Adviser Declaration The constituents of CFM UK Secured Finance Series 2 Index include certain non-regulated funds, including but not limited to the UK Secured Finance Fund plc - Series Two, 10% Targeted Return Share Class (the “Fund”), which is only suitable for persons that are qualifying investors and are sufficiently experienced to understand the risks associated with an investment in the Fund. This declaration is to be completed by the financial adviser who has advised the investor with regard to a spread bet referenced against the CFM UK Secured Finance Series 2 Index. I confirm that:a) I am the appointed financial adviser for the client
; and
b) I have discussed the features and risks attendant to this CFM UK Secured Finance Series 2 Index and the constituent exposure to the performance of the Fund; and c) I have discussed the specific risks attendant to an exposure to the Fund and the possible impact thereof on the performance of the client’s spread bet against the CFM UK Secured Finance Series 2 Index; and d) I have provided the client with a copy of this Index Memorandum and such relevant documentation relating to the Fund to enable the client to adequately understand the risks of entering into a spread bet against the CFM UK Secured Finance Series 2 Index; and e) the client has confirmed that they are a sufficiently qualified and experienced investor to understand these risks and wish to deal in spread bets referenced against the CFM UK Secured Finance Series 2 Index and I consider this a suitable transaction for the client. I am not aware of any information that would lead me to believe that the client does not understand and accepts these risks.
Signature Print Name Business Name
Capital Financial Markets Limited Capital House Circular Road Douglas Isle of Man IM1 1AG www.capital-iom.com T : +44 (0) 1624 654200 E: info@capital-iom.com Capital International Limited and Capital Financial Markets Limited are members of the Capital International Group Capital International is a member of the London Stock Exchange and is licensed by the Isle of Man Financial Supervision Commission Capital Financial Markets Limited is licensed by the Isle of Man Financial Supervision Commission Registered Address: Capital House, Circular Road, Douglas, Isle of Man, IM1 1AG
CFML - SRIOM UKSFS2 - V1.01-02.11
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