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COMPLIANCE PROGRAM DESIGN & REVIEW

www.hklaw.com

Holland & Knight's Global Compliance & Investigations Team is a multidisciplinary group of attorneys spread across the firm’s 27 worldwide offices experienced in the laws and regulations affecting anti-corruption/anti-bribery, anti-money laundering, economic sanctions, anti-harassment, anti-discrimination, internal investigations and whistleblower retaliation protection.

BENEFITS OF OUR SERVICES A critical mission of our team is to design or enhance existing compliance programs that are practical and tailored to a client's business in an efficient, timely and cost-effective manner. Our clients include companies both large and small in a wide range of business sectors.

compliance and training program tailored to your needs

former regulatory and enforcement experience

cost-effective, state-of-the-art packages

insight into how to avoid or overcome investigations

mergers and acquisitions due diligence

prevent loss of capital or business

preserve and attract investor capital

mechanisms to monitor third-party agents

WHY IS COMPLIANCE AND TRAINING IMPORTANT? can significantly reduce financial penalties if improper or criminal conduct occurs

provides vital "insurance" policy in case an employee or third-party consultant goes rogue meets requirements by U.S. financial and investment firms to do business with them creates a culture of compliance to prevent problems from developing


THE HOLLAND & KNIGHT COMMITMENT Our mission is to provide seamless, efficient and valuable client-centric services over a wide range of industries. Collaboration across practices and offices, along with highly focused management of matters and cases, enables us to deliver dynamic legal support, regardless of location.

Due diligence on clients, third-party agents and counterparties

Culture of compliance

Auto interdiction screening software

WHAT DOES THE GOVERNMENT WANT TO SEE?

Periodic risk assessments and self-evaluation

Implementation of new efforts after audit results

Training programs for key personnel

sales and business development teams employees in high-risk areas third-party agents

LEARN MORE BY CONNECTING WITH US Wifredo A. “Willy” Ferrer Partner Miami 305.789.7780 wifredo.ferrer@hklaw.com

Offices Atlanta | Austin | Bogotá | Boston | Charlotte | Chicago | Dallas | Denver | Fort Lauderdale | Houston | Jacksonville | London Los Angeles | Mexico City | Miami | New York | Orange County | Orlando | Philadelphia | Portland | San Francisco | Stamford | Tallahassee Tampa | Tysons | Washington, D.C. | West Palm Beach Copyright © 2021 Holland & Knight LLP All Rights Reserved

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Holland & Knight - Compliance Design and Review  

Holland & Knight - Compliance Design and Review  

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