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Principles of

EXPORT REGULATIONS INDEX Compliance Series By Clement Key

Written to assist user in finding appropriate regulation to further compliant export. Copyright C. Key 2018

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There may be additional index points not included as changes occur. Recognizing that many complicated factors may be involved in customs issues, an importer may wish to obtain a ruling under EAR regulations, or obtain advice from an expert (such as a licensed Customs Broker, Forwarder, attorney or consultant) who specializes in Export matters. Reliance on the general information in this system may not be considered reasonable care. Federal Register controls! This is for training only.

Copyright 2018 Clement Key. All rights reserved.

Search Index for topic then find the appropriate regulation by clicking on the REGULATION PART.

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TOC Basic CCL Export Seminar

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How to Determine

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Introduction to U.S. Export Controls Overview 5 What is an Export How to Determine if you Need Export License

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What are you Exporting

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CCL Number

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Example

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Controls

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Where are you Exporting

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Cross-reference the ECCN Against CCL

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Who will receive your item?

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What will your item be used for?

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Authorization to Export A & B

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INDEX to REGS

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BIS

REGS

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Basic Seminar HOW TO Determine CCL Commerce Control List (CCL)

BACK

A key in determining whether an export license is needed from the Department of Commerce is knowing whether the item you intend to export has a specific Export Control Classification Number (ECCN). The ECCN is an alpha-numeric code, e.g., 3A001, that describes the item and indicates licensing requirements. All ECCNs are listed in the Commerce Control List (CCL) (Supplement No. 1 to Part 774 of the EAR) which is available on the Government Printing Office website. The CCL is divided into ten broad categories, and each category is further subdivided into five product groups. Commerce Control List Categories Five Product Groups

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Nuclear & Miscellaneous

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Materials, Chemicals, Microorganisms and Toxins

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Materials Processing

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Electronics

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Computers

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Telecommunications

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Information Security

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Sensors and Lasers

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Navigation and Avionics

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Marine

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Aerospace and Propulsion

Systems, Equipment and Components Test, Inspection and Production Equipment

C Material D Software E Technology

If your item falls under U.S. Department of Commerce jurisdiction and is not listed on the CCL, it is designated as EAR99. EAR99 items generally consist of low-technology consumer goods and do not require a license in many situations. However, if you plan to export an EAR99 item to an embargoed country, to an end-user of concern, or in support of a prohibited end-use, you may be required to obtain a license.

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Exporting Basics An Introduction to U.S. Export Controls Overview This part is designed to help people who are new to exporting, and, in particular, new to export controls, gain a basic understanding of what they need to do in order to comply with U.S. law. BACK The Bureau of Industry and Security (BIS) is responsible for implementing and enforcing the Export Administration Regulations (EAR) which regulate the export and reexport of dual use items, defined as items that have a civilian application but which can also be used for military or strategic uses such as weapons of mass destruction. The BIS does not control all goods, services and technologies. For example, the U.S. Department of State controls exports of weapons and military related items. A list of other agencies involved in the export control arena can be found on this Web site or in Supplement No. 3 to part 730 of the EAR which is available on the Government Printing Office Web site. Please note, this summary is designed to help exporters get a general understanding of our regulations and how to use them. However, nothing provided here can substitute for checking the Regulations themselves, which can be found on the Government Printing Office Web site. The regulations include answers to frequently asked questions, detailed step-by-step instructions for determining if a transaction is subject to the regulations, how to request a commodity classification or advisory opinion, and how to apply for a license. In using the EAR, you may want to first look at part 732 for the steps you follow to determine your obligations. To determine whether you need a license, consider, in order, the scope of the EAR in Part 734, classifying your item based on the Commerce Control List in Part 738, the ten general prohibitions in Part 736, and the license exceptions in Part 740. What Is an Export? Any item that is sent from the United States to a foreign destination (e.g., foreign organization or an individual) is an export. This could include sending an item to a foreign embassy in the United States. How an item is transported outside of the United States does not matter in determining export license requirements. For example, an item can be sent by regular mail or hand-carried on an airplane. A set of schematics can be sent via fax to a foreign destination, software can be downloaded from an Internet site, or technology can be transmitted via e-mail or during a telephone conversation. Regardless of the method used for the transfer, the item is considered an export for export control purposes. An item is also considered an export even if it is leaving the United States temporarily, if it is leaving the United State but is not for sale, or if it is going to a wholly-owned U.S. subsidiary in a foreign country. Even a foreign origin item exported from the United States, transmitted or transhipped through the United States, or being returned from the United States to its foreign country of origin is considered an export. Finally, release of technology or source code subject to the EAR to a foreign national in the United States is "deemed" to be an export to the home country of the foreign national under the EAR. How to Determine If You Need a Commerce Export License A relatively small percentage of total U.S. exports and reexports require the submission of an export license application to BIS. License requirements are dependent upon an item's technical characteristics, the destination, the end use, and the end user. When determining whether a license is required for your export, consider: 1. What you are exporting; 2. Where your export is going; 3. Who will receive your export; and Copyright C. Key 2018

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4. What will your export be used for. 1. What are you exporting? A key in determining whether an export license is needed from BIS is knowing whether the item you are intending to export is on the Commerce Control List. The first step in making this determination is to "classify" your item- that is, finding its place on the Commerce Control List (See page 4269). The proper classification of your item is essential in determining any licensing requirements under the Export Administration Regulations. You can classify the item on your own, ask BIS for assistance by sending a request for a commodity classification through BIS's automated Simplified Network Application Process SNAP, or by sending a written request to: BACK By mail: Office of Exporter Services P.O. Box 273 Washington, D.C. 20044 By courier: Office of Exporter Services Room 2705 14th & Pennsylvania Ave., N.W. Washington, D.C. 20230

The Export Control Classification Number The key to classifying your item is the Export Control Classification Number (ECCN). ECCNs are listed in the Commerce Control List (Supplement No. 1 to Part 774 of the EAR) which is available on the Government Printing Office Web site. In order to determine the ECCN for your item you will first need to determine in which of the ten broad categories (see next page) your item is included and then dig deeper into the category to identify the specific ECCN. The ECCN is an alphanumeric code, e.g., 3A001, that describes a particular item or type of item, and shows the controls placed on that item.

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BACK

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CONTROLS

AT Anti-Terrorism CB Chemical & Biological Weapons CC Crime Control EI Encryption Items MT Missile Technology NS National Security NP Nuclear Nonproliferation RS Regional Stability SI Significant Items SS Short Supply UN United Nations XP Computers

BACK

The Commerce Control List (CCL)

Once you have classified the item, the next step is to start determining whether you need an export license. This is done by comparing the CCL with the Country Chart. The CCL and the Country Chart (Supplement No. 1 to part 738 which is available on the Government Printing Office Web site) taken together, define the items subject to export controls based solely on the technical parameters of the item and the country of ultimate destination. Below the main heading for each ECCN entry on the CCL, you will find the "Reason for Control" e.g., for National Security (NS), Anti-Terrorism (AT), etc. (See the sample entry provided here) and the "Country Chart" designation which shows the specific export control code(s) applied to your item (e.g., NS Column 2, AT Column 1, etc.). These specific control codes must be cross-referenced against the Commerce Country Chart.

crime

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If Your Item is Not on the Commerce Control List

BACK

If your item does not appear anywhere on the CCL, you should check to see if it could be controlled for export by one of the other federal agencies. If your item falls under U.S. Department of Commerce jurisdiction and is not listed on the CCL, it will be classified as EAR99 (see page 3336 as an example) and, to most destinations will not require a license. The designation "NLR," which stands for "no license required," may be used for these exports. However, if you are exporting an EAR99 item to an embargoed country, to a prohibited end user, or in support of a prohibited end-use, you may be required to obtain a license. 2. Where are you exporting? The country of ultimate destination for an export or reexport also determines the licensing requirements. Different countries present different national security, nonproliferation, or foreign policy considerations and therefore may be treated differently. Although a relatively small percentageof exports and reexports require an application for an export license, virtually all exports to embargoed destinations and countries designated as supporting terrorist activities require a license. These countries include Cuba, Iran, Iraq, Libya, North Korea, Sudan, Syria, and the Taliban controlled areas of Afghanistan. Part 746 of the EAR describes embargoed destinations and refers to certain additional controls imposed by the Office of Foreign Assets Control of the Treasury Department. How to cross-reference the ECCN against the Commerce Country Chart Once you know your ECCN and the Reasons for Control, you should cross-reference the information against the Country Chart (see example above). Countries are listed in alphabetical order down the left-hand side of the chart, by row. Control codes are listed along the top of the chart, by column. Find the country to which you are exporting, then read across the row to where that country intersects with the control code column(s) specified under your ECCN. If there is an "X" in the specified control codecolumn(s) for that country, you are required to obtain an export license prior to export. Unlike the example shown above, if there is no "X" in ANY of the control code columns specified under your ECCN, you do not need an export license (unless you are exporting to a prohibited end user or end use) and you may export under the designation Copyright C. Key 2018

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"No License Required" (NLR) provisions of the EAR. Additional Examples on how to cross-reference the ECCN Controls against the Commerce Country Chart are at the end of this document. 3. Who will receive your item? BACK The ultimate end user of your item cannot be an inappropriate/prohibited end user. Certain individuals and organizations are prohibited from receiving U.S. exports. You will need to request authorization to export, regardless of your item, if you want to export to an end user on one of the following list. Denied Persons List-EAR Part 764, Supplement 2 - A list of individuals and organizations who have had their export privileges suspended either for violating export controls or posing a risk of violation. Note that some of the parties on this list are located within the United States. If you believe one of these parties wants to buy your product in order to export it you should report this to BIS's Office of Export Enforcement. (See case example) If you have questions about the Denied Persons List, you may contact BIS's Office of Enforcement Analysis at (202) 482-4255. Entity List - EAR Part 744, Supplement 4 - A list of organizations involved in the proliferation of weapons of mass destruction. Treasury Department Specially Designated Nationals and Blocked Persons List - EAR Part 764, Supplement 3 - A list maintained by the Department of Treasury's Office of Foreign Assets Control comprising individuals and organizations deemed to represent restricted countries or known to be involved in terrorism and narcotics trafficking. You may also wish to check the Unverified List found on Web site. 4. What will your item be used for? The ultimate end use of your item cannot be an inappropriate/prohibited end use. The item you are exporting determines whether you will need an export license. Some end uses are prohibited while others may require a license. For more information on prohibited end uses, please refer to Part 744 of the EAR which is available on the Government Printing Office Web site. Authorizations to Export There are two types of authorization to export: A. Export License If your item requires a license to be exported, you must apply to the BIS for an export license. If your application is approved, you will have a license number and expiration date to use for your shipping documents. A Department of Commerce issued export license is usually valid for two years.

B. License Exception If cross-referencing the ECCN against the Commerce Country Chart shows a license requirement, represented by an "X" to the country of destination, you may still be eligible to export without a license by using a license exception. License exceptions are set forth in Part 740 of the EAR and are authorizations to export or reexport commodities, technologies, or software under certain conditions. A license exception gives you the authority to ship certain Copyright C. Key 2018

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items subject to the EAR that would otherwise require a license. Although you are not required to submit a license application, you must still meet all the terms of the license exception found in part 740 of the EAR. By using a license exception, you certify you have met all terms, conditions, and provisions for its use. Please note that license exceptions do not override the prohibitions on exporting to prohibited end users and end uses. Part 740 of the EAR is available on the Government Printing Office Web site. As a reminder, if you do not need a license, you may use the designation No License Required (NLR) to export your item.

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RESERVED

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2009 material can assist in training use of Export Regs A accredited news media, TMP 740.9(a)(2)(viii)(A) activities described in 744.2 (activities NP end-use) activities for other controlled end-uses (see MT, CB, MNP, vessels, and aircraft) activities NP end-use (also see NP) activities NP end-use, principal reference 744.2 activities NP end-use, definition 744.2(a) activities NP end-use, countries not subject 744 Supplement 3 activities NP end-use, Country Group A:1 744.2(c) activities NP end-use, General Prohibition Five 736.2(b)(5) activities NP end-use, New Zealand744.2(c) activities described in 744.6 (activities NP,MT,CB) activities NP,MT,CB, CIV ineligible 740.5 activities NP,MT,CB, General Prohibition Seven 736.2(b)(7) activities NP,MT,CB, principal reference 744.6 activities NP,MT,CB, more than exports 730.5(d) activities NP,MT,CB, recordkeeping 762.1(a)(4) activities NP,MT,CB, steps 732.1(b)(5) activities NP,MT,CB, steps 732.1(d)(3) activities NP,MT,CB, steps 732.3(j) activities NP,MT,CB, subject to the EAR 734.5(a) activities, RTP, interstate or foreign commerce 760.1(d) activities, RTP, within foreign country 760.3(h) additional permissive reexports (see APR) administrative enforcement proceedings (AEP) 766 administrative law judge, decision, AEP 766.17 administrative law judge, definition, AEP 766.2 administrative orders 736 Supplement 2 advisory opinion, principal reference 748.3(c) advisory opinion, BIS assistance available 734.6(a) advisory opinion, recordkeeping 730 Supplement 1 advisory opinion, request processing 750.2(a) Advisory Committee on Export Policy 750.4(f)(2) Advisory Committee on Export Policy, definition 772 AEP (administrative enforcement proceedings) Afghanistan, 738 Supplement 1 Afghanistan 740 Supplement 1 agencies other than BIS 730 Supplement 3 agencies other than BIS, steps 732.2(a) agencies other than BIS, not subject to EAR 734.3(b)(1) agencies other than BIS, related controls 738.2(d)(2)(iii)(C) agencies other than BIS, review of applications 750.3(b) agencies other than BIS, subject to the EAR 734.2(a)(2) agency of cooperating government, GOV 740.11(b)(3)(ii) agency of U.S. Government, GOV 740.11(b)(3)(i) agent responsibility 758.3(b) agent authority, record and proof 758.1(h) agent authority, record and proof 762.2(b)(29) agents of exporters, DCS responsibilities 758.6 AGR (agricultural commodities License Exception) 740.18 agricultural commodities, AGR 740.18 agricultural commodities, definition 772 Copyright C. Key 2018

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agricultural commodities, SS, exemption 754.6 agricultural commodities, SS, recordkeeping 730 Supplement 1 aircraft repair parts, RPL one for one replacement of parts 740.10(a)(3)(iv) aircraft and vessels (see AVS) aircraft, equipment and spare parts, AVS 740.15(b)(2) aircraft, foreign, end-use control 744.7 aircraft, foreign-registered, AVS 740.15(a)(1) aircraft, interpretation 9 770.2(i) aircraft, Temporary sojourn, AVS 740.15(a) aircraft, unmanned 742.5(a)(2) aircraft, unmanned 742 Supplement 7 (c) aircraft, unmanned 744.3 aircraft, U.S.-registered, AVS 740.15(a)(2) airline agent, Canadian, AVS 740.15(c)(2) airline agent, U.S., AVS 740.15(c)(2) airline, definition 772 airline installation, Canadian, AVS 740.15(c)(2) airline installation, U.S., AVS 740.15(c)(2) Albania 738 Supplement 1 Albania, controlled country 772 Albania, controlled country, FA 768.1(d) Albania 740 Supplement 1 Albania, General Prohibition Eight 736.2(b)(8) Algeria 738 Supplement 1 Algeria 740 Supplement 1 all wheel drive vehicles 770.2(h) allegation definition, FA 768.1(d) Am I subject to the EAR?, decision flow chart 732 Supplement 2 American Red Cross, GOV 740.11(b)(3)(i) analog-to-digital conversions, APP 740.7(a) Andorra 738 Supplement 1 Andorra 740 Supplement 1 Angola, steps 732.3(d)(4) Angola 738 Supplement 1 Angola 740 Supplement 1 annual value, License Exception LVS 740.3(a)(4)(ii) anti-terrorism (see AT) Antigua and Barbuda 738 Supplement 1 Antigua and Barbuda 740.7(c)(1) Antigua and Barbuda 740 Supplement 1 APP (high performance computer License Exception) APP, principal reference 740.7 appeal, principal reference 756 appeal, AEP 766.21 appeal, denial order 766.25(g) appeal, review by Under Secretary, AEP 766.22 appeal, SCL administrative action 752.16(b) appear before BIS 736 Supplement 2 Order 2 applicant, agreement to processing delay 750.4(b)(1) applicant, definition, license application 748.5(a) applicant, definition 772 applicant, license, export from U.S. 748.4(b) application (see license application procedure) application, control number 748.6(b) application, instructions 748 Supplement 1 application for license, definition 772 application, license, basic guidance 748.4 Copyright C. Key 2018

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application, license, general instructions 748.6 application, processing 750 applications, recordkeeping 730 Supplement 1 APR (additional permissive reexports) APR, principal reference 740.16 APR, License Exception, CCL, steps 732.4(b)(3)(iii) Argentina, Australia Group member 772 Argentina 738 Supplement 1 Argentina, computers, GOV 740.11(b)(2)(iii)(B) Argentina, computers, GOV 740.11(b)(2)(iv)(B) Argentina 740 Supplement 1 Argentina, IC or EUC for NS 748.9(b)(2) Argentina, IC/DV authority 748 Supplement 4 Argentina, NSG member 772.1 Armenia, General Prohibition Eight736.2(b)(8) Armenia 738 Supplement 1 Armenia, controlled country 772 Armenia 740 Supplement 1 Arms Control and Disarmament Agency (see ACDA) Arms Export Control Act, cross debarment 764.3(c)(2)(ii)(A) Arms Export Control Act, violation conviction 766.25 Aruba 738 Supplement 1 Aruba 740.7(c)(1) Aruba 740 Supplement 1 assemblies, CCL group A 738.2(b) group A assembly in Mexico, TMP 740.9(a)(2)(vii) assessment, definition, FA 768.1(d) assessment criteria, definition, FA 768.1(d) assistance and training 730.8(c) Assistant Secretary definition, AEP 766.2 Assumption writing, recordkeeping 762.2(41) Assumption writing, routed export transactions 758.3(b) assurance, TSR 740.6(a) assurance form, TSR 740.6(a)(3) assurances, CB end-use 744.4(d)(2)(iv) assurances, MT end-use 744.3(d)(2)(v) assurances, NP end-use 744.2(d)(4) AT (anti-terrorism) AT, principal reference 742.1(d) AT, CCL 2nd digit 9 738.2(d)(1) 9 AT, Cuba 746.2(c) AT, ECCNs, reason for control 738.2(d)(2)(i)(A) AT, Iran 746.7(b) AT, Iran 742.8 AT, Iraq 746.3(a)(3) AT, license requirements, Iran, Syria, Sudan 742 Supplement 2 AT, licensing policy, Iran, Syria, Sudan 742 Supplement 2 AT, North Korea 742.19 AT, Sudan 742.10 AT, Syria 742.9 Atomic Energy Act, Department of Energy 734.3(b)(1)(iv) Atomic Energy Act, DOS NP controls 744.2(a)(1) fn2 Atomic Energy Act, MNP end-use 744.5(c) Atomic Energy Act, NP end-use 744.2(a)(3) fn4 Atomic Energy Act, NRC 734.3(b)(1)(iii) Australia, Australia Group member 772 Australia 738 Supplement 1 Australia 740 Supplement 1 Copyright C. Key 2018

