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How to Become a Financial Advisor


Get That License


Obtaining a professional license is a necessity.


Certified Financial Planner


Certified Financial Planner You have to take preparation courses in an accredited college or university.


Certified Financial Planner After which, you have to pass a two-day examination.


Chartered Financial Analyst


Chartered Financial Analyst Becoming a CFA means you have to obtain mastery of a rather complicated curriculum;


Chartered Financial Analyst

at the same time you have to pass three separate exams,


Chartered Financial Analyst along with having work experience and bachelor’s degree.


Registered Investment Advisor


Registered Investment Advisor You will receive compensation in return for offering professional financial advice.


Registered Investment Advisor A registered investment advisor has to pass the Series 66 examination‌


Registered Investment Advisor as well as the Series 6 or 7 examinations.


Series 66 • The Uniform Combined State Law Examination • Intended for aspiring securities agents, investment advisors and representatives.


Series 6 • Investment Company Products/Variable Life Contracts Representative Examination


The purpose of taking and passing the exam is to become licensed in selling security products, specifically:


• mutual funds • unit investment trusts • variable annuities • closed-end funds


This is NOT for stockbrokers to take because the license does not include stock‌


direct participation programs, and corporate securities.


Series 7 • General Representative Examination • It is the required exam for stockbrokers.


Willis Consulting is a financial services recruiting firm.


Our finance job recruiters are experienced and know where all the job opportunities are.


If you are seeking a financial advisor, broker, or banking job, CALL us at 310-373-7400‌


or submit your resume: http://www.willisconsulting.com/apply-financialservices-job.


Los Angeles Office: Corporate Headquarters 719 Yarmouth Road, Suite 203 Palos Verdes Estates, CA 90274 310-373-7400 PST


Scottsdale Office 15051 N Kierland Blvd, Suite 210 Scottsdale AZ 85254 480-361-9490 PST


New York Office 244 5th Avenue, Suite 1855 New York NY 10001 212-726-2041 PST


http://willis-consulting.com/

How to Become a Financial Advisor  

Willis Consulting is a financial services recruiting firm. Our finance job recruiters are experienced and know where all the job opportuniti...

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