 month 12 month Not Provided Not Provided 12 month Not Provided Not Provided 12 month 12 month 9 month 12 month 12 month 12 month 12 month 12 month 12 month 12 month Not Provided Not Provided 12 month Not Provided Not Provided 12 month

Date 25.03.2013 25.03.2013 22.03.2013 15.03.2013 15.03.2013 06.03.2013 06.03.2013 06.03.2013 25.02.2013 19.02.2013 17.02.2013 15.02.2013 15.02.2013 15.02.2013 15.02.2013 15.02.2013 15.02.2013 15.02.2013 14.02.2013 14.02.2013 14.02.2013 15.01.2013 05.11.2012


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