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Australia, IC/DV authority748 Supplement 4 Australia, IC or EUC for NS 748.9(b)(2) Australia, no NP end-use controls 744 Supplement 2 Australia, NSG member 772.1 Australia Group 742.2(d) Australia Group definition 772 Austria, Australia Group member 772 Austria 738 Supplement 1 Austria, cooperating country 772 Austria 740 Supplement 1 Austria, IC/DV authority 748 Supplement 4 Austria, IC or EUC for NS 748.9(b)(2) Austria, no NP end-use controls 744 Supplement 3 Austria, NSG member 772.1 Automated Export System (AES) 758.2, FTSR Automated Export System (AES), definition 772 automobiles, civil 770.2(h) automotive vehicles, military, and parts 770.2(h) automotive vehicles, armored, all wheel drive 770.2(h automotive vehicles, military, and parts 770.2(h) available-in-fact, definition, FA 768.1(d) avionics, CCL category 7 738.2 category 7 AVS, License Exception, CCL, steps 732.4(b)(3)(iii) AVS (aircraft and vessels License Exceptions) AVS, principal reference 740.15 AVS, Cuba 746.2(a)(1)(x) AVS, Shipper’s Export Declaration 758.1(c)(3) Azerbaijan 738 Supplement 1 Azerbaijan, controlled country, FA 768.1(d) Azerbaijan, controlled country 772 Azerbaijan 740 Supplement 1 Azerbaijan, General Prohibition Eight 736.2(b)(8)

B BAG (baggage License Exception) BAG, principal reference 740.14 BAG, CCL, steps 732.4(b)(3)(iii) BAG, Cuba 746.2(a)(1)(vi) BAG, Destination Control Statement 758.6 BAG, Shipper’s Export Declaration758.1(c)(1) baggage (see BAG) Bahamas (The) 738 Supplement 1 Bahamas (The) 740.7(c)(1) Bahamas (The) 740 Supplement 1 Bahamas (The), support document exemption 748.9(a)(1) Bahrain 738 Supplement 1 Bahrain 740 Supplement 1 Bangladesh 738 Supplement 1 Bangladesh 740 Supplement 1 Bank, definition 772 Barbados 738 Supplement 1 Barbados 740 Supplement 1 Barbados, support document exemption 748.9(a)(1) basic human needs, definition, GFT740.12(b)(2) basket 732.3(b)(3) bearing, anti-friction, interpretation 1 770.2(a) Copyright C. Key 2018

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Belarus 738 Supplement 1 Belarus, controlled country, FA 768.1(d) Belarus, controlled country 772 Belarus 740 Supplement 1 Belarus, General Prohibition Eight 736.2(b)(8) Belarus, NSG member 772.1 Belgium, Australia Group member 772 Belgium 738 Supplement 1 Belgium 740 Supplement 1 Belgium, IC/DV authority 748 Supplement 4 Belgium, IC or EUC for NS 748.9(b)(2) Belgium, NATO member 772 Belgium, no NP end-use controls 744 Supplement 3 Belgium, NSG member 772.1 Belize 738 Supplement 1 Belize 740 Supplement 1 Belize, support document exemption 748.9(a)(1) Benin 738 Supplement 1 Benin 740 Supplement 1 Bermuda, support document exemption 748.9(a)(1) beta test software 740.9(c) Bhutan 738 Supplement 1 Bhutan 740 Supplement 1 bill of lading, DCS 758.6 bill of lading, definition 772 biologics 730 Supplement 3 blacklisted persons, furnishing info, RTP 760.2(d) Bolivia 738 Supplement 1 Bolivia 740 Supplement 1 Bolivia, support document exemption 748.9(a)(1) bonded warehouse, support document exception 748.12(c)(2) Bosnia-Herzegovina, steps 732.3(d)(4) Bosnia-Herzegovina, steps 732.3(i) Bosnia-Herzegovina, arms embargo 746 Supplement 2(a) Bosnia&Herzegovina 738 Supplement 1 Bosnia & Herzegovina 740 Supplement 1 Bosnia & Herzegovina, OFAC controls 746 Supplement 3(b) Botswana 738 Supplement 1 Botswana 740 Supplement 1 boycotted countries, furnishing info, RTP 760.2(d) boycotts (see restrictive trade practices (RTP)) Branch Office (see Santa Clara Branch Office) Brazil 738 Supplement 1 Brazil 740 Supplement 1, Country Groups A:2, A:4, B Brazil, NSG member 772.1 Brazil, support document exemption 748.9(a)(1) broadcast material, TMP 740.9(a)(2)(vi) Brunei 738 Supplement 1 Brunei 740 Supplement 1 Bulgaria 738 Supplement 1 Bulgaria, controlled country, FA 768.1(d) Bulgaria, controlled country 772 Bulgaria 740 Supplement 1 Bulgaria, General Prohibition Eight 736.2(b)(8) Bulgaria, IC/DV authority 748 Supplement 4 Bulgaria, IC, exception to SUCP requirement 748.11(a)(1) Bulgaria, IC or EUC for NS 748.9(b)(2) Bulgaria, NS licensing policy 742.4(b)(5) Copyright C. Key 2018

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Bulgaria, NSG member 772.1 Bulgaria, support document from government 748.9(a)(2) Bureau of Industry and Security (see BIS) Bureau of Industry and Security, definition, AEP 766.2 Burkina Faso 738 Supplement 1 Burkina Faso 740 Supplement 1 Burma 738 Supplement 1 Burma 740 Supplement 1 Burundi 738 Supplement 1 Burundi 740 Supplement 1 business relationships, furnishing info, RTP 760.2(d) BIS, address 748.2(c) BIS, address, SCL 752.17 BIS, export clearance 758 BIS, organization 730.9 BIS, review of license applications 750.3(a)

C calibration, TMP 740.9(a)(2)(iv) California, crude oil 754.2(g) Cambodia 738 Supplement 1 Cambodia, controlled country, FA 768.1(d) Cambodia, controlled country 772 Cambodia 740 Supplement 1 Cambodia, General Prohibition Eight 736.2(b)(8) Cambodia, NS licensing policy 742.4(b)(6) Cameroon 738 Supplement 1 Cameroon 740 Supplement 1 Canada 738 Supplement 1 Canada, Australia Group member 772 Canada, CB CCL-based controls 742.2(a)(1) Canada, CB end-use 744.4(a) Canada 740 Supplement 1 Canada, crude oil export 754.2(e) Canada, crude oil license requirement 754.2(a) Canada, SED requirement 758.1(b) Canada, MNP end-use 744.5(a) Canada, MT end-use 744.3(a) Canada, NATO member 772 Canada, NSG member 772.1 Canada, petroleum products license requirement 754.3(a) Canada, recordkeeping 762.1(a)(3) Canada, support document exemption 748.9(a)(1) Canada, transit, SED 758.1(b)(4) Canada, transit through the United States 740.9(1)(iv) Canadian carriers, aircraft end-use 744.7(b)(1) Canadian carriers, vessel end-use 744.7(b)(1) Canadian airline, definition 772 Canadian airline, installation or agent 744.7(b)(2) Cape Verde 738 Supplement 1 Cape Verde 740 Supplement 1 carrier, DCS responsibilities 758.6 carrier, duty to return or unload, steps 732.6(c) carrier, obligations, steps 732.6(b) cartridge and shell case scrap 758.7(b)(2)(ii) category, definition 772 Copyright C. Key 2018

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Cayman Islands, territory of United Kingdom 734.2(b)(7) Cayman Islands, territory of United Kingdom 738.3(b) CB (chemical and biological weapons) CB, activities controlled 744.6(a)(1)(i)(C) CB, activities subject to the EAR 734.5(a) CB, AT, Sudan 742.10(b)(1)(i) CB, AT, Syria 742.9(b)(1)(i) CB, CCL 2nd digit 3 738.2(d)(1) 3 CB, CCL-based controls 742.2 CB, CCL, non-CB items 742.2(b)(3) CB, Congressional notification 750.4(b)(6)(ii)(B) CB, ECCNs, reason for control 738.2(d)(2)(i)(A) CB, end-use/end-user controls 744.4 CB, SCL, specified items ineligible 752.3(a)(2),(3) CB, transit through the United States 740.9(b)(1)(i) CB, imports for display at U.S. exhibitions or trade fairs 740.9(b)(2)(ii)(C) CC (crime control) CC, CCL 2nd digit 9 738.2(d)(1) 9 CC, CCL-based controls 742.7 CC, ECCNs, reason for control 738.2(d)(2)(i)(A) CC, License Exceptions, none 740.2(a)(6) CCD License Exception 740.19 CCL (Commerce Control List) CCL, General Prohibitions, steps 732.1(d)(2) CCL, steps 732.3(a) CCL-based controls, control policy 742 CCL-based license requirements, CB 742.2(a) CCL-based license requirements, CC 742.7(a) CCL-based license requirements, CW 742.18(a) CCL-based license requirements, EI 742.15(a) CCL-based license requirements, FC 742.17(a) CCL-based license requirements, MT 742.5(a) CCL-based license requirements, NP 742.3(a) CCL-based license requirements, NS 742.4(a) CCL-based license requirements, RS 742.6(a) CCL-based license requirements, SI 742.11(a) CCL-based licensing policy, CB 742.2(b) CCL-based licensing policy, CC 742.7(b) CCL-based licensing policy, CW 742.18(b) CCL-based licensing policy, EI 742.15(b) CCL-based licensing policy, FC 742.17(b) CCL-based licensing policy, MT 742.5(b) CCL-based licensing policy, NP 742.3(b) CCL-based licensing policy, NS 742.4(b) CCL-based licensing policy, RS 742.6(b) CCL-based licensing policy, SI 742.11(b) CCL, categories 738.2(a) CCL, definition 772 CCL, groups 738.2(b) CCL group, definition 772 CCL, recordkeeping 730 Supplement 1 CCL, recordkeeping, scope 738.1(a) CCL, structure 738.2 CCL, transit through specified countries, steps 732.3(k) cedar, western red, principal reference 754.4 Census Bureau (see Census) Census, classification of U.S. territories 734.2(b)(8) Census, FTSR FTSR Copyright C. Key 2018

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Central African Rep 738 Supplement 1 Central African Republic 740 Supplement 1 certification, License Exception 740.1(b) Chad 738 Supplement 1 Chad 740 Supplement 1 changes, facts, report 748.6(f) changes, replacement license, not required 750.7(c) changes, SCL, BIS approval not required 752.10(c) changes, SCL, BIS approval required 752.10(b) charging letters, AEP 766.3 charitable organization, GFT 740.12(a)(1) charitable org., furnishing info, RTP 760.2(e) chemical and biological weapons (see CB) chemical mixtures, interpretation 770.4 Chemical Weapons Convention (CWC) 740.16(c), 742.18, 745, 772 chemicals, application instructions 748 Supplement 2(a) chemicals, CCL category 1 738.2 category 1 chemicals, precursor, interpretation 11 770.2(k) Chemicals, Schedules of Supplement No. 1 to part 745 chemicals, transit through the United States 740.9(b)(1)(iii)(B) Chile 738 Supplement 1 Chile 740 Supplement 1 Chile, support document exemption 748.9(a)(1) China (see PRC) China, Entity List 744 Supplement 4 civil end-users (see CIV) CIV (civil end-users License Exception) CIV, principal reference 740.5 civil penalties, no administrative appeal 756.1(a)(2) claimant, definition, FA 768.1(d) classification, items, principal reference 748.3(b) classification, steps 732.3(b) classification, CCL 738.2(c) classification, General Prohibitions 736.2(a)(1) classification, General Prohibition One 736.2(b)(1)(ii) classification, General Prohibition Two 736.2(b)(2)(i)(C) classification, recordkeeping 730 Supplement 1 classification, request processing 750.2(a) classification, U.S. territories 734.2(b)(8) clearance of export (see export clearance) COCOM, definition 772 Code of Federal Regulations, EAR 730.2 Colombia 738 Supplement 1 Colombia 740 Supplement 1 Colombia, support document exemption 748.9(a)(1) Commerce Control List (see CCL) commercial consulting 734 Supplement 1 Sec. F commercial invoice, DCS 758.6 commingled technology and software 734.4(g) commingled software license requirements 770.3(c)(2) commingled technology license requirements 770.3(c)(1) commodity, definition 772 communications intercepting devices 742.13 communications intercept, application instructions 748 Supplement 2(b) communications intercept, SCL, ineligible 752.3(a)(7) Comoros 738 Supplement 1 Comoros 740 Supplement 1 Comoros, Country Group D:2 740 Supplement 1 Copyright C. Key 2018

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comparable quality, definition, FA 768.1(d) components, CCL group A 738.2(b) group A computer, License Exception (see APP) computer, application instructions 748 Supplement 2(c) computer, access restricted, APP 740.7(e)(1) computer, CCL category 4 738.2 category 4 computers, commodity interpretations 770.2(l) computer, configuration, license application 748 Supplement 2(c)(1) computer, Congressional notification 750.4(b)(6)(ii)(A) computer, end-use certification 748 Supplement 2(c)(2) computer, foreign-made, no de minimis 734.4(a) conduct, General Prohibitions 736.2(a)(5) computer, GOV 740.11(b)(2)(iii)(B) computer, GOV 740.11(b)(2)(iv)(B) computer, recordkeeping 762.2(b)(4) computer, GOV 740.11(a)(2) computer, safeguards, recordkeeping 730 Supplement 1 computer, safeguards, recordkeeping 762.2(b)(5) Computer Tier 1, APP 740.7(b) Computer Tier 3, GOV 740.11(a)(2) conference (see release at open conference) conference (see open conference) confidentiality, license applications 748.1(c) conformity of documents, licensed exports 758.5 Congo (Democratic Republic of the) 738 Supplement 1 Congo (Democratic Republic of the) 740.7(c)(1) Congo (Democratic Republic of the) 740 Supplement 1 Congo (Republic of the) 738 Supplement 1 Congo (Republic of the) 740.7(c)(1) Congo (Republic of the) 740 Supplement 1 Congressional notification delay 750.4(b)(6) conspiracy law 764.3(b)(3) containers, TMP 740.9(a)(2)(v) contracting prohibited, steps 732.1(b)(5) contract controls 734.11 contract controls 734 Supplement 1 E contracting, General Prohibition Seven 736.2(b)(7) B BAG (baggage License Exception) BAG, principal reference 740.14 BAG, CCL, steps 732.4(b)(3)(iii) BAG, Cuba 746.2(a)(1)(vi) BAG, Destination Control Statement 758.6 BAG, Shipper’s Export Declaration758.1(c)(1) baggage (see BAG) Bahamas (The) 738 Supplement 1 Bahamas (The) 740.7(c)(1) Bahamas (The) 740 Supplement 1 Bahamas (The), support document exemption Bahrain 738 Supplement 1 Bahrain 740 Supplement 1 Bangladesh 738 Supplement 1 Bangladesh 740 Supplement 1 Bank, definition 772 Barbados 738 Supplement 1 Barbados 740 Supplement 1 Copyright C. Key 2018

748.9(a)(1)

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Barbados, support document exemption 748.9(a)(1) basic human needs, definition, GFT740.12(b)(2) basket 732.3(b)(3) bearing, anti-friction, interpretation 1 770.2(a) Belarus 738 Supplement 1 Belarus, controlled country, FA 768.1(d) Belarus, controlled country 772 Belarus 740 Supplement 1 Belarus, General Prohibition Eight 736.2(b)(8) Belarus, NSG member 772.1 Belgium, Australia Group member 772 Belgium 738 Supplement 1 Belgium 740 Supplement 1 Belgium, IC/DV authority 748 Supplement 4 Belgium, IC or EUC for NS 748.9(b)(2) Belgium, NATO member 772 Belgium, no NP end-use controls 744 Supplement 3 Belgium, NSG member 772.1 Belize 738 Supplement 1 Belize 740 Supplement 1 Belize, support document exemption 748.9(a)(1) Benin 738 Supplement 1 Benin 740 Supplement 1 Bermuda, support document exemption 748.9(a)(1) beta test software 740.9(c) Bhutan 738 Supplement 1 Bhutan 740 Supplement 1 bill of lading, DCS 758.6 bill of lading, definition 772 biologics 730 Supplement 3 blacklisted persons, furnishing info, RTP 760.2(d) Bolivia 738 Supplement 1 Bolivia 740 Supplement 1 Bolivia, support document exemption 748.9(a)(1) bonded warehouse, support document exception 748.12(c)(2) Bosnia-Herzegovina, steps 732.3(d)(4) Bosnia-Herzegovina, steps 732.3(i) Bosnia-Herzegovina, arms embargo 746 Supplement 2(a) Bosnia&Herzegovina 738 Supplement 1 Bosnia & Herzegovina 740 Supplement 1 Bosnia & Herzegovina, OFAC controls 746 Supplement 3(b) Botswana 738 Supplement 1 Botswana 740 Supplement 1 boycotted countries, furnishing info, RTP 760.2(d) boycotts (see restrictive trade practices (RTP)) Branch Office (see Santa Clara Branch Office) Brazil 738 Supplement 1 Brazil 740 Supplement 1, Country Groups A:2, A:4, B Brazil, NSG member 772.1 Brazil, support document exemption 748.9(a)(1) broadcast material, TMP 740.9(a)(2)(vi) Brunei 738 Supplement 1 Brunei 740 Supplement 1 Bulgaria 738 Supplement 1 Bulgaria, controlled country, FA 768.1(d) Bulgaria, controlled country 772 Bulgaria 740 Supplement 1 Bulgaria, General Prohibition Eight 736.2(b)(8) Copyright C. Key 2018

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Bulgaria, IC/DV authority 748 Supplement 4 Bulgaria, IC, exception to SUCP requirement 748.11(a)(1) Bulgaria, IC or EUC for NS 748.9(b)(2) Bulgaria, NS licensing policy 742.4(b)(5) Bulgaria, NSG member 772.1 Bulgaria, support document from government 748.9(a)(2) Bureau of Industry and Security (see BIS) Bureau of Industry and Security, definition, AEP 766.2 Burkina Faso 738 Supplement 1 Burkina Faso 740 Supplement 1 Burma 738 Supplement 1 Burma 740 Supplement 1 Burundi 738 Supplement 1 Burundi 740 Supplement 1 business relationships, furnishing info, RTP 760.2(d) BIS, address 748.2(c) BIS, address, SCL 752.17 BIS, export clearance 758 BIS, organization 730.9 BIS, review of license applications 750.3(a)

C calibration, TMP 740.9(a)(2)(iv) California, crude oil 754.2(g) Cambodia 738 Supplement 1 Cambodia, controlled country, FA 768.1(d) Cambodia, controlled country 772 Cambodia 740 Supplement 1 Cambodia, General Prohibition Eight 736.2(b)(8) Cambodia, NS licensing policy 742.4(b)(6) Cameroon 738 Supplement 1 Cameroon 740 Supplement 1 Canada 738 Supplement 1 Canada, Australia Group member 772 Canada, CB CCL-based controls 742.2(a)(1) Canada, CB end-use 744.4(a) Canada 740 Supplement 1 Canada, crude oil export 754.2(e) Canada, crude oil license requirement 754.2(a) Canada, SED requirement 758.1(b) Canada, MNP end-use 744.5(a) Canada, MT end-use 744.3(a) Canada, NATO member 772 Canada, NSG member 772.1 Canada, petroleum products license requirement 754.3(a) Canada, recordkeeping 762.1(a)(3) Canada, support document exemption 748.9(a)(1) Canada, transit, SED 758.1(b)(4) Canada, transit through the United States 740.9(1)(iv) Canadian carriers, aircraft end-use 744.7(b)(1) Canadian carriers, vessel end-use 744.7(b)(1) Canadian airline, definition 772 Canadian airline, installation or agent 744.7(b)(2) Cape Verde 738 Supplement 1 Cape Verde 740 Supplement 1 Copyright C. Key 2018

