EZINE > February 2012
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anti-fraud ■■ A
further meeting has been arranged with the FSA on 29 February, to follow up the remaining action points from the seminar.
Actions for issuers
If you wish to use the new Warning, please contact your Relationship Manager. The FSA has asked that they be advised of any significant mailings (say those to more than 50,000 shareholders) before despatch, so that their Consumer Helpline can be notified and resourced if necessary.
information after the mailing has been despatched. He/She will ensure that this is collated and made available to the FSA on a regular basis. We will provide another update following the next meeting with the FSA and also keep you informed of any further developments or interesting information in the fight against financial crime and shareholder exploitation.
In the event that one of these is planned, please ensure that your Relationship Manager has the following information: ■■ Company name ■■ Date of mailing ■■ How many recipients will there be? ■■ Is this an enclosure on a separate document or has the wording been incorporated in another document? For smaller mailings, there is no need to pre-advise the FSA but they are interested to know on a regular basis how the Warning is being used, so again, please ensure that your Relationship Manager has the same
If you would like more information: Please contact your Relationship Manager or John Heaton at TWSLimited@ johndheaton.co.uk
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