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carrier, DCS responsibilities 758.6 carrier, duty to return or unload, steps 732.6(c) carrier, obligations, steps 732.6(b) cartridge and shell case scrap 758.7(b)(2)(ii) category, definition 772 Cayman Islands, territory of United Kingdom 734.2(b)(7) Cayman Islands, territory of United Kingdom 738.3(b) CB (chemical and biological weapons) CB, activities controlled 744.6(a)(1)(i)(C) CB, activities subject to the EAR 734.5(a) CB, AT, Sudan 742.10(b)(1)(i) CB, AT, Syria 742.9(b)(1)(i) CB, CCL 2nd digit 3 738.2(d)(1) 3 CB, CCL-based controls 742.2 CB, CCL, non-CB items 742.2(b)(3) CB, Congressional notification 750.4(b)(6)(ii)(B) CB, ECCNs, reason for control 738.2(d)(2)(i)(A) CB, end-use/end-user controls 744.4 CB, SCL, specified items ineligible 752.3(a)(2),(3) CB, transit through the United States 740.9(b)(1)(i) CB, imports for display at U.S. exhibitions or trade fairs 740.9(b)(2)(ii)(C) CC (crime control) CC, CCL 2nd digit 9 738.2(d)(1) 9 CC, CCL-based controls 742.7 CC, ECCNs, reason for control 738.2(d)(2)(i)(A) CC, License Exceptions, none 740.2(a)(6) CCD License Exception 740.19 CCL (Commerce Control List) CCL, General Prohibitions, steps 732.1(d)(2) CCL, steps 732.3(a) CCL-based controls, control policy 742 CCL-based license requirements, CB 742.2(a) CCL-based license requirements, CC 742.7(a) CCL-based license requirements, CW 742.18(a) CCL-based license requirements, EI 742.15(a) CCL-based license requirements, FC 742.17(a) CCL-based license requirements, MT 742.5(a) CCL-based license requirements, NP 742.3(a) CCL-based license requirements, NS 742.4(a) CCL-based license requirements, RS 742.6(a) CCL-based license requirements, SI 742.11(a) CCL-based licensing policy, CB 742.2(b) CCL-based licensing policy, CC 742.7(b) CCL-based licensing policy, CW 742.18(b) CCL-based licensing policy, EI 742.15(b) CCL-based licensing policy, FC 742.17(b) CCL-based licensing policy, MT 742.5(b) CCL-based licensing policy, NP 742.3(b) CCL-based licensing policy, NS 742.4(b) CCL-based licensing policy, RS 742.6(b) CCL-based licensing policy, SI 742.11(b) CCL, categories 738.2(a) CCL, definition 772 CCL, groups 738.2(b) CCL group, definition 772 CCL, recordkeeping 730 Supplement 1 CCL, recordkeeping, scope 738.1(a) CCL, structure 738.2 Copyright C. Key 2018

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CCL, transit through specified countries, steps 732.3(k) cedar, western red, principal reference 754.4 Census Bureau (see Census) Census, classification of U.S. territories 734.2(b)(8) Census, FTSR FTSR Central African Rep 738 Supplement 1 Central African Republic 740 Supplement 1 certification, License Exception 740.1(b) Chad 738 Supplement 1 Chad 740 Supplement 1 changes, facts, report 748.6(f) changes, replacement license, not required 750.7(c) changes, SCL, BIS approval not required 752.10(c) changes, SCL, BIS approval required 752.10(b) charging letters, AEP 766.3 charitable organization, GFT 740.12(a)(1) charitable org., furnishing info, RTP 760.2(e) chemical and biological weapons (see CB) chemical mixtures, interpretation 770.4 Chemical Weapons Convention (CWC) 740.16(c), 742.18, 745, 772 chemicals, application instructions 748 Supplement 2(a) chemicals, CCL category 1 738.2 category 1 chemicals, precursor, interpretation 11 770.2(k) Chemicals, Schedules of Supplement No. 1 to part 745 chemicals, transit through the United States 740.9(b)(1)(iii)(B) Chile 738 Supplement 1 Chile 740 Supplement 1 Chile, support document exemption 748.9(a)(1) China (see PRC) China, Entity List 744 Supplement 4 civil end-users (see CIV) CIV (civil end-users License Exception) CIV, principal reference 740.5 civil penalties, no administrative appeal 756.1(a)(2) claimant, definition, FA 768.1(d) classification, items, principal reference 748.3(b) classification, steps 732.3(b) classification, CCL 738.2(c) classification, General Prohibitions 736.2(a)(1) classification, General Prohibition One 736.2(b)(1)(ii) classification, General Prohibition Two 736.2(b)(2)(i)(C) classification, recordkeeping 730 Supplement 1 classification, request processing 750.2(a) classification, U.S. territories 734.2(b)(8) clearance of export (see export clearance) COCOM, definition 772 Code of Federal Regulations, EAR 730.2 Colombia 738 Supplement 1 Colombia 740 Supplement 1 Colombia, support document exemption 748.9(a)(1) Commerce Control List (see CCL) commercial consulting 734 Supplement 1 Sec. F commercial invoice, DCS 758.6 commingled technology and software 734.4(g) commingled software license requirements 770.3(c)(2) commingled technology license requirements 770.3(c)(1) commodity, definition 772 communications intercepting devices 742.13 Copyright C. Key 2018

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communications intercept, application instructions 748 Supplement 2(b) communications intercept, SCL, ineligible 752.3(a)(7) Comoros 738 Supplement 1 Comoros 740 Supplement 1 Comoros, Country Group D:2 740 Supplement 1 comparable quality, definition, FA 768.1(d) components, CCL group A 738.2(b) group A computer, License Exception (see APP) computer, application instructions 748 Supplement 2(c) computer, access restricted, APP 740.7(e)(1) computer, CCL category 4 738.2 category 4 computers, commodity interpretations 770.2(l) computer, configuration, license application 748 Supplement 2(c)(1) computer, Congressional notification 750.4(b)(6)(ii)(A) computer, end-use certification 748 Supplement 2(c)(2) computer, foreign-made, no de minimis 734.4(a) conduct, General Prohibitions 736.2(a)(5) computer, GOV 740.11(b)(2)(iii)(B) computer, GOV 740.11(b)(2)(iv)(B) computer, recordkeeping 762.2(b)(4) computer, GOV 740.11(a)(2) computer, safeguards, recordkeeping 730 Supplement 1 computer, safeguards, recordkeeping 762.2(b)(5) Computer Tier 1, APP 740.7(b) Computer Tier 3, GOV 740.11(a)(2) conference (see release at open conference) conference (see open conference) confidentiality, license applications 748.1(c) conformity of documents, licensed exports 758.5 Congo (Democratic Republic of the) 738 Supplement 1 Congo (Democratic Republic of the) 740.7(c)(1) Congo (Democratic Republic of the) 740 Supplement 1 Congo (Republic of the) 738 Supplement 1 Congo (Republic of the) 740.7(c)(1) Congo (Republic of the) 740 Supplement 1 Congressional notification delay 750.4(b)(6) conspiracy law 764.3(b)(3) containers, TMP 740.9(a)(2)(v) contracting prohibited, steps 732.1(b)(5) contract controls 734.11 contract controls 734 Supplement 1 E contracting, General Prohibition Seven 736.2(b)(7) contract, MT or CB activity 744.6(a)(2) contract harvester, definition 754.4(e)(3) contract sanctity, AT 742 Supplement 2 contract sanctity, CB 742.2(c) contract sanctity, CB 742 Supplement 1 contract sanctity, CB end-use 744.4(d)(2)(v) contract sanctity, CC 742.7(c) contract sanctity, communications intercepting devices 742.13(c) contract sanctity, Cuba 746.2(b)(3)(iii)(A) contract sanctity, Iran AT controls 742.8(c) contract sanctity, MT 742.5(c) contract sanctity, MT end-use 744.3(d)(2)(vi) contract sanctity, NP 742.3(c) contract sanctity, NS 742.4(c) contract sanctity, RS 742.6(c) contract sanctity, SCL, may be overridden 752.16(a)(2) Copyright C. Key 2018

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contract sanctity, Sudan AT controls 742.10(c) contract sanctity, Syria AT controls 742.9(c) contract sanctity, torture implements 742.11(c) controlled countries, definition, FA 768.1(d) controlled country, definition 772 controlled-in-fact, definition, RTP 760.1(c) controlled in fact, definition 772 convicted of violation, prohibited from applying 748.4(c) conviction of violation 766.25 cooperating country, definition 772 cooperating governments, GOV 740.11(b)(2)(iii) copies, application form, unacceptable 748.6(a) corporate sponsor of research 734.8(b)(2) corporate research 734.8(d),(e) Costa Rica 738 Supplement 1 Costa Rica 740 Supplement 1 Costa Rica, support document exemption 748.9(a)(1) Cote d'Ivoire 738 Supplement 1 Cote d'Ivoire 740 Supplement 1 country of destination (see ultimate destination) countries supporting international terrorism, definition 772 Country Chart, principal reference 738 Supplement 1 Country Chart, steps 732.3(a) Country Chart, steps 732.3(d) Country Chart, cells 738.3(d) Country Chart, column headers 738.2(d)(2)(i)(B) Country Chart, columns 738.3(c) Country Chart, countries included 738.3(b) Country Chart, definition 772 Country Chart, destinations omitted 738.3(b) Country Chart, General Prohibition One 736.2(b)(1)(ii) Country Chart, General Prohibition Two 736.2(b)(2)(i)(C) Country Chart, scope 738.1(b) Country Chart, short supply omitted 738.3(a)(1) Country Chart, structure 738.3 Country Chart, territories, omitted 734.2(b)(7) Country Chart, unique items omitted 738.3(a)(2) Country Groups A, B, C, D, E 740 Supplement 1 Country Groups, definition 772 crime control (see CC) Croatia, steps 732.3(d)(4) Croatia, steps 732.3(i) Croatia, arms embargo 746 Supplement 2(a) Croatia 738 Supplement 1 Croatia 740 Supplement 1 Croatia, OFAC controls 746 Supplement 3(c) crude oil, principal reference 754.2 crude oil, definition 754.2(a) crude oil, export statutory provisions 754 Supplement 3 crude oil, recordkeeping 730 Supplement 1 Cuba, principal reference 746.2 Cuba, direct product, steps 732.2(f)(1)(i) Cuba, steps 732.3(d)(4) Cuba, steps 732.3(i) Cuba, anti-terrorism controls 742.1(d) Cuba, AVS 740.15(a)(1)(i) Cuba, AVS 740.15(a)(2)(ii) Cuba, AVS 740.15(a)(3)(v-ix) Copyright C. Key 2018

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Cuba, AVS 740.15(b)(1) Cuba, AVS 740.15(b)(2) Cuba, AVS 740.15(c)(1) Cuba, AVS 740.15(c)(2)(ii) Cuba, controlled country, FA 768.1(d) Cuba, controlled country 772 Cuba, Country Groups D:2, D:3 740 Supplement 1 Cuba, Country Group E:2 740 Supplement 1 Cuba, APP, restricted computer access 740.7(b)(2) Cuba, General Prohibition Three 736.2(b)(3)(i) Cuba, General Prohibition Eight 736.2(b)(8) Cuba, AGR 740.18 Cuba, APR 740.16(h) Cuba, BAG 740.14 Cuba, CCD 740.19 Cuba, GFT 740.12(a)(2)(i)(B)(1) Cuba, GFT 740.12(a)(2)(iii) Cuba, GFT humanitarian donations 740.12(b)(5)(iii) Cuba, GOV 740.11 Cuba, RPL one for one replacement of parts 740.10(a)(3)(iv) Cuba, SCL, ineligible 752.4 Cuba, RPL servicing and replacement 740.10(b)(2)(iv) Cuba, RPL servicing and replacement 740.10(b)(3)(i)(D) Cuba, TMP, temporary exports/reexports by news media 740.9(a)(2)(viii) Cuba, TSU mass market software , ineligible740.13(d)(3)(i) Cuba, TSU, eligibility 740.13(a,b,& c) Cuba, supporting terrorism 772 Cuba, terrorist-supporting country 750.4(b)(6)(i), 740 Supplement 1 (E:1) Cuba, imported for display in U.S. 740.9(b)(2)(i) Cuba, return of unwanted shipments 740.9(b)(3) Cuba, return of shipments refused entry 740.9(b)(4)(i) customs entries T.&E. and I.E. 740.9(b)(1) Customs, export clearance 758.7(a) Customs officer, definition 772 Customs, person outside U.S. produce records 762.7(b) CWC See Chemical Weapons Convention Cyprus 738 Supplement 1 Cyprus 740 Supplement 1 Cyprus, NSG member 772.1 Czech Republic, Australia Group member 772 Czech Republic 738 Supplement 1 Czech Republic 740 Supplement 1 Czech Republic, IC/DV authority 748 Supplement 4 Czech IC, exception to SUCP requirement 748.11(a)(1) Czech Republic, IC or EUC for NS 748.9(b)(2) Czech Republic, NSG member 772.1 Czech Republic, support document from government 748.9(a)(2) D DCS (destination control statement) DCS, principal reference 758.6 DCS, steps 732.5(b) DCS, agent to exporter, recordkeeping 730 Supplement 1 DCS, APP 740.7(e)(2) DCS, License Exception 740.1(e) DCS, recordkeeping 762.2(b)(30) DCS, SCL 752.15(b) DCS, SCL, recordkeeping 730 Supplement 1 Copyright C. Key 2018

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de minimis, principal reference 734.4 de minimis, bundled Notes to 734.4(c)(1) an d (d)(1) de minimis, steps 732.2(d) de minimis, steps 732.3(e) de minimis, calculation of values 734 Supplement 2 de minimis, 9E003 734.4(a)(4) de minimis, OFAC 734.4(a)(5) de minimis, General Prohibition Two, if exceeded 736.2(b)(2)(i)(A) de minimis, not subject to the EAR 734.3(b)(4) de minimis, recordkeeping 730 Supplement 1, 734.4(g), 762.2(b)(46) de minimis, reporting 734 Supplement No 2 (b) de minimis, spare parts, APR 740.16(h) de minimis, U.S. content in foreign-made item not subject to EAR 734.3 de minimis rule, Cuba 746.2(b)(3) de minimis rule, Sudan 742.10(a)(2) de minimis rule, Sudan 742.10(b)(1)(iv) de minimis rule, Syria 742.9(b)(1)(iv) decision, administrative law judge, AEP 766.17 decision tree 732 Supplement 1 decontrol definition, FA 768.1(d) decontrol assessment definition, FA768.1(d) deemed export 734.2(b)(2)(ii) default, AEP 766.7 defense articles 730 Supplement 3 defense services 730 Supplement 3 definitions related to ECCN controls 738.2(d)(2)(iii)(B) definitions related to ECCN controls 772 Delivery Verification (see DV) Delivery Compliance Notice, Form ITA-6008 748 Supplement 5(a)(6)(v) demonstration, TMP 740.9(a)(2)(iii) denial, intent notification 750.6 denial, license applications 750.6 denied license assessment, definition, FA 768.1(d) denial, SCL applications 752.9(b) denial order, acting contrary to 764.2(k) denial order, activities prohibited 734.5(b) denial order, administrative appeal, none 756.1(a)(2) denial order, for conviction 766.25 denial order, General Prohibition Four 736.2(b)(4) denial order, License Exception, no use 766.25 denial order, License Exceptions, none 740.2(a)(2) denial order, license, no use or application 766.25 denial order, sanction for violation 764.3(a)(2) denial order, standard terms 764 Supplement 1 denial order, steps 732.3(g)(1) Denmark, Australia Group member 772 Denmark 738 Supplement 1 Denmark 740 Supplement 1 Denmark, IC/DV authorities 748 Supplement 4 Denmark, IC or EUC for NS 748.9(b)(2) Denmark, NATO member 772 Denmark, no NP end-use controls 744 Supplement 3 Denmark, NSG member 772.1 Department of Defense, review of applications 750.3(b) Department of Energy 730 Supplement 3 Department of Energy 734.3(b)(1)(iv) Department of Energy, GOV 740.11(a)(1)(iv) Department of Energy, NP end-use 744.2(a)(3) fn4 Copyright C. Key 2018

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Department of Energy, review of applications 750.3(b) Department of Interior 730 Supplement 3 Department of State (also see DOS) Department of State 730 Supplement 3 Department of State 734.3(b)(1)(i) Department of State, ITAR determinations 734.6(a) Department of State, GOV 740.11(a)(1)(iv) Department of State, review of applications 750.3(b) Department of Transportation 730 Supplement 3 Department of the Treasury (also see OFAC) Department of the Treasury 730 Supplement 3 Department of the Treasury 734.3(b)(1)(ii) Department of the Treasury regulations, BAG 740.14(e)(2) destination (see ultimate destination) Destination Control Statement (see DCS) detention, disclosure in application 748.4(d)(1) detention, items 758.7(b)(6) determination, definition, FA 768.1(d) direct product (foreign produced product of U.S. technology) direct product, steps 732.2(f) direct product, steps 732.3(f) direct product, definition 734.3(a)(4) direct product, General Prohibition Three 736.2(b)(3) direct product of a plant 736.2(b)(3)(ii)(B) direct product of plant, TSR 740.6(a)(1)(3) direct product, subject to the EAR 734.3(a)(4) direct product of technology 736.2(b)(3)(ii)(A) direct product, TSR 740.6(a)(1)(ii) direct shipment to customers, recordkeeping 762.2(b)(19) Directorate of Defense Trade Controls 730 Supplement 3 Directorate of Defense Trade Controls 734.3(b)(1)(i) Directorate of Defense Trade Controls 734.6(a) Directorate of Defense Trade Controls definition 772 disclosure of facts in license application (disclosure) disclosure, steps 732.6(f) disclosure 748.4(a) disclosure 736 Supplement 2 Order 1 disclosure, in application, not IC, EUC, or SUCP 748.9(g) disclosure, recordkeeping 762.2(b)(8) discovery, AEP 766.9 discriminatory actions, RTP prohibition 760.2(b) disposal of software, TMP beta test software 740.9(c)(7) District Offices 748 Supplement 5(a)(2)(ii) Djibouti 738 Supplement 1 Djibouti 740 Supplement 1 Dominica 738 Supplement 1 Dominica 740 Supplement 1 Dominican Rep 738 Supplement 1 Dominican Republic 740 Supplement 1 Dominican Republic, support document exemption 748.9(a)(1) DOS (Department of State) DOS, NP controls 744.2(a)(1) fn2 DOS, ITAR. arms controls, Rwanda 746.8(d) Drug Enforcement Administration 730 Supplement 3 drugs 730 Supplement 3 dual use, definition 730.3 dual use, definition 772 dual use, ECCN 2nd digit 0 738.2(d)(1) Copyright C. Key 2018

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duplicate license 750.9 duplicate license, recordkeeping 730 Supplement 1 duplicate license, recordkeeping 762.2(b)(17) DV (Delivery Verification), DV principal reference 748.13 DV Certificate, Form BIS-647P 748 Supplement 5(b) DV recordkeeping 730 Supplement 1 DV recordkeeping 762.2(b)(13) DV request 748.10(i) E Export Administration Act (EAA) Legal Authority EAA, delegation to PTO 734.3(b)(1)(v) EAA section 5(f), foreign availability 768.1(a) EAA section 5(h), foreign availability 768.1(a) EAA section 5(m), Cuba 746.2(b)(1)(i) EAA section 6, Cuba 746.2(a) EAA section 6(a), anti-terrorism controls 742.1(d) EAA section 6(a), Iran AT controls 742.8(a)(4)(ii) EAA section 6(a), Iran licensing policy 742.8(b)(1) EAA section 6(a), Sudan AT controls 742.10(a)(4)(ii) EAA section 6(a), Sudan licensing policy 742.10(b)(4) EAA section 6(a), Syria AT controls 742.9(a)(3)(ii) EAA section 6(a), Syria licensing policy 742.9(b)(4) EAA section 6(j), anti-terrorism controls 742.1(d) EAA section 6(j), Congressional notification750.4(b)(6) EAA section 6(j), Iran AT controls 742.8(a)(4)(i) EAA section 6(j), Iran licensing policy 742.8(b)(1) EAA section 6(j), Sudan AT controls 742.10(a)(4)(i) EAA section 6(j), Sudan licensing policy 742.10(b)(4) EAA section 6(j), Syria AT controls 742.9(a)(3)(i) EAA section 6(j), Syria licensing policy 742.9(b)(4) EAA section 7(c), scrap metal petitions 754.7 EAA section 7(g), agricultural commodities 754.6(a) EAA section 11(h), prohibited from applying 748.4(c) EAA section 11(h), license revocation 750.8(a) EAA section 11A, multilateral violations 764.3(c)(1) EAA section 11B, MT violations 764.3(c)(1) EAA section 11C, CB violations 764.3(c)(1) EAA section 12(c), confidentiality 748.1(c) EAA violation conviction 766.25 EAR99 (items subject to the EAR not listed on the CCL) EAR99, destination control statement 758.6 EAR99, steps 732.3(b)(3); (d)(5) EAR99, steps 732.3(i) EAR99, transit, steps 732.3(k) EAR99, subject to the EAR 734.3(c) EAR99, Shipper’s Export Declaration 758.1(g)(3) ECCN (see also Export Control Classification Number) ECCN, steps 732.3(d) ECCN, advisory opinion request 748.3(c)(2)(iii) ECCN, General Prohibition One 736.2(b)(1)(i) ECCN, General Prohibition Two 736.2(b)(2)(i)(B) ECCN, numbering scheme 738.2(d)(1) ECCN, SED 732.5(a)(3) East Timor 738 Supplement 1 East Timor 740.7(c)(1) Copyright C. Key 2018

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East Timor 740 Supplement 1 economic growth projects, GFT humanitarian donations 740.12(b)(5)(ii) Ecuador 738 Supplement 1 Ecuador 740 Supplement 1 Ecuador, support document exemption 748.9(a)(1) educational information 734.9 educational instruction 734 Supplement 1 Sec. C educational organization, GFT 740.12(a)(1) effective control, definition 772 effective control, news media, TMP740.9(a)(2)(viii)(A) Egypt 738 Supplement 1 Egypt 740 Supplement 1 EI (encryption items) also see encryption EI, CCL-based controls 742.15 EI, ECCNs, reason for control 738.2(d)(2)(i)(A) El Salvador 738 Supplement 1 El Salvador 740 Supplement 1 El Salvador, support document exemption 748.9(a)(1) electric power 730 Supplement 3 electronic application 748.7 electronics, CCL category 3 738.2 category 3 ELP (expedited licensing procedure) ELP eligibility evaluation definition, FA 768.1(d) embargoes, principal reference 746 embargoes, steps 732.3(d)(4) embargoes, steps 732.3(i) embargoes, General Prohibition Six736.2(b)(6)(i) embargoes, recordkeeping 730 Supplement1 emergency processing license application 748.4(h) employees, U.S. Government 736 Supplement 2 Order 2 employment, General Prohibition Seven 736.2(b)(7) employment, MT or CB activity 744.6(a)(2) employment requirement, RTP exception 760.3(f) encryption, principal reference 742.15 encryption, classification and advisory opinions 748.3(b)(3) encryption, license review by Dept. of Justice 750.3(b)92)(v) encryption, foreign availability 768.1(b) & 768.3(a) encryption, technical assistance restriction 730.5(d) encryption, steps for scope of the EAR 732.2(b & d) encryption, steps for general prohibitions 732.3(e)(2) encryption, source and object code software 734.2(b)(9) encryption, publicly available exclusion 734.3(b)(3) and note encryption, deminimis eligibility 734.4(b)(2) encryption, technical assistance by U.S. persons 734.5 encryption, published information and software 734.7(c) encryption, fundamental research exclusion 734.8(a) encryption, educational information734.9 encryption, general prohibition seven 736.2(7)(ii) encryption, EI reason for control 738.2(d)(2)(i)(A) encryption, TMP tools of trade 740.9(a)(2)(i), 770.2(m) encryption, TMP temporary exports740.9(a)(2)(ix) encryption, TMP beta test software exclusion 740.9(c)(3) encryption, GOV exclusions 740.11(b)(2)(iii)(D) & (iv)(D) encryption, TSU exclusion740.13(d)(2) encryption, Baggage (BAG) 740.14 encryption, checklist on encryption and other “information security� functions 742 Supplement 5 encryption, guidelines for submitting review request for encryption Copyright C. Key 2018

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items 742 Supplement 6 encryption, software controlled for EI reasons 770.2 interpretation 13 encryption, GSN 774 Supplement 2 encryption, definition for “bank” 772 encryption, definition for “effective control” 772 encryption, definition for “financial institution” 772 encryption items, definition 772 encryption licensing arrangement, definition 772 encryption object code, definition 772 encryption software, definition 772 encryption source code, definition 772 end-use, certain restrictions 744 end-use, prohibited, steps 732.1(b)(4) end-use, prohibited, steps 732.3(h)(1) end-use, General Prohibitions 736.2(a)(4) end-use/end-user, General Prohibition Five 736.2(b)(5) end-use, prohibited, License Exceptions 740.2(a)(4) end-user, definition 772, 748.5(f) end-user, denial order, steps 732.1(b)(3) end-user, prohibited, steps 732.3(h)(1) end-user, General Prohibitions 736.2(a)(3) end-user prohibited, License Exceptions 740.2(a)(4) End-User Certificate (see EUC) End-Use Certficiate (under the CWC) 745 Energy Department (see Department of Energy) Energy Policy and Conservation Act 754.2(b)(2) enforcement, principal reference 764 enforcement, submission of documents 758.1(fl) Entity List 744 Supplement 4 entity list, general provisions 744.1(c) entity list, Russian entities 744.10 Equatorial Guinea 738 Supplement1 Equatorial Guinea 740 Supplement 1 equipment, CCL group A 738.2(b) group A Eritrea 738 Supplement 1 Eritrea 740 Supplement 1 Estonia 738 Supplement 1 Estonia, controlled country, FA 768.1(d) Estonia, controlled country 772 Estonia, Country Group D:1 740 Supplement 1 Estonia, General Prohibition Eight 736.2(b)(8) ethical standards 736 Supplement 2 Order 2 Ethiopia 738 Supplement 1 Ethiopia 740 Supplement 1 EUC (End-User Certificate) EUC, principal reference 748.10 EURATOM, GOV 740.11(a)(1) European Atomic Energy Community (see EURATOM) evasion, License Exception LVS 740.3(a)(4)(iv) evasion, RTP 760.4 evidence of foreign availability 768 Supplement 1 exception (see License Exceptions) exceptions, RTP prohibitions 760.3 exceptions, support document requirements 748.9(d) executive orders under IEEPA, EAR authority 730.2 exemptions, support documents 748.9(a) exhibition, TMP 740.9(a)(2)(iii) exhibitions in U.S., TMP 740.9(b)(2) Copyright C. Key 2018

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expedited licensing procedure (also see ELP) expedited licensing procedure, definition, FA 768.1(d) experience application to situations abroad 734.2(b)(3)(iii) expiring license, shipments 758.4(b) export, deemed 734.2(b)(2)(ii) export, definition 730.5(c) export, definition 734.2(b)(1) export, definition 772 export of satellites, definition 772 export of technology or software, definition 734.2(b)(2) Export Administration Act (see EAA) Export Administration Act, authority for EAR 730.2 Export Administration Act, definition 772 Export Administration Branch 730.9(a) Export Administration Regulations, definition 772 Export Administration Review Board 750.4(f)(3) export clearance, principal reference 758 export clearance, recordkeeping 730 Supplement1 export clearance, recordkeeping 730 Supplement1 export clearance, recordkeeping 730 Supplement1 Export Control Classification Number (see ECCN) Exporter Counseling Division (see Outreach & Exporter Services Division) Export Control Classification Number, definition 772 Export Control Classification Number, structure 738.2 export control document, definition 772 Export Enforcement Branch 730.9(b) export license decision tree 732 Supplement 1 export privileges, denial of see denial order exporter, obligations, steps732.6(b) exporter, responsibility 758.3 exporter, responsibility, DCS 758.6 exporter, definition 772 exporting carrier, definition, return of cargo 758.8(a) exporting carrier, definition 772 exports and reexports prohibited 736.2(b)(1) Exports of Alaskan North Slope Oil754.2(c)(1)(i) Exports of Alaskan North Slope Oil754 Supplement 3 F FA (foreign availability) facilities, foreign national inspection 734.2(b)(3)(i) facsimiles of application form unacceptable 748.6(a) fair market prices, U.S. content 734 Supplement 2(a)(1)(i) false statements law 764.3(b)(3) FAS (foreign availability submission) FAS, definition, FA 768.1(d) FC (Fire-arms convention) FC, reason for control 738.2(d)(2)(i)(A) FC, CCL-based controls 742.17 FC, import certificate 748.14 FC, records to be retained 762.2(b)(38) FCC (Federal Communications Commission) FCC, Cuba 746.2(b)(2) Federal and State lands, definition 754.4(e)(2) Federal Acquisition Regs, cross debarment 764.3(c)(2)(ii)(B) Federal Aviation Administration, AVS 740.15(a)(2)(ii) Federal Maritime Commission 730 Supplement 3 Copyright C. Key 2018

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Federal Register, list of legal authorities 730.2 Federal Register, Denial Orders 736.2(b)(4)(i) Federal Rules of Civil Procedure, AEP 766.5(e) field offices (see OEE field offices) Fiji 738 Supplement 1 Fiji 740 Supplement 1 final decision, definition, AEP 766.2 financial institution, definition 772 financing prohibited, steps 732.1(b)(5) financing prohibited, steps 732.3(m) financing, General Prohibition Seven 736.2(b)(7) Finland, Australia Group member 772 Finland 738 Supplement 1 Finland, cooperating country 772 Finland 740 Supplement 1 Finland, GOV 740.11(b)(3)(ii) Finland, IC/DV authority 748 Supplement 4 Finland, IC or EUC for NS 748.9(b)(2) Finland, no NP end-use controls 744 Supplement 3 Finland, NSG member 772.1 Firearms Convention ยง742.17, ยง748.9 firm, definition 772 fish and wildlife 730 Supplement 3 food, AGR (Cuba) 740.18 food, AVS 740.15(b)(3)(iii) food, AVS 740.15(c)(3)(iii) food, Cuba 746.2(b)(3)(iii)(D) food, GFT 740.12(a)(2)(iv) food, GFT humanitarian donations 740 Supplement 2 food, U.S. and Canadian carriers 744.7(b)(3)(iv) Food and Drug Administration 730 Supplement 3 Foreign Assets and Transactions Controls 730 Supplement 3 foreign availability, principal reference 768 foreign availability (FA) foreign availability submission (see FAS) foreign availability, recordkeeping 730 Supplement 1 foreign government agency, definition 772 foreign government assurance, processing delay 750.4(b)(3) foreign government consultation, processing delay 750.4(b)(3) foreign laws and regulations 734.12 foreign-made items with U.S. content, steps 732.2(d) foreign-made items with U.S. content, steps 732.2(e) foreign-made items, steps 732.3(e) foreign-made items, General Prohibition Two 736.2(b)(2) foreign-made items, not subject to the EAR 734.3(b)(4) foreign-made items, subject to the EAR 734.3(a)(3) foreign-made product, application instructions 748 Supplement 2(i) foreign national, export definition 734.2(b)(1) foreign national, export of technology 734.2(b)(2)(ii) foreign national, reexport of technology 734.2(b)(5) foreign-origin, direct product, steps 732.2(f)(3)(ii) foreign-origin, U.S. content, steps 732.2(f)(3)(ii) foreign policy control, definition 772 foreign-produced direct product reexports (see direct product) foreign product 730.5(b) foreign source, definition, FA 768.1(d) Foreign Trade Statistics Regulations (see FTSR) foreign terrorist organizations (FTO) 744.14, 772 Copyright C. Key 2018

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Foreign Trade Zone, subject to the EAR 734.3(a)(1) foreign trade zone, support document exception 748.12(c)(2) forfeiture 764.3(c)(2)(i) Form ATF-4522, U.S. IIC 748 Supplement 5 Form BIS-645P, U.S. IIC 748 Supplement 5 Form BIS-647P Delivery Verification Certificate 748 Supplement 5(b) Form BIS-748P, classification request 748.3(b) Form BIS-748P multipurpose application instructions 748 Supplement 1 Form BIS-748P, SCL instructions 752 Supplement 1, 2 Form BIS-711, sign copy 748.11(d) Form BIS-752, recordkeeping 730 Supplement 1 Form BIS-752, instructions 752 Supplement 3, 4, 5 Form DSP-53, U.S. IIC 748 Supplement 5 Form ITA-6008, Delivery Compliance Notice 748 Supplement 5(a)(6)(v) forms, recordkeeping 762.2(b)(14) forms, where to obtain 748.2 forwarder obligations, steps 732.6(b) forwarders, DCS responsibilities 758.6 forwarding agent, DCS responsibilities 758.6 forwarding agent, definition 772 forwarding agent, licensee 758.3(b) France, Australia Group member 772 France 738 Supplement 1 France 740 Supplement 1 France, IC/DV authority 748 Supplement 4 France, IC or EUC for NS 748.9(b)(2) France, NATO member 772 France, no NP end-use controls 744 Supplement 3 France, NSG member 772.1 fraternal org., furnishing info, RTP 760.2(e) freight forwarders 730 Supplement 3 freight forwarding prohibited, steps 732.1(b)(5) freight forwarding, General Prohibition Seven 736.2(b)(7) French Guiana, support document exemption 748.9(a)(1) French West Indies, support document exemption 748.9(a)(1) FTO, foreign terrorist organizations744.14, 772 FTSR (Foreign Trade Statistics Regulations) FTSR FTSR, forwarding agent authorization 758.1(b)(1) FTSR, SED, Automated Export System (AES) 758.2 FTSR, SED, exemptions 758.1(c) FTSR, SED, requirements 758.1(b) FTSR, SED, submission 758.1(i) fuel, AVS 740.15(b)(3) fuel, AVS 740.15(c)(3) Note fuel, U.S. and Canadian carriers 744.7(b)(3)(i),(ii) fundamental research 734.8(a)

G Gabon 738 Supplement 1 Gabon 740 Supplement 1 Gambia 738 Supplement 1 Gambia 740 Supplement 1 GBS (Shipments to Country Group B countries - License Exception GBS) GBS, License Exception 740.4 General Prohibitions, principal reference 736 General Prohibitions, brief descriptions 732.1(d)(1) Copyright C. Key 2018

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General Prohibitions, steps 732.3 General Prohibitions, definition 772 General Prohibitions, License Exceptions 740.1(a) General Prohibitions, recordkeeping 762.2(b)(1) General Prohibition Three, TSR 740.6(a)(2)(ii) General Prohibition Four violation 766.25(e) General Software Note (also see TSU software updates) General Software Note 774 Supplement 2 General Software Note,TMP beta test software 740.9(c)(4)(i) Georgia, General Prohibition Eight 736.2(b)(8) Georgia 738 Supplement 1 Georgia, controlled country, FA 768.1(d) Georgia, controlled country 772 Georgia 740 Supplement 1 Germany, Australia Group member 772 Germany 738 Supplement 1 Germany 740 Supplement 1 Germany, IC/DV authority 748 Supplement 4 Germany, IC or EUC for NS 748.9(b)(2) Germany, NATO member 772 Germany, no NP end-use controls 744 Supplement 3 Germany, NSG member 772.1 GFT (gift parcels and humanitarian donations) GFT, Cuba 746.2(a)(1)(viii) GFT, Destination Control Statement 758.6 GFT, import requirements, recordkeeping 730 Supplement 1 GFT, License Exceptions 740.12 GFT, Shipper’s Export Declaration 758.1(c)(2) Ghana 738 Supplement 1 Ghana 740 Supplement 1 gift parcels and humanitarian donations (see GFT) gift parcels (see GFT) GFT License Exception 740.12(a) gift multiple parcels, application instructions 748 Supplement 2(d) gift parcel definition, GFT 740.12(a)(1) gift parcels, export documents 758.1(c)(2) gold, GFT 740.12(a)(2)(i)(B)(2) GOV (governments and international organizations) GOV License Exception vs. CCL, steps 732.4(b)(3)(iii) GOV License Exception 740.11 GOV, Cuba 746.2(a)(1)(vii) GOV, Additional Restrictions on use of Supplement No. 1 to §740.11 GOV, Shipper’s Export Declaration758.1(c)(4) GOV (governments) governments and international organizations (see GOV) Governments (see GOV) Government-sponsored research 734.8(b)(6) Government-sponsored research 734.11 graphic accelerators or coprocessors, APP 740.7(a) Greece, Australia Group member 772 Greece 738 Supplement 1 Greece 740 Supplement 1 Greece, IC/DV authority 748 Supplement 4 Greece, IC or EUC for NS 748.9(b)(2) Greece, NATO member 772 Greece, no NP end-use controls 744 Supplement 3 Greece, NSG member 772.1 Greenland, support document exemption 748.9(a)(1) Copyright C. Key 2018

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Grenada 738 Supplement 1 Grenada 740 Supplement 1 GSN(General Software Note mass market software TSU License Exception) GSN, principal reference 740.13(d) Guatemala 738 Supplement 1 Guatemala 740 Supplement 1 Guatemala, support document exemption 748.9(a)(1) Guinea 738 Supplement 1 Guinea 740 Supplement 1 Guinea-Bissau 738 Supplement 1 Guinea-Bissau 740 Supplement 1 Guyana 738 Supplement 1 Guyana 740 Supplement 1 Guyana, support document exemption 748.9(a)(1)

H Haiti 738 Supplement 1 Haiti 740 Supplement Haiti, support document exemption 748.9(a)(1) hearing, AEP 766.13 hearing demand, AEP 766.6 hearing, proceeding without, AEP 766.15 help (see advisory opinions, assistance and training) high performance computers (HPC)748.10, 740.7 hold without action, definition 772 Holy See, no NP end-use controls 744 Supplement 3 Honduras 738 Supplement 1 Honduras 740 Supplement 1 Honduras, support document exemption 748.9(a)(1) Hong Kong 738 Supplement 1 Hong Kong, computers, GOV 740.11(b)(2)(iii)(B) Hong Kong, computers, GOV 740.11(b)(2)(iv)(B) Hong Kong, cooperating country 772 Hong Kong 740 Supplement 1 Hong Kong, duplicate licenses 750.9(b) Hong Kong, IC or EUC for NS 748.9(b)(2) Hong Kong, IC/DV authority 748 Supplement 4 horses for export by sea, principal reference 754.5 horses for export by sea, transit through U.S.740.9(b)(1)(iii)(C) hot section technology for commercial aircraft engines 742.14 hot section technology for commercial aircraft engines, de minimis 734.4(h) hot section technology, GOV 740.11 (b)(2)(iii)(A) & (iv)(A) hot section technology, SCL 752.3(a)(8) household effects, definition, BAG 740.14(b)(2) humanitarian concerns, GFT 740.12(a)(2)(iii) humanitarian donations (see GFT) Hungary, Australia Group member 772 Hungary 738 Supplement 1 Hungary 740 Supplement 1 Hungary, IC/DV authority 748 Supplement 4 Hungary IC, exception to SUCP requirement748.11(a)(1) Hungary, IC or EUC for NS 748.9(b)(2) Hungary, NSG member 772.1 Hungary, support document from government 748.9(a)(2)

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I I.E. (Immediate Entry) customs, transit through U.S. 740.9(b)(1) IAEA, Nuclear Suppliers Guidelines 742.3(d) IAEA, GOV 740.11(a)(1) IAEA, safeguards, NP end-use 744.2(a)(2) IAEA, safeguards, NP end-use 744.2(d)(8)(ii) IC (Import Certificate) IC, principal reference 748.10 IC & EUC, recordkeeping 730 Supplement 1 IC & EUC, recordkeeping 730 Supplement 1 IC & EUC, recordkeeping 762.2(b)(11) IC or EUC, requirements 748.10(b) IC or EUC, submission of original 748.9(c)(1) IC/DV, authorities 748 Supplement 4 IC/DV, recordkeeping 730 Supplement 1 IC/DV, verification procedure 748 Supplement 5 Iceland, Australia Group member 772 Iceland 738 Supplement 1 Iceland, 740 Supplement 1 Iceland, NATO member 772 Iceland, no NP end-use controls 744 Supplement 3 Iceland, RPL one for one replacement of parts 740.10(a)(3)(iii) Iceland, RS controls 742.6(a)(2) ICP (Internal Control Program) ICP, requirement 752.1(b) ICP, SCL, recordkeeping 762.2(b)(22) ICP, SCL, requirements 752.11 IEEPA (International Emergency Economic Powers Act) IEEPA, authority for EAR 730.2 IEEPA, authority for Treasury 734.3(b)(1)(ii) IEEPA, section 203(b)(2) 746.2(b)(1)(i) IEEPA, violation conviction 766.25 IIC (International Import Certificate) IIC, exception to SUCP requirement 748.11(a)(1) IIC, triangular symbol 748.10(e) IIC, transit through the U.S. 740.9(b)(1)(iii)(A) IIC, imported for display in U.S. 740.9(b)(2)(ii)(A) immigration requirement, RTP exception 760.3(f) Immigration and Naturalization Act734.2(b)(2)(ii) Import or End-User Certificate (see IC or EUC) import and shipping documents, RTP exception 760.3(c) import local law, RTP exception 760.3(i) import requirements boycotting country 760.3(a) import requirements, GFT 740.12(a)(2)(ii) importer statement, TMP beta test software 740.9(c)(5) imports for trade fairs, TMP 740.9(b)(2) India 738 Supplement 1 India 740 Supplement 1 India, Entity List 744 Supplement 4 India, IC or EUC for NS 748.9(b)(2) India IC, exception to SUCP requirement 748.11(a)(1) India, Indian IC authority 748 Supplement 4 India, support document from government 748.9(a)(2) Indonesia 738 Supplement 1 Indonesia 740 Supplement 1 industry sponsor of research 734.8(b)(4) Copyright C. Key 2018

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inertial navigation equipment, civil aircraft 770.2(j) information collection requirements730 Supplement 1 information security, CCL category 5 738.2 category 5 information sharing requirements 758.3(c) informed by BIS, CB activity 744.6(b) informed by BIS, CB end-user 744.4(b) informed by BIS, Entity List 744.1(c) informed by BIS, MT activity 744.6(b) informed by BIS, MT end-user 744.3(b) informed by BIS, NP activity 744.6(b) informed by BIS, NP end-user 744.2(b) informed by BIS, Russian entities 744.10(a) initial decision definition, AEP 766.2 inspection equipment, CCL group B 738.2(b) group B inspection, TMP 740.9(a)(2)(iv) intent to deny letter, definition 772 intent, RTP 760.1(e) interception of communications, no Exceptions 740.2(a)(5) interconnect devices, no de minimis 734.4(a) Interior Department (see Department of Interior) interlocutory review of rulings, AEP 766.14 intermediate consignee, definition 748.5(d) intermediate consignee, definition 772 Internal Control Program (see ICP) Internal Security Act, violation conviction 766.25 International Atomic Energy Agency (see IAEA) international controls (see multilateral controls) International Emergency Economic Powers Act (see IEEPA) International Import Certificate (see IIC) international safeguards (see GOV) International Traffic in Arms Regulations (see ITAR) International Munitions List, ECCN 2nd digit 0 738.2(d)(1) international organizations, GOV 740.11(b)(3)(i) interpretations, RTP 760 Supplements 1-16 interpretations, principal reference 770 intransit (see transit) invoice copies, DCS 758.6 Iran, principal reference 746.7 Iran, steps 732.3(d)(4) Iran, steps 732.3(i) Iran, AT 742.1(d) Iran, AT license requirements 742.8(a) Iran, AT licensing policy 742.8(b) Iran, 740 Supplement 1 Iran, APP, restricted computer access 740.7(b)(2) Iran, SCL, ineligible 752.4 Iran, supporting terrorism 772 Iran, terrorist-supporting country 750.4(b)(6)(i), 740 Supplement 1 (E:1) Iran-Iraq Arms Non-Proliferation Act 742.8(b)(1) Iran-Iraq Arms Non-Proliferation Act, sanctions 764.3(c)(1) Iraq, principal reference 746.3 Iraq, regional stability 746.3(b) Iraq, steps 732.3(d)(4) Iraq, steps 732.3(i) Iraq, anti-terrorism controls 742.1(d) Iraq 738 Supplement 1 Iraq, BAG 740.14 Iraq, Country Group D 740 Supplement 1 Copyright C. Key 2018

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Iraq, APP, Computer Tier 3 740.7(d)(1) Iraq, exempted from Section 6(j) notification requirement 750.4(b)(6)(i) Iraq, GOV 740.11 Iraq, SCL, ineligible 752.4 Iraq, Special Iraq Reconstruction License (SIRL) 747 Iraq, supporting terrorism 772 Iraq, UN arms embargo 746.3 Ireland, Australia Group member 772 Ireland 738 Supplement 1 Ireland, cooperating country 772 Ireland 740 Supplement 1 Ireland, IC/DV authority 748 Supplement 4 Ireland, IC or EUC for NS 748.9(b)(2) Ireland, no NP end-use controls 744 Supplement 3 Ireland, NSG member 772.1 Israel 738 Supplement 1 Israel 740 Supplement 1 Israel, Entity List Supplement 4 to part 744 issuance of licenses 750.7 issuance of license, recordkeeping 762.2(b)(15) Italy, Australia Group member 772 Italy 738 Supplement 1 Italy, 740 Supplement 1 Italy, IC/DV authority 748 Supplement 4 Italy, IC or EUC for NS 748.9(b)(2) Italy, NATO member 772 Italy, no NP end-use controls 744 Supplement 3 Italy, NSG member 772.1 ITAR, not subject to the EAR 734.3(b)(1)(i) ITAR, overlaps with EAR 734.6(a) item, classification, steps 732.1(b)(1) item, controlled listed in ECCNs 738.2(d)(2)(iii)(D) item, definition 738.1(a)(1) item, definition, FA 768.1(d) item, definition 772 item, eligible for non-controlled country ELP, FA 768.1(d) items subject to the EAR (also see subject to the EAR) items subject to the EAR 734.3 items subject to the EAR 734.3(c) items subject to EAR, access, denial 764.3(a)(2) items subject to EAR, transactions, denial 764.3(a)(2) items subject to the EAR, denial order 764 Supplement 1

J Jamaica 738 Supplement 1 Jamaica 740 Supplement 1 Jamaica, support document exemption 748.9(a)(1) Japan, Australia Group member 772 Japan 738 Supplement 1 Japan 740 Supplement 1 Japan, IC/DV authority 748 Supplement 4 Japan, IC or EUC for NS 748.9(b)(2) Japan, no NP end-use controls 744 Supplement 3 Japan, NSG member 772.1 Jordan 738 Supplement 1 Jordan 740 Supplement 1 Copyright C. Key 2018

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jurisdiction, BIS assistance available

734.6

K Kazakhstan 738 Supplement 1 Kazakhstan, controlled country, FA 768.1(d) Kazakhstan, controlled country 772 Kazakhstan 740 Supplement 1 Kazakhstan, General Prohibition Eight 736.2(b)(8) Kazakhstan, NS licensing policy 742.4(b)(5) Kenya 738 Supplement 1 Kenya 740 Supplement 1 Kiribati 738 Supplement 1 Kiribati 740 Supplement 1 know your customer, steps 732.3(m) know your customer 732 Supplement 3 know, definition 772 knowledge, application to situations abroad 734.2(b)(3)(iii) knowledge, CB end-use 744.4(a) knowledge, definition 772 knowledge, MNP end-use 744.5(a) knowledge, MT end-use 744.3(a) knowledge, NP end-use 744.2(a) knowledge of violation, steps 732.3(m) knowledge of violation, acting with 764.2(e) knowledge of violation, General Prohibition Ten 736.2(b)(10) knowledge of violation, release prohibited 734.2(b)(5) Korea, North (see North Korea) Korea, Republic of (see South Korea) Kuwait 738 Supplement 1 Kuwait, 740 Supplement 1 Kyrgyzstan 738 Supplement 1 Kyrgyzstan, controlled country, FA 768.1(d) Kyrgyzstan, controlled country 772 Kyrgyzstan 740 Supplement 1 Kyrgyzstan, General Prohibition Eight 736.2(b)(8)

L Laos 738 Supplement 1 Laos, controlled country, FA 768.1(d) Laos, controlled country 772 Laos 740 Supplement 1 Laos, General Prohibition Eight 736.2(b)(8) Laos, NS licensing policy 742.4(b)(6) lasers, CCL category 6 738.2 category 6 Latvia 738 Supplement 1 Latvia, controlled country 772 Latvia 740 Supplement 1 Latvia, General Prohibition Eight 736.2(b)(8) Latvia, NS licensing policy 742.4(b)(5) Latvia, NSG member 772.1 law or regulation relating to export control, definition laws, U.S., other applicable 758.9 Lebanon 738 Supplement 1 Lebanon 740 Supplement 1 Leeward&Windward Islands, support document exemption Copyright C. Key 2018

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772

748.9(a)(1)


legal authority vs. subject to the EAR 734.1(c) legible or legibility, definition 772 Lesotho 738 Supplement 1 Lesotho 740 Supplement 1 letters of credit, RTP 760.1(d)(18-20) letters of credit, RTP 760.2(f) Liberia, arms embargo 746 Supplement 2(b) Liberia 738 Supplement 1 Liberia 740 Supplement 1 library availability 734 Supplement 1 Sec. H Libya 740 Supplement 1 Libya, License Exception APP 740.7(d) Libya, SED requirement 758.1(b)(1) license application, definition 772 license application, recordkeeping 762.2(b)(9) license application procedure, steps 732.1(f) license application procedure, steps 732.4(b)(7) license, definition772 License Exception, principal reference 740 License Exception, scope 740.1(a) License Exception, definition 772 License Exception, steps 732.1(e) License Exception, direct product, steps 732.2(f)(2) License Exception, steps 732.3(f)(2) License Exception, steps 732.3(g)(2) License Exception, steps 732.3(h)(2) License Exception, steps 732.3(i)(2) License Exception, steps 732.4 License Exception, recordkeeping, steps 732.4(b)(1) License Exception, more than one, steps 732.4(b)(3)(ii) License Exception, embargoes, steps 732.4(b)(4)(i) License Exception, short supply, steps 732.4(b)(4)(ii) License Exception, group symbol, steps 732.5(a)(2) License Exception, DCS 740.1(e), 758.6 License Exception, Denial Orders 740.2(a)(2) License Exception, ECCNs 738.2(d)(2), 758.1(g)(2) License Exception, ECCNs 738.2(d)(2)(ii) License Exception, embargoes 740.1(a) License Exception, end-uses, prohibited 740.2(a)(4) License Exception, end-users, prohibited 740.2(a)(4) License Exception, General Prohibitions 736.2(b) License Exception, General Prohibition One 736.2(b)(1)(ii) License Exception, General Prohibition Two736.2(b)(2)(ii) License Exception, General Prohibition Three 736.2(b)(3)(iii) License Exception, General Prohibition Four736.2(b)(4)(ii) License Exception, General Prohibition Six 736.2(b)(6)(ii) License Exception, group symbol on SEDs 740.1(d)(1), 758.1(g)(2) License Exception, groupings 740.1(c) License Exception, recordkeeping 740.1(f) License Exception, recordkeeping 762.2(b)(3) License Exception, restrictions 740.2 License Exception, return of shipment 740.2(b) License Exception, revision 740.2(b) License Exception, revocation 740.2(a)(1) License Exception, revocation 740.2(b) License Exception, SED 740.1(d) License Exception, SED, exemptions 758.1(c) License Exception, SED, symbol 758.1(g)(2) Copyright C. Key 2018

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License Exception, suspension 740.2(a)(1) License Exception, suspension 740.2(b)) License Exception, symbols 740.1(c) License Exception, symbol, export document 758.1(f) License Exception, unloading of shipment 740.2(b) License Exception AGR 740.18 License Exception APP 740.7 License Exception APR 740.16 License Exception AVS 740.15 License Exception BAG 740.14 License Exception CIV 740.5 License Exception ENC 740.17 License Exception GBS 740.4 License Exception GFT 740.12 License Exception GOV 740.11, Supplement 1 to 740.11 License Exception LVS 740.3 License Exception RPL 740.10 License Exception SPR 754.2(h) License Exception SS-SAMPLE 754.2(i) License Exception TAPS 754.2(j) License Exception TMP 740.9 License Exception TSR 740.6 License Exception TSU 740.13 License Exception WRC 754.4(c) license, number, SED, steps 732.5(a)(1) license, number, SED 758.1(g)(1) license, requirement, steps 732.3(d) license, requirement, CCL & Country Chart 738.4 license, requirement, ECCNs 738.2(d)(2)(i) license, requirement, General Prohibitions 732.1(d) license, requirement, subject to the EAR 734.2(a)(3) license, revocation 750.8 license, suspension 750.8 license, transfer 750.10 license, use, steps 732.6(a) licensee, definition 772 licensee, responsibility 750.7(d) Liechtenstein 738 Supplement 1 Liechtenstein 740 Supplement 1 Liechtenstein, IC or EUC for NS 748.9(b)(2) Liechtenstein, IC/DV authority 748 Supplement 4 Limited Value License Exception (see LVS) Lithuania 738 Supplement 1 Lithuania, controlled country, FA 768.1(d) Lithuania, controlled country 772 Lithuania 740 Supplement 1 Lithuania, General Prohibition Eight 736.2(b)(8) Lithuania, NS licensing policy 742.4(b)(5) local law, RTP exception 760.3(g) Luxembourg, Australia Group member 772 Luxembourg 738 Supplement 1 Luxembourg, EURATOM Safeguards Directorate 740.11(a)(1)(ii) Luxembourg 740 Supplement 1 Luxembourg 740 Supplement 1 Luxembourg, IC/DV authority 748 Supplement 4 Luxembourg, IC or EUC for NS 748.9(b)(2) Luxembourg, NATO member 772 Luxembourg, no NP end-use controls 744 Supplement 3 Copyright C. Key 2018

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Luxembourg, NSG member 772.1 LVS (License Exception Limited Value) LVS, principal reference 740.3(a)

M Macau 738 Supplement 1 Macedonia FYR (Macedonia, The Former Yugoslav Republic of) Macedonia FYR 738 Supplement 1 Macedonia FYR 740.7(d)(1) Macedonia FYR 740 Supplement 1 Madagascar 738 Supplement 1 Madagascar 740 Supplement 1 mail and wire fraud law 764.3(b)(3) mail, exports by 758.1(b) major weapon system descriptions 742 Supplement 7 Malawi 738 Supplement 1 Malawi 740 Supplement 1 Malaysia 738 Supplement 1 Malaysia 740 Supplement 1 Maldives 738 Supplement 1 Maldives 740 Supplement 1 Mali 738 Supplement 1 Mali 740 Supplement 1 Malta 738 Supplement 1 Malta 740 Supplement 1 Maquilladora program, TMP 740.9(a)(2)(vii) marine, CCL category 8 738.2 category 8 maritime nuclear propulsion (see MNP) Maritime Commission (see Federal Maritime Commission) Maritime Administration (see U.S. Maritime Administration) Marshall Islands 738 Supplement 1 Marshall Islands 740 Supplement 1 mass market software (see TSU General Software Note) materials, CCL category 1 738.2 category 1 materials, CCL group C 738.2(b) group C materials processing, CCL category 2 738.2 category 2 Mauritania 738 Supplement 1 Mauritania 740 Supplement 1 Mauritius 738 Supplement 1 Mauritius 740 Supplement 1 Mayrow General Trading 736 Supplement 1 medical devices, definition 772 medical items, application instructions 748 Supplement 2(a) medical items, AVS 740.15(b)(3)(ii) medical items, AVS 740.15(c)(3)(ii) medical items, Canadian carriers 744.7(b)(3)(iii) medical items, Cuba 746.2(b)(1) medical items, GFT 740.12(a)(2)(iii) medical items, GFT humanitarian donations 740.12(b)(5)(iii) medical items, GFT humanitarian donations 740 Supplement 2 medical items, U.S. Canadian carriers 744.7(b)(3)(iii) medicines, definition 772 memory circuits, no de minimis 734.4(a) Mexico, assembly in, TMP 740.9(a)(2)(vii) Mexico 738 Supplement 1 Mexico 740 Supplement 1 Copyright C. Key 2018

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Mexico, support document exemption 748.9(a)(1) Micronesia FSO (Micronesia, Federated States of) Micronesia FSO 738 Supplement 1 Micronesia FSO 740.7(c)(1) Micronesia FSO 740 Supplement 1 microorganisms, CCL category 1 738.2 category 1 military end-uses, CIV 740.3(c) military end-uses, PRC restriction 744.21 military end-uses, list of items subject to PRC restriction 744 Supplement 2 military vehicles 770.2(h) military wearing apparel, GFT 740.12(a)(2)(i)(B)(3) Mineral Lands Leasing Act 754 Supplement 3 Mineral Leasing Act of 1920 754.2(c)(1)(ii) minimum necessary, definition, TSU 740.13(a)(1) Miquelon & St.Pierre Islands, support document exemption 748.9(a)(1) miscellaneous, CCL category 0 738.2 category 0 missile technology (see MT) Missile Technology Control Regime (MTCR) 742.5(d) Missile Technology Control Regime definition 772 Missile Technology Export Control Group 750.4(d)(2)(i) MNP (maritime nuclear propulsion) MNP, end-use controls 744.5 MNP, SCL, ineligible 752.3(a)(5) MNP, technology 748 Supplement 2(o)(3)(ii) Moldova 738 Supplement 1 Moldova, controlled country, FA 768.1(d) Moldova, controlled country 772 Moldova 740 Supplement 1 Monaco 738 Supplement 1 Monaco 740 Supplement 1 money laundering law 764.3(b)(3) Mongolia 738 Supplement 1 Mongolia, controlled country FA 768.1(d) Mongolia, controlled country 772 Mongolia, Country Groups D:1, D:3 740 Supplement 1 Mongolia, General Prohibition Eight 736.2(b)(8) Mongolia, NS licensing policy 742.4(b)(5) Montenegro 738 Supplement 1 Montenegro, 740 Supplement 1 Montenegro, 740.7(d)(1) Morocco 738 Supplement 1 Morocco 740 Supplement 1 Mozambique 738 Supplement 1 Mozambique 740 Supplement 1 MT (missile technology) MT, activities controlled 744.6(a)(1)(i)(B) MT, activities subject to the EAR 734.5(a) MT, AT, Sudan 742.10(b)(1)(iii) MT, AT, Syria 742.9(b)(1)(iii) MT, CCL 2nd digit 1 738.2(d)(1) 1 MT, CCL-based controls 742.5 MT, CCL, non-MT items 742.5(b)(3) MT, Congressional notification 750.4(b)(6)(ii)(C) MT, ECCNs, reason for control 738.2(d)(2)(i)(A) MT, end-use/end-user controls 744.3 MT, prohibited activities 734.5(a) MT, SCL, ineligibility 752.3(a)(1) MTCR (Missile Technology Control Regime) 742.5(d) Copyright C. Key 2018

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MTCR definition 772 MTEC definition 772 multilateral vs. unilateral controls 730.8(b) multilateral review processing delay 750.4(b)(5) multiple value limits, License Exception LVS 740.3(a)(4)(iii) multiple shipments, license application 748.4(e) N Namibia 738 Supplement 1 Namibia 740 Supplement 1 national security (see NS) National Security Override, definition, FA 768.1(d) national origin, furnishing info, RTP 760.2(c) NATO, definition772 natural gas 730 Supplement 3 Nauru 738 Supplement 1 Nauru 740 Supplement 1 Naval Petroleum Reserve 754.2(g)(3)(iii) Naval Petroleum Reserves Production Act 754.2(c)(1)(iv) Naval Petroleum Reserves Production Act 754.3(b) Naval Petroleum Reserves Production Act 754 Supplement 3 navigation, CCL category 7 738.2 category 7 NDAA notification (high performance computers) 740.7(d)(4) Nepal 738 Supplement 1 Nepal 740 Supplement 1 net value, definition, License Exception LVS 740.3(a)(3)(ii) net value, definition 772 Netherlands, Australia Group member 772 Netherlands, 738 Supplement 1 Netherlands 740 Supplement 1 Netherlands, IC/DV authority 748 Supplement 4 Netherlands, IC or EUC for NS 748.9(b)(2) Netherlands, NATO member 772 Netherlands, no NP end-use controls 744 Supplement 3 Netherlands, NSG member 772.1 Netherlands Antilles 738 Supplement 1 Netherlands Antilles 740.7(c)(1) Netherlands Antilles 740 Supplement 1 Netherlands Antilles, support document exemption 748.9(a)(1) New Zealand, Australia Group member 772 New Zealand 738 Supplement 1 New Zealand, cooperating country 772 New Zealand 740 Supplement 1 New Zealand, IC/DV authority 748 Supplement 4 New Zealand, IC or EUC for NS 748.9(b)(2) New Zealand, no NP end-use controls 744.2(c) New Zealand, no NP end-use controls 744 Supplement 3 New Zealand, NSG member 772.1 New Zealand, RS controls 742.6(a)(2) news media, TMP 740.9(a)(2)(viii) news media, tools of trade, TMP 740.9(a)(2)(viii)(C) Nicaragua 738 Supplement 1 Nicaragua 740 Supplement 1 Nicaragua, support document exemption 748.9(a)(1) Niger 738 Supplement 1 Niger 740 Supplement 1 Nigeria 738 Supplement 1 Copyright C. Key 2018

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Nigeria 740 Supplement 1 NLR (No License Required) NLR, steps 732.5(a)(2) NLR, definition 772 NLR, DCS 758.6 NLR, SED 740.1(d)(2) NLR, SED 758.1(b)(3) NLR, SED 758.1(g)(3) NLR, shipping documents 758.1(d) No License Required (see NLR) non-controlled country, definition, FA 768.1(d) non-U.S. source, definition, FA 768.1(d) North Korea, luxury goods746 Supplement 1 North Korea, principal reference 746.4 North Korea, anti-terrorism controls 742.19 North Korea, AVS 740.15(a)(1)(i) North Korea, AVS 740.15(a)(2)(ii) North Korea, AVS 740.15(a)(3)(v-ix) North Korea, AVS 740.15(b)(1)-(2) North Korea, AVS 740.15(c)(1) North Korea, AVS 740.15(c)(2)(ii) North Korea, controlled country, FA 768.1(d) North Korea, controlled country 772 North Korea, Country Groups D:1, D:2, D:3, D:4, E:1 740 Supplement 1 North Korea, APP, restricted computer access 740.7(b)(2) North Korea, General Prohibition Eight 736.2(b)(8) North Korea, TSU general software note 740.13(d)(3)(i) North Korea, RPL one for one replacement of parts 740.10(a)(3)(iv) North Korea, SCL, ineligible 752.4 North Korea, RPL servicing and replacement 740.10(b)(2)(iii) North Korea, RPL servicing and replacement 740.10(b)(2)(iv) North Korea, RPL servicing and replacement 740.10(b)(3)(i)(D) North Korea, supporting terrorism 772 North Korea, terrorist-supporting country 750.4(b)(6)(i), 740 Supplement 1 (E:1) North Korea, TMP imported for display in U.S. 740.9(b)(2)(i) Northern Mariana Islands, Commonwealth of 734.2(b)(8) Norway, Australia Group member 772 Norway 738 Supplement 1 Norway 740 Supplement 1 Norway, IC/DV authority 748 Supplement 4 Norway, IC or EUC for NS 748.9(b)(2) Norway, NATO member 772 Norway, no NP end-use controls 744 Supplement 3 Norway, NSG member 772.1 NP (nuclear nonproliferation) NP, activities controlled 744.6(a)(1)(i)(A) NP, CCL 2nd digit 2 738.2(d)(1) 2 NP, CCL-based controls 742.3 NP, CCL, non-NP items 742.3(b)(2) NP, Congressional notification 750.4(b)(6)(ii)(D) NP, ECCNs, reason for control 738.2(d)(2)(i)(A) NP, SCL, items may be authorized 752.3(b) NPWMD designated persons 744.8 NS (national security) NS, AT, Iran 742.8(b)(1) NS, AT, Sudan 742.10(b)(1)(ii) NS, AT, Syria 742.9(b)(1)(ii,iv,v) Copyright C. Key 2018

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NS, CCL-based controls 742.4 NS, Congressional notification 750.4(b)(6)(ii)(A) NS, direct product, steps 732.2(f)(1)(iii) NS, ECCN 2nd digit 0 738.2(d)(1) 0 NS, ECCNs, reason for control 738.2(d)(2)(i)(A) NS, IC or EUC requirements 748.10(b) NS, research 734.11 NSG (Nuclear Suppliers Group) NSG, agreement 742.3(d) NSG, definition 772 NSG, items in IAEA document Annex 742.3(d) NSG, members, license not required 742.3(a)(1) NSG, Trigger List, CCL 2nd digit 0738.2(d)(1) 0 NSO (see National Security Override) nuclear activity, RPL one for one replacement of parts 740.10(a)(3)(iii) nuclear equipment, CCL category 0 738.2 category 0 nuclear facilities, CCL category 0 738.2 category 0 nuclear materials (also see special nuclear materials) nuclear materials, CCL category 0 738.2 category 0 nuclear nonproliferation (see NP) Nuclear Non-Proliferation Treaty 742.3(b)(1)(viii)(A) Nuclear Non-Proliferation Treaty, NP end-use 744.2(d)(8)(i) nuclear reactor vessels, NRC jurisdiction 734.3(b)(1)(iii) nuclear referral list, definition 742.3(a) Nuclear Regulatory Commission 734.3(b)(1)(iii) Nuclear Suppliers Group (see NSG) Nuclear Suppliers Group (NSG) definition 772 NUMA Technology 770 numerical control, application instructions 748 Supplement 2(h) numerical control units, Interpretation 5 770.2(e)

O OAC (Office of Antiboycott Compliance) OAC 730.9(b)(3) OAC, charging letters, AEP 766.3(a) object code, TSU 740.13(a)(2)(i)(B) obligations under EAR 730.8(a)(1) OC (see Operating Committee) OCCEA (Office of Chief Counsel for Export Administration) OCCEA, represent BIS, AEP 766.4 OEE (Office of Export Enforcement) OEE, addresses 764.5(c)(7) OEE, charging letters, AEP 766.3(a) OEE, export clearance 758.7(a) OEE, field offices 730.9(b)(1) OEE, field offices, addresses 764.5(c)(7) OExS (Office of Exporter Services) OExS, authorize prohibited actions 764.3(a)(2) OFAC (Office of Foreign Assets Control) OFAC 730 Supplement 3 OFAC, Angola 746 Supplement 1 OFAC, Cuba embargo 746.2(d) OFAC, definition 772 OFAC, EAR, not subject to 734.3(b)(1)(ii) OFAC, Iran 746.7 Copyright C. Key 2018

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OFAC, TMP return of shipments refused entry 740.9(b)(4)(ii) Office of Antiboycott Compliance (see OAC) Office of Chemical/Biological Controls 730.9(a)(2) Office of Chief Counsel for Export Administration (see OCCEA) Office of Enforcement Support 730.9(b)(2) Office of Export Enforcement (see OEE) Office of Exporter Services, assistance 730.8(c) Office of Exporter Services 730.9(a)(4) Office of Foreign Assets Control (see OFAC) Office of Management and Budget (see OMB) Office of Nuclear and Missile Technology Controls 730.9(a)(1) Office of Strategic Industries and Economic Security 730.9(a)(5) Office of Strategic Trade and Foreign Policy Controls730.9(a)(3) Oman 738 Supplement 1 Oman 740 Supplement 1 OMB (Office of Management and Budget) OMB control numbers 730 Supplement 1 OMB control numbers, recordkeeping 730 Supplement 1 one-for-one replacement of parts, RPL 740.10(a)(2) open conference 734.7(a)(4) operating technology and software (see TSU) Operating Committee, inter-agency review 750.4(f)(1) Operating Committee (OC), definition 772 operation software 740.13(a)(2) operation technology, definition, TSU 740.13(a)(1) oral exchanges of information 734.2(b)(3)(ii) order, definition, License Exception LVS 740.3(a)(3)(i) order party, definition 772 orders, terms, and conditions, steps 732.3(l) orders, terms, and conditions, prohibition 736.2(b)(9) orders, split, License Exception LVS 740.3(a)(4)(i)(B) orders, eligible, License Exception LVS 740.3(a)(4)(i) organization of EAR 730.8(a) Organization of American States, GOV 740.11(b)(3)(i) Other party authoized to receive license, definition 748.5(b), 772 Outer Continental Shelf Lands Act 754.2(c)(1)(iii) Outer Continental Shelf Lands Act 754 Supplement 3 Outreach & Exporter Services Division, address 748.2(a) Outreach & Exporter Services Division, assistance 730.8(c)

P paging, control, Interpretation 4 770.2(d) Pakistan 738 Supplement 1 Pakistan 740 Supplement 1 Pakistan, Entity List 744 Supplement 4 Pakistan, IC or EUC for NS 748.9(b)(2) Pakistan, IC/DV authorities 748 Supplement 4 Palau, 738 Supplement 1 Palau 740 Supplement 1 Panama 738 Supplement 1 Panama 740 Supplement 1 Panama, support document exemption 748.9(a)(1) Paperwork Reduction Act 730 Supplement 1 Papua New Guinea 738 Supplement 1 Papua New Guinea, 740 Supplement 1 Paraguay 738 Supplement 1 Copyright C. Key 2018

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Paraguay 740 Supplement 1 Paraguay, support document exemption 748.9(a)(1) parcel markings 740.12(a)(3) parts of items, Interpretation 2 770.2(b) party definition, AEP 766.2 parties to the transaction, definitions 748.5 parties to the transaction, responsibilities 758.3 passport requirement, RTP exception 760.3(f) patent applications 734.10 patent rights 734.8(b)(3) patent rights 734.8(e)(3) patent, foreign filing vs. TSR 740.6(a)(4) Patent and Trademark Office 730 Supplement 3 Patent and Trademark Office 734.3(b)(1)(v) patents 734.7(a)(3) payload (MTCR) 772 penalty, civil monetary 764.3(a)(1) penalty, guidance, antiboycott 766 Supplement No. 2 penalty, guidance, other than antiboycott 766 Supplement No. 1 permanent export, TMP 740.9(a)(4)(i) person, definition 772 person, definition, RTP 760.1(a) person denied export privileges see denial order personal effects, definition, BAG 740.14(b)(1) persons subject to recordkeeping 762.1(b) Peru 738 Supplement 1 Peru 740 Supplement 1 Peru, support document exemption 748.9(a)(1) petroleum products, principal reference 754.3 petroleum products, schedule B numbers 754 Supplement 1 pharmaceuticals, application instructions 748 Supplement 2(a) Philippines 738 Supplement 1 Philippines 740 Supplement 1 plane stores, application instructions 748 Supplement 2(j) plane stores, AVS 740.15(b)(3) planes, Canadian-registered, AVS 740.15(c)(1) planes, U.S.-registered, AVS 740.15(c)(1) plant, direct product of, subject to the EAR 734.3(a)(5) plant, CB activity 744.6(a)(3) Poland, Australia Group member 772 Poland 738 Supplement 1 Poland 740 Supplement 1 Poland, IC/DV authority 748 Supplement 4 Poland, IC, exception to SUCP requirement 748.11(a)(1) Poland, IC or EUC for NS 748.9(b)(2) Poland, NSG member 772.1 Poland, support document from government 748.9(a)(2) port of export, definition 772 port of unlading, optional, bill of lading 758.5(c) port of unlading, optional, SED 758.5(c) Portugal, Australia Group member 772 Portugal, 738 Supplement 1 Portugal, 740 Supplement 1 Portugal, IC/DV authority 748 Supplement 4 Portugal, IC or EUC for NS 748.9(b)(2) Portugal, NATO member 772 Portugal, no NP end-use controls 744 Supplement 3 Portugal, NSG member 772.1 Copyright C. Key 2018

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possessions, foreign countries 734.2(b)(7) possessions, United States 734.2(b)(8) postmasters, export clearance 758.7(a) practice before BIS 736 Supplement 2 Order 2 PRC, AVS 740.15(c)(1) PRC, AVS 740.15(c)(2)(ii) PRC, Canadian airline 744.7(b)(2) PRC, Canadian carriers 744.7(b)(1) PRC 738 Supplement 1 PRC, controlled country, FA 768.1(d) PRC, controlled country 772 PRC, EUC, authority 748 Supplement 4 PRC, EUC, exception to SUCP requirement 748.11(a)(1) PRC, EUC, information to include 748.10(c)(3) PRC, EUC, NS 748.9(b)(2) PRC, EUC, submission 748.10(g) PRC, IC, NS 748.9(b)(2) PRC, NP licensing policy 742.3(b)(3) PRC, NS, EUC or IC 748.9(b)(2) PRC, NS, licensing policy 742.4(b)(7) PRC, SUCP, instead of PRC EUC 748.9(b)(2)(i) PRC, support document from government 748.9(a)(2) PRC, major weapons systems description 742 Supplement 7 PRC, military end-user restriction 744.21 PRC, list of items subject to 744.21 744 Supplement 2 PRC, U.S. airline 744.7(b)(2) PRC, U.S. carriers 744.7(b)(1) pre-license checks processing delay 750.4(b)(2) precursor chemicals, Interpretation 11 770.2(k) prehearing conference 766.12 prepublication review, corporate research 734.8(d)(2) and (3) prepublication review, fundamental research 734.8(b)(2) and (3) previously exported, disclosure 748.4(d)(2) previously exported items, recordkeeping 730 Supplement 1 price of beta test software, TMP beta test software 740.9(c)(4)(ii) principal parties in interest 748.4, 748.5, 758.3, 772 privileges, export, denial of 764.3(a)(2) probation orders, no administrative appeal 756.1(a)(2) processing applications 750 producer definition, western red cedar 754.4(e)(4) production equipment, CCL group B 738.2(b) group B production facility, NRC definition 772 prohibitions (also see General Prohibitions) prohibitions, RTP760.2 proliferation activities (see activities) proliferation end-use/user,APP 740.7(b)(5) proliferators of weapons of mass destruction 744.8 proprietary concern 734.8(d) propulsion systems, CCL category 9 738.2 category 9 protected individuals, export of technology 734.2(b)(2)(ii) protective administrative measures 764.6 protective measures, AEP 766.11 PTO (see Patent and Trademark Office) publication (also see prepublication review) publication 734.7(a)(4)(iii) publication 734 Supplement Sec.1 A publications, not subject to the EAR 734.3(b)(2) publicly available, steps 732.2(b) Copyright C. Key 2018

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publicly available, steps 732.3(i)(1) publicly available, TSU general software note 740.13(d)(2)(ii) publicly availably, not subject to the EAR 734.3(b)(3) publicly available information, definition 772 publicly available technology and software, definition 772 published information and software 734.7 published software or information 734.7(b) Puerto Rico, Commonwealth of 734.2(b)(8) purchaser, definition 748.5(c) purchaser, definition 772 purposes of controls 730.6 Q Qatar 738 Supplement 1 Qatar 740 Supplement 1 quantity limit tolerance, licensed shipments 750.11 quantity limits in licenses 750.7(f) R race, furnishing info, RTP prohibition 760.2(c) range (MTCR) 772 readable or readability, definition 772 reason for control, steps 732.3(d) reason for control, General Prohibition One 736.2(b)(1)(ii) reason for control, General Prohibition Two 736.2(b)(2)(i)(B) reasons for control, definition 772 reason to know (see knowledge) reasonable evidence, definition, FA 768.1(d) recommended decision, definition, AEP 766.2 recordkeeping, principal reference 762 recordkeeping, advisory opinion 730 Supplement 1 recordkeeping, AEP 766.20 recordkeeping, agricultural commodities 730 Supplement 1 recordkeeping, applications 730 Supplement 1 recordkeeping, APR 740.16(c) recordkeeping, TMP beta test software 730 Supplement 1 recordkeeping, CCL 730 Supplement 1 recordkeeping, CCL 730 Supplement 1 recordkeeping, CCL 730 Supplement 1 recordkeeping, classification 730 Supplement 1 recordkeeping, computer safeguards 730 Supplement 1 recordkeeping, crude oil 730 Supplement 1 recordkeeping, APP 740.7(e) recordkeeping, DCS agent to exporter 730 Supplement 1 recordkeeping, DCS SCL 730 Supplement 1 recordkeeping, de minimis 730 Supplement 1 recordkeeping, duplicate license 730 Supplement 1 recordkeeping, DV 730 Supplement 1 recordkeeping, embargoes 730 Supplement 1 recordkeeping, EUC 730 Supplement 1 recordkeeping, EUC 730 Supplement 1 recordkeeping, export clearance 730 Supplement 1 recordkeeping, export clearance 730 Supplement 1 recordkeeping, export clearance 730 Supplement 1 recordkeeping, failure 764.2(i) recordkeeping, foreign availability 730 Supplement 1 Copyright C. Key 2018

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recordkeeping, Form BIS-752 730 Supplement 1 recordkeeping, GFT import requirements 730 Supplement 1 recordkeeping, IC 730 Supplement 1 recordkeeping, IC 730 Supplement 1 recordkeeping, IC/DV 730 Supplement 1 recordkeeping, issued licenses 750.7(i) recordkeeping, License Exceptions 740.1(f) recordkeeping, GFT humanitarian donations 730 Supplement 1 recordkeeping, GFT humanitarian donations 740.12(b)(7) recordkeeping, OMB control numbers 730 Supplement 1 recordkeeping, OMB control numbers 730 Supplement 1 recordkeeping, previously exported items 730 Supplement 1 recordkeeping, records to be retained 762.2(b)(33) recordkeeping, restrictive trade practices 730 Supplement 1 recordkeeping, restrictive trade practices 730 Supplement 1 recordkeeping, SCL 730 Supplement 1 recordkeeping, SCL 730 Supplement 1 recordkeeping, SCL 730 Supplement 1 recordkeeping, SCL 752.12, 752.13 recordkeeping, scrap 730 Supplement 1 recordkeeping, SED License Exceptions 730 Supplement 1 recordkeeping, SED License Exceptions 730 Supplement 1 recordkeeping, SED SCL 730 Supplement 1 recordkeeping, SED SCL 730 Supplement 1 recordkeeping, SED transit through U.S. 730 Supplement 1 recordkeeping, SPR 730 Supplement 1 recordkeeping, SPR 730 Supplement 1 recordkeeping, SS SAMPLE 730 Supplement 1 recordkeeping, SS SAMPLE 730 Supplement 1 recordkeeping, steps 732.5(c) recordkeeping, steps 732.6(e) recordkeeping, SUCP 730 Supplement 1 recordkeeping, support document exception 730 Supplement 1 recordkeeping, support documents, retained 748.9(j) recordkeeping, support documents 730 Supplement 1 recordkeeping, technology explanation letter 730 Supplement 1 recordkeeping, TAPS 754.2(j)(3) recordkeeping, TMP 730 Supplement 1 recordkeeping, temporary export license 730 Supplement 1 recordkeeping, transfer license 730 Supplement 1 recordkeeping, transit through U.S. 730 Supplement 1 recordkeeping, transit through U.S. 730 Supplement 1 recordkeeping, triangular symbol 730 Supplement 1 recordkeeping, TSR 730 Supplement 1 recordkeeping, unloading unscheduled 730 Supplement 1 recordkeeping, voluntary self-disclosure 730 Supplement 1 recordkeeping, western red cedar 730 Supplement 1 recordkeeping, WRC 730 Supplement 1 recordkeeping, WRC 730 Supplement 1 recordkeeping, WRC 730 Supplement 1 recordkeeping, Computers 743.2 recyclable metallic materials petitions 754.7 red flags 732 Supplement 3 reexport, definition 730.5(a) reexport, definition 734.2(b)(4) reexport, definition 772 reexport of technology or software, definition 734.2(b)(5) reexport, definition, steps 732.2(c) Copyright C. Key 2018

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reexport, requirements, steps 732.3(n)(2) reexport, application instructions 748 Supplement 2(l) reexport, Iran 746.7(a)(2)(ii) reexport, items subject to EAR, denial 764.3(a)(2) reexport, known, recordkeeping 762.6(a)(2) reexport, non-U.S.-origin items, Rwanda 746.8(b) reexport, Rwanda, non-U.S.-origin items 746.8(b) reexport, Sudan 742.10(a)(2) reexport, support document requirements 748.12(b) reexport, validity period 736 Supplement 1 refusals to do business, RTP prohibition 760.2(a) regional stability (see RS) Regional Office (see Western Regional Office) regulation, appeal756.1(a)(1) regulation amendment, appeal 756.1(a)(1) regulation issuance, appeal 756.1(a)(1) regulation revocation, appeal 756.1(a)(1) related person, denial order applicability 766.25(h) related persons, AEP 766.23 release of technology at conferences 734 Supplement 1 Sec. B release of technology at open conference 734.7(a)(4) release of technology or software 734.2(b)(3) release of technology or software 734.2(b)(5) reliable evidence, definition, FA 768.1(d) relief agency, support document exemption 748.9(a)(3) religion, furnishing info, RTP prohibition 760.2(c) religious organization, GFT 740.12(a)(1) reopening AEP 766.19 replacement of parts and equipment (see RPL) replacement license, definition 772 replacement license, need for 750.7 replacement part kits, TMP 740.9(a)(2)(ii) replacement parts, definition, RPL 740.10(a)(2)(i) reporting requirements, computers 743.2 reporting, requirements, RTP 760.5 reporting requirements, VEU 743.1(b)(3) reporting, Wassenaar Arrangement requirements 743.1 reporting, violations 764.4 research (see fundamental research, university-based research, corporate research, Government-sponsored research) research at Federal agencies 734.8(c) reshipment, undelivered items 758.4(c) residency, foreign country, RTP 760.3(g)(2) respondent, definition, AEP 766.2 restrictive trade practices (see RTP) resubmission of license application 748.4(g) return of application, license not needed 750.4(c)(3) return of cargo 758.8 return of License Exception shipment 740.2(b) return of shipments refused entry, TMP 740.9(b)(4) return of software, TMP beta test software 740.9(c)(7) return of support document to importer 748.9(i) return of unwanted items, TMP 740.9(b)(3) return to United States, APR 740.16(e) return without action, definition 772 return without action, SCL 752.9(c) revision, License Exceptions 740.2(b) revocation, license 750.8 Copyright C. Key 2018

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revocation, license, recordkeeping 762.2(b)(16) revocation, License Exceptions 740.2(a)(1) revocation, License Exceptions 740.2(b) revocation, outstanding licenses 764.3(a)(2) revocation, SCL 752.16(a)(1)(ii) robots, application instructions 748 Supplement 2(m) Romania, Australia Group member 772 Romania, AVS 740.15(c)(1) Romania, AVS 740.15(c)(2)(ii) Romania, Canadian airline 744.7(b)(2) Romania, Canadian carriers 744.7(b)(1) Romania 738 Supplement 1 Romania, controlled country, FA 768.1(d) Romania, controlled country 772 Romania 740 Supplement 1 Romania, IC/DV authority 748 Supplement 4 Romania, IC, exception to SUCP requirement 748.11(a)(1) Romania, IC or EUC for NS 748.9(b)(2) Romania, NSG member 772.1 Romania, support document from government 748.9(a)(2) Romania, U.S. airline 744.7(b)(2) Romania, U.S. carriers 744.7(b)(1) Routed export transaction, applying for a license 748.4(a)(2) Routed export transaction, definition 772 Routed export transaction, information sharing 758.3(c) Routed export transaction, power of attorney758.3(d), 748.4(b)(2) Routed export transaction, responsibilities of parties 758.3(b) RPL (replacement License Exceptions) 740.10 RPL, principal reference 740.10 RPL, CCL, steps 732.4(b)(3)(iii) RS (regional stability) RS, application instructions 748 Supplement 2(k) RS, CCL-based controls 742.6 RS, ECCNs, reason for control 738.2(d)(2)(i)(A) RTP (restrictive trade practices) RTP, principal reference 760 RTP, obligations, steps 732.6(g) RTP, recordkeeping 730 Supplement 1 RTP, recordkeeping 730 Supplement 1 RTP, recordkeeping 762.2(b)(32) Russia 738 Supplement 1 Russia, controlled country, FA 768.1(d) Russia, controlled country 772 Russia 740 Supplement 1 Russia, Entity List 744 Supplement 4 Russia, General Prohibition Eight 736.2(b)(8) Russia, NS licensing policy 742.4(b)(5) Russia, NSG member 772.1 RWA (return without action) RWA, definition 772 Rwanda, principal reference 746.8 Rwanda, steps 732.3(d)(4) Rwanda, steps 732.3(i) Rwanda 738 Supplement 1 Rwanda 740 Supplement 1

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safeguards, computers 748 Supplement 2(c)(2) safeguards, IAEA, NP end-use 744.2(a)(2) safeguards, NP end-use 744.2(d)(8)(ii) sales technology (see TSU) Samoa 738 Supplement 1 Samoa 740.7(c)(1) Samoa 740 Supplement 1 San Marino 738 Supplement 1 San Marino 740 Supplement 1 San Marino, no NP end-use controls 744 Supplement 3 sanctions 764.3 sanctions, no administrative appeal 756.1(a)(2) Santa Clara Branch Office, assistance 730.8(c) Sao Tome&Principe 738 Supplement 1 Sao Tome & Principe 740 Supplement 1 Saudi Arabia 738 Supplement 1 Saudi Arabia 740 Supplement 1 schedule B numbers, definition 772 schedule B numbers, petroleum products 754 Supplement 1 schedule B numbers, SED 758.1(a) schedule B numbers, western red cedar 754 Supplement 2 Schedules of Chemical Supplement No. 1 to part 745 scientific exchanges 734 Supplement 1 D SCL (Special Comprehensive License) SCL, principal reference 752 SCL, parties' obligations, steps 732.6(d) SCL, activities authorized 752.2(a) SCL, activities prohibited 752.2(b) SCL, consignee definition 752.1(a)(2)(ii) SCL, countries eligible 752.4 SCL, holder definition 752.1(a)(2)(i) SCL, multiple exports 752.1(a)(1) SCL, record inspection 762.2(b)(23) SCL, recordkeeping 730 Supplement 1 SCL, recordkeeping 730 Supplement 1 SCL, recordkeeping 730 Supplement 1 SCL, recordkeeping 762.2(b)(23) SCL, recordkeeping, action on applications 762.2(b)(20) SCL, recordkeeping, changes 762.2(b)(21) SCL, recordkeeping, export clearance 762.2(b)(26) SCL, recordkeeping, ICP 762.2(b)(22) SCL, recordkeeping, system review 762.2(b)(25) SCL, support document exemption 748.9(a)(6) SCL, system reviews 752.14 scrap, recordkeeping 730 Supplement 1 scrap arms, interpretation 7 770.2(g) scrap metal 754.7 scrap parts, Interpretation 6 770.2(f) SDT, specially designated terrorists 744.13 Secretary, definition, FA 768.1(d) SED, principal reference 758.1 SED, steps 732.5(a) SED, AVS 740.15(c)(1)(iv) SED, AVS 740.15(c)(2)(iv) SED, Canadian airline 744.7(b)(2)(iv) SED, Canadian carriers 744.7(b)(1)(iv) SED, exemptions 758.1(c) Copyright C. Key 2018

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SED, export control document 758.1(f) SED, License Exceptions 740.1(d) SED, License Exceptions, group symbol 740.1(d)(1), 758.1(g)(2 SED, License Exceptions, recordkeeping 730 Supplement 1 SED, License Exceptions, recordkeeping 730 Supplement 1 SED, license number 750.7(b), 758.1(g)(1) SED, Automated Export System (AES) 758.2 SED, NLR 740.1(d)(2) SED, NLR notation on export documents 758.1(d) SED, NLR requirement 758.1(a)(3) SED, NLR symbol 758.1(g)(3) SED, recordkeeping 762.2(b)(30) SED, requirement 758.1(b) SED, SCL 752.15(a) SED, SCL holder 752.7(b)(1) SED, SCL, recordkeeping 730 Supplement 1 SED, SCL, recordkeeping 730 Supplement 1 SED, SPR 754.2(h)(2) SED, SS-SAMPLE 754.2(i)(3) SED, signing 758.1(e) SED, transit through U.S., recordkeeping 730 Supplement 1 SED, U.S. airline 744.7(b)(2)(iv) SED, U.S. carriers 744.7(b)(1)(iv) seizure, disclosure in application 748.4(d)(1) seizure of items 758.7(b)(6) seizure of items 764.3(c)(2)(i) self-disclosure, voluntary, antiboycott 764.8 self-disclosure, voluntary other than antiboycott 764.5 Senegal 738 Supplement 1 Senegal 740 Supplement 1 sensors, CCL category 6 738.2 category 6 Serbia 738 Supplement 1 Serbia 740 Supplement 1 Serbia 740.7(d)(1) service, General Prohibition Seven 736.2(b)(7) service, MT or CB activity 744.6(a)(2) services prohibited, steps 732.3(m) servicing and replacement (see RPL) servicing, definition, RPL servicing and replacement 740.10(b)(2)(i) settlement, AEP 766.18 settlement guidance administrative cases antiboycott 766 Supplement No.. 2 settlement guidance administrative cases other than antiboycott 766 Supplement No. 1 settlement, AEP 766.18 sex, furnishing info, RTP prohibition 760.2(c) Seychelles 738 Supplement 1 Seychelles 740 Supplement 1 Shield, definition 772 Shield, review CB 750.4(d)(2)(iii) ship stores, AVS 740.15(b)(3) ship stores, application instructions 748 Supplement 2(j) shipment, boycotting country requirements 760.3(e) shipment to boycotting country 760.3(b) Shipper's Export Declaration (see SED) shipping, prohibited, steps 732.3(m) shipping tolerances 750.11 short supply (see SS) shotguns and shotgun shells, BAG 740.14(e) Copyright C. Key 2018

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SI (see: significant items) SI, CCL-based controls 742.14 SI, ECCNs, reason for control 738.2(d)(2)(i)(A) Sierra Leone 738 Supplement 1 Sierra Leone 740 Supplement 1 Significant Items (SI) 742.14 similar quality, definition, FA 768.1(d) Singapore 738 Supplement 1 Singapore, computers, GOV 740.11(b)(2)(iii)(B) Singapore, computers, GOV 740.11(b)(2)(iv)(B) Singapore 740 Supplement 1 Singapore, IC or EUC for NS 748.9(b)(2) Singapore, IC/DV authority 748 Supplement 4 single shipment, definition 772 single shipment, LVS 740.3(a)(3)(iii) Slovak Republic (see Slovakia) Slovakia, Australia Group member 772 Slovakia 738 Supplement 1 Slovakia 740 Supplement 1 Slovakia, IC, authority 748 Supplement 4 Slovakia, IC, exception to SUCP requirement 748.11(a)(1) Slovakia, IC or EUC, NS 748.9(b)(2) Slovakia, NSG member 772.1 Slovakia, support document from government 748.9(a)(2) Slovenia, arms embargo 746 Supplement 2(a) Slovenia 738 Supplement 1 Slovenia 740 Supplement 1 Slovenia, NSG member 772.1 SNEC, definition 773 software 734 Supplement 1 G software, CCL group D 738.2(b) group D software, SED 758.1(a)(3) software, SED exemption 758.1(b) software, license requirements 770.3(b) software, price, TMP beta test software 740.9(c)(4)(ii) software updates, TSU 740.13(c) Solomon Islands 738 Supplement 1 Solomon Islands 740 Supplement 1 Somalia, arms embargo 746 Supplement 2(c) Somalia 738 Supplement 1 Somalia 740 Supplement 1 South Africa 738 Supplement 1 South Africa 740 Supplement 1 South Africa 740 Supplement 1 South Africa, NSG member 772.1 South Korea 738 Supplement 1 South Korea, computers, GOV 740.11(b)(2)(iii)(B) South Korea, computers, GOV 740.11(b)(2)(iv)(B) South Korea, cooperating country 772 South Korea 740 Supplement 1 South Korea, IC/DV authorities 748 Supplement 4 South Korea, IC or EUC for NS 748.9(b)(2) South Korea, NSG member 772.1 space vehicles, CCL category 9 738.2 category 9 Spain, Australia Group member 772 Spain 738 Supplement 1 Spain 740 Supplement 1 Spain, IC/DV authority 748 Supplement 4 Copyright C. Key 2018

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Spain, IC or EUC for NS 748.9(b)(2) Spain, NATO member 772 Spain, no NP end-use controls 744 Supplement 3 Spain, NSG member 772.1 spare parts for de minimis, APR 740.16(h) Special Comprehensive License (see SCL) Special Iraq Reconstruction License (SIRL) 747 special nuclear materials production technology 734.3(b)(1)(iv) specially designated global terrorists (SDGT) 744.12 specially designated national (SDN), definition 772 specially designated terrorist 744.13 specially designated terrorist (SDT), definition 772 SPR (Strategic Petroleum Reserve) SPR licensing policy 754.2(f) SPR (Strategic Petroleum Reserve License Exception) SPR, principal reference 754.2(h) SPR, AVS 740.15(b)(3) SPR, AVS 740.15(c)(3) Note SPR, recordkeeping 730 Supplement 1 Sri Lanka 738 Supplement 1 Sri Lanka 740 Supplement 1 SS (short supply), SS, principal reference 754 SS, steps 732.3(d)(3) SS, application instructions 748 Supplement 2(n) SS, CCL 2nd digit 9 738.2(d)(1) SS, Country Chart, omitted 738.3(a)(1) SS, ECCNs, reason for control 738.2(d)(2)(i)(A) SS, License Exceptions 740.1(a) SS, SCL, ineligible 752.3(a)(4) SS, support document exemption 748.9(a)(5) SS, U.S. content, omitted 734.4(e) SS-SAMPLE (crude oil sample shipment License Exception) SS-SAMPLE, principal reference 754.2(i) SS SAMPLE, recordkeeping 730 Supplement 1 SS SAMPLE, recordkeeping 730 Supplement 1 St. Kitts & Nevis 738 Supplement 1 St. Kitts & Nevis 740 Supplement 1 St. Lucia 738 Supplement 1 St. Lucia 740 Supplement 1 St. Vincent and the Grenadines 738 Supplement 1 St. Vincent and the Grenadines 740.7(c)(1) St. Vincent and the Grenadines 740 Supplement 1 State Department (see Department of State) Statement by Ultimate Consignee and Purchaser (see SUCP) States Parties (to the CWC) Supplement 2 to part 745 status, pending cases 750.5 statutory authority, EAR 730.2 statutory sanctions 764.3(c)(1) STELA, BIS response to status requests 750.5 stipulation modifying procedures, AEP 766.16(a) Strategic Petroleum Reserve (SPR)(also see SPR License Exception) subassembly, definition, RPL one for one replacement of parts 740.10(a)(2)(i) Subgroup on Nuclear Export Coordination 750.4(d)(2)(ii) Subgroup on Nuclear Export Coordination, definition 772 subject to the EAR (also see items subject to the EAR) subject to the EAR, steps 732.1(c) subject to the EAR, direct product, steps 732.2(f)(3) Copyright C. Key 2018

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subject to the EAR, steps 732.3(d)(5) subject to the EAR, steps 732.3(g)(1) subject to the EAR, steps 732.3(h)(1) subject to the EAR, steps 732.3(i) subject to the EAR, decision flowchart 732 Supplement 2 subject to the EAR, definition 734.2(a)(1) subject to the EAR, definition 772 subject to the EAR, transit, steps 732.3(k) subpoenas, AEP 766.10 subpoenas, recordkeeping 762.2(b)(36) SUCP (Statement by Ultimate Consignee and Purchaser) SUCP, principal reference 748.11 SUCP, copy 748.9(c)2 SUCP, instructions 748 Supplement 3 SUCP, recordkeeping 730 Supplement 1 SUCP, recordkeeping 762.2(b)(12) Sudan, AT 742.1(d) Sudan, AT license requirements 742.10(a) Sudan, AT licensing policy 742.10(b) Sudan 738 Supplement 1 Sudan, APP, restricted computer access 740.7(b)(2) Sudan, SCL, ineligible 752.4 Sudan, supporting terrorism 772 Sudan, terrorist-supporting country 750.4(b)(6)(i), 740 Supplement 1 (E:1) sufficient quantity definition, FA 768.1(d) summary decision, AEP 766.8 support, General Prohibition Seven 736.2(b)(7) support, NP, MT, CB export, reexport, transfer 744.6(a)(1)(ii) support, definition, NP, MT, CB activities 744.6(a)(1)(ii) support document, exception 748.12(c),(d) support document, exception, recordkeeping 730 Supplement 1 support document, grace period 748.12(a) support document, import and end-use certificates 748.10 support document, license application 748.9 support document, letter of explanation (technology exports) 748 Supplement 2 (o) support document, letter of assurance (technology exports) 748 Supplement 2 (o) support document, original availability 748.12(e) support document, recordkeeping 730 Supplement 1 support document, recordkeeping 762.2(b)(10) support document, Statement by ultimate consignee and purchaser 748.11 support document, certification (temporary exports/ reexports) 748 Supplement 2(p) support document, unique license application requirments 748.8 Surinam 738 Supplement 1 Surinam 740 Supplement 1 Surinam, support document exemption 748.9(a)(1) suspension, license 750.8 suspension, license, recordkeeping 762.2(b)(16) suspension, License Exceptions 740.2(a)(1) suspension, License Exceptions 740.2(b) suspension, SCL 752.16(a)(1)(i) suspension, outstanding licenses 764.3(a)(2) Swaziland 738 Supplement 1 Swaziland 740 Supplement 1 Sweden, Australia Group member 772 Sweden 738 Supplement 1 Copyright C. Key 2018

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Sweden, cooperating country 772 Sweden 740 Supplement 1 Sweden, IC/DV authority 748 Supplement 4 Sweden, IC or EUC for NS 748.9(b)(2) Sweden, no NP end-use controls 744 Supplement 3 Sweden, NSG member 772.1 Switzerland, Australia Group member 772 Switzerland 738 Supplement 1 Switzerland, cooperating country 772 Switzerland 740 Supplement 1 Switzerland, IC/DV authority 748 Supplement 4 Switzerland, IC or EUC for NS 748.9(b)(2) Switzerland, NSG member 772.1 Syria, AT 742.1(d) Syria, AT license requirements 742.9(a) Syria, AT licensing policy 742.9(b) Syria 746.9 Syria 736 Supplement 1 Syria 738 Supplement 1 Syria 740 Supplement 1 Syria, APP, restricted computer access 740.7(b)(2) Syria, General Order No. 2 736 Supplement 1 Syria, SCL, ineligible 752.4 Syria, supporting terrorism 772 Syria, terrorist-supporting country 750.4(b)(6)(i), 740 Supplement 1 (E:1) System for Tracking Export License Applications (see STELA)

T T.&E. (Transportation & Exportation) T.&E. customs entry, TMP 740.9(b)(1) TAC (Technical Advisory Committee) TAC, principal reference 730.9(c) TAC, definition, FA 768.1(d) TAC, procedures 730 Supplement 2 TAC certification, definition, FA 768.1(d) Taiwan 738 Supplement 1 Taiwan, computers, GOV 740.11(b)(2)(iii)(B) Taiwan, computers, GOV 740.11(b)(2)(iv)(B) Taiwan 740 Supplement 1 Taiwan, IC/DV authority 748 Supplement 4 Taiwan, IC or EUC for NS748.9(b)(2) Tajikistan 738 Supplement 1 Tajikistan, controlled country, FA 768.1(d) Tajikistan, controlled country 772 Tajikistan 740 Supplement 1 Tajikistan, General Prohibition Eight 736.2(b)(8) TAPS License Exception for TAPS crude oil, principle reference 754.2(j) TAPS, and SED 754.2 (j)(2) TAPS, special record keeping requirements 754.2(j)(3) Tanzania 738 Supplement 1 Tanzania 740 Supplement 1 Technical Advisory Committee (see TAC) technology, application instructions 748 Supplement 2(o) technology, CCL group E 738.2(b) group E technology, explanation letter, recordkeeping 730 Supplement 1 technology, SED 758.1(b) Copyright C. Key 2018

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technology, license requirements 770.3(b) technology and software (also see publicly available) technology and software subject to the EAR 734 Supplement 1 technology and software under restriction (see TSR) technology and software unrestricted (see TSU) telecommunications, application instructions 748 Supplement 2(c) telecommunications, CCL category 5 part I 738.2 category 5 telecommunications commodities, Cuba 746.2(b)(2) TMP (temporary export License Exception) TMP, principal reference 740.9(a) TMP, Cuba 746.2(a)(1)(i) TMP, recordkeeping 730 Supplement 1 TMP, Shipper’s Export Declaration 758.1(c)(6) Temporarily in United States License Exception (see TMP) Temporary export License Exception (see TMP) Temporary imports, exports, and reexports (see TMP) Temporary export, certification 748 Supplement 2(p) Temporary export, license, recordkeeping 730 Supplement 1 Temporary export, license, validity 750.7(h)(1) Temporary export, support document exemption 748.9(a)(4) Temporary denial orders 766.24 territories, foreign countries 734.2(b)(7) territories, United States 734.2(b)(8) terrorist supporting countries 740 Supplement 1, Country Group E:1 test equipment, CCL group B 738.2(b) group B Thailand 738 Supplement 1 Thailand 740 Supplement 1 time extension, AEP 766.16(b) Tlatelolco Treaty, NP 742.3(b)(1)(viii)(A) Tlatelolco Treaty, NP end-use 744.2(d)(8)(i) TMP (Temporary imports, export, and reexports License Exceptions) TMP, principal reference 740.9 TMP, CCL, steps 732.4(b)(3)(iii) TMP, SED 758.1(c)(6) TMP, SED, Export Control Information exemption 758.1(g)(2) Togo 738 Supplement 1 Togo 740 Supplement 1 Tokyo, IAEA field office, GOV 740.11(a)(1)(i) tolerance, license quantity limits 750.11 Tonga 738 Supplement 1 Tonga 740 Supplement 1 tools of trade, definition, BAG 740.14(b)(4) tools of trade, definition, TMP 740.9(a)(2)(i) tools of trade, SED exemption 758.1(c)(6) tools of trade, encryption software exemption 770.2(m) Toronto, IAEA field office, GOV 740.11(a)(1)(i) torture implements 742.11 toxins, CCL category 1 738.2 category 1 trade fairs in U.S., TMP 740.9(b)(2) Trading With the Enemy Act 734.3(b)(1)(ii) Trading With the Enemy Act, Cuba 746.2(a) training (see assistance) Trans-Alaska Pipeline Authorization Act 754.2(c)(1)(i) Trans-Alaska Pipeline Authorization Act 754.2(d) Trans-Alaska Pipeline Authorization Act, License Exception TAPS 754.2(j) transfer, definition 772 transfer, support, NP, MT, CB activities 744.6(a)(1)(ii) transfer, license, principal reference750.10 Copyright C. Key 2018

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transfer, license, recordkeeping 730 Supplement 1 transfer, license, recordkeeping 762.2(b)(18) transit through other countries 734.2(b)(6) transit through specified countries 736.2(b)(8) transit through specified countries, steps 732.3(k) transit through specified countries, application 748 Supplement 2(f) transit through specified countries, license validity 750.7(h)(3) transit through United States License Exception (see TMP) transit through U.S., application instructions 748 Supplement 2(e) transit through U.S., license validity 750.7(h)(2) transit through U.S., recordkeeping 730 Supplement 1 transit through U.S., recordkeeping 730 Supplement 1 transit through U.S., SED 758.1(b) Note transit through U.S., subject to the EAR 734.3(a)(1) translation, support documents 748.9(f) transportation, General Prohibition Seven 736.2(b)(7) Transportation Department (see Department of Transportation) transshipments through other countries 734.2(b)(6) Treasury Department (see Department of Treasury) triangular symbol, IIC 748.10(e) triangular symbol, recordkeeping 730 Supplement 1 triangular symbol, U.S. IIC 748 Supplement 5(a)(5)(ii) Trinidad&Tobago 738 Supplement 1 Trinidad & Tobago 740 Supplement 1 Trinidad & Tobago, support document exemption 748.9(a)(1) TSPA (technology and software publicly available) TSPA, optional symbol on export document 758.1(g)(3) TSR (technology and software restricted License Exception) TSR, principal reference 740.6(d) TSR, assurance, direct product, steps 732.2(f)(1)(ii) TSR, recordkeeping 730 Supplement 1 TSR, Shipper’s Export Declaration 758.1(c)(5) TSU (technology and software unrestricted License Exceptions) TSU, principal reference 740.13 TSU License Exceptions, CCL, steps 732.4(b)(3)(iii) Tunisia 738 Supplement 1 Tunisia 740 Supplement 1 Turkey 738 Supplement 1 Turkey 740 Supplement 1 Turkey, IC/DV authorities 748 Supplement 4 Turkey, IC or EUC for NS 748.9(b)(2) Turkey, NATO member 772 Turkey, no NP end-use controls 744 Supplement 3 Turkey, NSG member 772.1 Turkmenistan 738 Supplement 1 Turkmenistan 740 Supplement 1 Turkmenistan, controlled country, FA 768.1(d) Turkmenistan, controlled country 772 Turkmenistan, General Prohibition Eight 736.2(b)(8) Tuvalu 738 Supplement 1 Tuvalu 740 Supplement 1

U U.S. airline definition 772 U.S. airline installation or agent 744.7(b)(2) U.S. Armed Forces, GOV 740.11(b)(2)(i) Copyright C. Key 2018

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U.S. embassies and consulates, forms 748.2(b) U.S. Government, GOV 740.11(b)(2)(i,ii) U.S. Maritime Administration 730 Supplement 3 U.S. Maritime Administration, crude oil 754.2(e)(2)(i) U.S.-origin items, controlled, steps 732.2(f)(3)(i) U.S.-origin items, reexport prohibited 736.2(b)(1) U.S.-origin items, reexport, steps 732.2(c) U.S.-origin items, subject to the EAR 734.3(a)(2) U.S.-origin parts, RPL one for one replacement of parts 740.10(a)(2)(ii) U.S. person, activities subject to the EAR 734.5(a) U.S. person, activities prohibited, steps 732.3(j)(2) U.S. person, definition 772 U.S. person, definition, activity NP, MT, CB744.6(c) U.S. person, definition, Iran 746.7(a)(4) U.S. person, definition, RTP 760.1(b) U.S. person, definition, Rwanda 746.8(b)(3)(ii) U.S. person, General Prohibition Seven 736.2(b)(7) U.S.-registered carriers, aircraft end-use 744.7(b)(1) U.S.-registered carriers, vessel end-use 744.7(b)(1) Uganda 738 Supplement 1 Uganda 740 Supplement 1 Ukraine 738 Supplement 1 Ukraine, controlled country, FA 768.1(d) Ukraine, controlled country 772 Ukraine 740 Supplement 1 Ukraine, General Prohibition Eight 736.2(b)(8) Ukraine, NSG member 772.1 ultimate destination, steps 732.1(b)(2) ultimate destination, steps 732.3(c) ultimate destination, General Prohibitions 736.2(a)(2) ultimate destination, General Prohibition One 736.2(b)(1)(ii) ultimate destination, General Prohibition Two 736.2(b)(2)(i)(C) ultimate consignee,definition 748.5(e), 772 UN sanctions, CCL 2nd digit 9 738.2(d)(1) unaccompanied baggage, BAG 740.14(d) Under Secretary, definition, AEP 766.2 unilateral selection, RTP exception 760.3(d) United Arab Emirates 738 Supplement 1 United Arab Emirates 740 Supplement 1 United Kingdom, Australia Group member 772 United Kingdom, Cayman Islands included 734.2(b)(7) United Kingdom, Cayman Islands included 738.3(b) United Kingdom 738 Supplement 1 United Kingdom 740 Supplement 1 United Kingdom, IC/DV authorities 748 Supplement 4 United Kingdom, IC or EUC for NS 748.9(b)(2) United Kingdom, NATO member 772 United Kingdom, no NP end-use controls 744 Supplement 3 United Kingdom, NSG member 772.1 United Nations, arms embargoes 746 Supplement 2 United Nations, arms embargo, Iraq746.3 United Nations, arms embargo, Rwanda 746.8 United States (also see U.S.) United States, Australia Group member 772 United States 740 Supplement 1 United States, definition 772 United States, NATO member 772 United States, NSG member 772.1 Copyright C. Key 2018

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units, ECCN controls 738.2(d)(2)(iii)(A) university-based research 734.8(b) unloaded items in unauthorized country 758.5(e) unloading, License Exception shipment 740.2(b) unloading unscheduled, recordkeeping 730 Supplement 1 unprocessed western red cedar definition (also see WRC) unprocessed western red cedar, definition 754.4(e)(1) Uruguay 738 Supplement 1 Uruguay 740 Supplement 1 Uruguay, support document exemption 748.9(a)(1) USAID, support document exemption 748.9(a)(3) use, license, TMP740.9(a)(4)(ii) use, limitations, TMP beta test software 740.9(c)(6) user-accessible programmability, APP 740.7(b)(2)(i) utilization facility, definition 772 Uzbekistan 738 Supplement 1 Uzbekistan, controlled country, FA 768.1(d) Uzbekistan, controlled country 772 Uzbekistan 740 Supplement 1 Uzbekistan, General Prohibition Eight 736.2(b)(8)

V validated end-user (VEU) 748.15 VEU, AES and SED 758.1(b)(5) VEU, end_user review committee procedures 748 Supplement 9 VEU, information required in VEU requests 748 Supplement 8 VEU, list of validated end_users, respective eligible items and eligible destinations 748 Supplement 7 VEU reporting requirement 743.1(b)(3) validity period, IC or EUC or SUCP 748.9(e) validity period, licenses 750.7(g) validity period, SCL 752.9(a) validity, request for extension 748.6(g) Vanuatu 738 Supplement 1 Vanuatu 740 Supplement 1 Vatican City 738 Supplement 1 Vatican City 740 Supplement 1 vehicles, definition, BAG 740.14(b)(3) vehicles, all wheel drive 770.2(h) vehicles, civil 770.2(h) vehicles, military 770.2(h) Venezuela 738 Supplement 1 Venezuela 740 Supplement 1 Venezuela, support document exemption 748.9(a)(1) vessel, equipment and spare parts, AVS 740.15(b)(1) vessel, foreign, end-use control 744.7 vessels, Canadian-registered, AVS 740.15(c)(1) vessels, U.S.-registered, AVS 740.15(c)(1) Vietnam 738 Supplement 1 Vietnam, controlled country 772 Vietnam, controlled country, FA 768.1(d) Vietnam 740 Supplement 1 Vietnam, General Prohibition Eight 736.2(b)(8) violations, principal reference 764.2 violation, steps 732.3(m) violation, additional to General Prohibitions 736.1(c) Copyright C. Key 2018

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violation, General Prohibition Nine 736.2(b)(9) violation, General Prohibition Ten 736.2(b)(10) violation knowledge, release prohibited 734.2(b)(5) violations, recordkeeping 762.2(b)(34) visa requirement, RTP exception 760.3(f) voluntary self-disclosure of violations, antiboycott 764.8 voluntary self-disclosure of violations, other than antiboycott 764.5 voluntary self-disclosure, recordkeeping 730 Supplement 1 voluntary self-disclosure, recordkeeping 762.2(b)(35)

W Wassenaar Arrangement 743.1 Wassenaar Requirements 743.1(b) Wassenaar: items that require reports 743.1(c) Wassenaar: reports for digital computers 743.1(c)(2) Wassenaar: Country Exceptions for reports 743.1(d) Wassenaar: information required on reports 743.1(e) Wassenaar: frequency and timing of reports 743.1(f) Weapon system descriptions 742 Supplement 7 Weapons of Mass Destruction proliferators 744.8 western red cedar (also see unprocessed western red cedar) western red cedar (also see WRC License Exception) western red cedar, principal reference 754.4 western red cedar, recordkeeping 730 Supplement 1 western red cedar, recordkeeping 762.2(b)(28) western red cedar, schedule B numbers 754 Supplement 2 Western Regional Office, assistance 730.8(c) Western Regional Offices, addresses 748.2(a) Western Sahara 738 Supplement 1 Western Sahara 740 Supplement 1 wildlife (see fish and wildlife) wire or cable cut to length, interpretation 3 770.2(c) WRC (western red cedar License Exception) WRC, principal reference 754.4(c) WRC, recordkeeping 730 Supplement 1 WRC, recordkeeping 730 Supplement 1 WRC, recordkeeping 730 Supplement 1

X Reserved Y Yemen 738 Supplement 1 Yemen 740 Supplement 1 you, definition 772 Z Zambia 738 Supplement 1 Zambia 740 Supplement 1 Zimbabwe 738 Supplement 1 Zimbabwe 740 Supplement 1

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Title Table of Contents for the EAR Commerce Control List Index CCL Categories 0-9 Category 0 - Nuclear Materials Facilities & Equipment [and Miscellaneous Items] Category 1 - Materials Chemicals Microorganisms and Toxins Category 2 - Materials Processing Category 3 - Electronics Design Development and Production Category 4 - Computers Category 5 Part 1 - Telecommunications Category 5 Part 2 - Information Security Category 6 - Sensors and Lasers Category 7 - Navigation and Avionics Category 8 - Marine Category 9 - Aerospace and Propulsion Legal Authority for the Export Administration Regulations Part 730 - General Information Part 732 - Steps for Using the EAR Part 734 - Scope of the Export Administration Regulations Part 736 - General Prohibitions Part 738 - Commerce Control List Overview and the Country Chart Supplement No. 1 to Part 738 - Commerce Country Chart Part 740 - License Exceptions Supplement No. 1 to Part 740 - Country Groups Part 742 - Control Policy -- CCL Based Controls Part 743 - Special Reporting Requirements Part 744 - Control Policy: End-User and End-Use Based


Supplement No. 4 to Part 744 - Entity List Part 745 - Chemical Weapons Convention Requirements Part 746 - Embargoes and Other Special Controls Part 747 - [RESERVED] Part 748 - Application Classification Advisory and License Supplement No. 7 to Part 748 - VEU List Part 750 - Application Processing Issuance and/or Denial Part 752 - [RESERVED] Part 754 - Short Supply Controls Part 756 - Appeals Part 758 - Export Clearance Requirements Part 760 - Restrictive Trade Practices or Boycotts Part 762 - Recordkeeping Part 764 - Enforcement and Protective Measures Part 766 - Administrative Enforcement Proceedings Part 768 - Foreign Availability Determination Procedures and Criteria Part 770 - Interpretations Part 772 - Definitions of Terms Part 774 - The Commerce Control List

BIS Export Regulations Index  

BIS Export Regulations Index, Export Regulations Index Export regulations, BIS regulations, BIS regulations training, EAR training, EAR Regu...

BIS Export Regulations Index  

BIS Export Regulations Index, Export Regulations Index Export regulations, BIS regulations, BIS regulations training, EAR training, EAR Regu...