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Darrell Duane Smith has been charged by the Iowa regulators with selling unregistered securities in Energae Holdings, in violation of the securities laws. In their Cease and Desist Order against Smith, the Iowa regulators have stated: “the Division has reason to believe that Smith has converted consumer’s money for his own personal use.” p.2 Energae financial records necessary to substantiate the Division’s accusations, or determine where the investor money went, are not available at this time.
Attorneys Alan Rosca and Joe Peiffer, along with their Iowa co-counsel, are preparing to take action on behalf of Energae investors. Their focus is on Darrell Smith’s former employer, a securities broker-dealer firm. Securities broker-dealer firms have a duty to adequately supervise their stockbrokers, like Darrell Smith, and ensure such stockbrokers are not victimizing the investing public by selling securities in violation of the securities laws.
There is no upfront fee or down payment to join the case. Attorneys Rosca and Peiffer will prosecute the case on a “contingency fee” basis, meaning they will not charge the clients any retainer, will advance the case expenses, and will only get paid for their fees and expenses if and when they recover money for their clients.
Our law firm has the size, manpower, and resources to handle complex, group cases against large Wall Street financial companies on behalf of investors nationwide.
We have already assembled much of the evidence we need in this case from nonpublic sources and individuals with relevant knowledge.
Investors may call (888-998-0520) or email us for a free evaluation of their case.
You can learn more about this case by visiting the Darrell Smith Investor Center we have launched in May, 2013, at www.darrellsmithinvestors.com
Alan L. Rosca Of Counsel, Fishman Haygood Phelps Walmsley Willis & Swanson, LLP Leader Building, Ste. 401 526 Superior Avenue Cleveland, OH 44114 Direct: 216-570-0097 firstname.lastname@example.org om http://www.securitieslitigat ors.com/index.php/attorney s/alan-rosca
Joseph C. Peiffer Partner, Fishman Haygood Phelps Walmsley Willis & Swanson, LLP 201 St. Charles Avenue Suite 4600 New Orleans, Louisiana 70170-4600 Direct: 504-586-5259 email@example.com om http://www.securitieslitigato rs.com/index.php/attorneys/ joe-peiffer
Important Disclosures This disclaimer contains important information about this presentation. Please read it carefully. This presentation has general information about Darrell Smith, Energae, and iLenders and our firm, but it is not legal advice. We are not offering to provide you with legal representation through this presentation. Neither your use of this presentation, nor any e-mail you send to us, will create an attorney-client relationship with us. Such a relationship can be formed only through a personal conversation between you and one of our lawyers, after a thorough screening for potential conflicts that we might have. You should not take any action or decline to take any action concerning a legal matter based upon the information in this presentation without first obtaining the advice of a lawyer. Do not send us any information or materials you consider to be confidential without first obtaining a statement from us in writing that we represent you, and the authorization by one of our lawyers to send us the information. We will not treat any information you send us without that written statement and authorization as confidential. Attorney Joe Peifferâ€™s office is in New Orleans. He is licensed to practice law in Louisiana. Alan Rosca's office is in Cleveland. He is licensed to practice law in Ohio. We handle financial fraud cases in most states. However, our firm's lawyers are not admitted to practice law in every state. In those jurisdictions in which we are not admitted to practice, we will associate with local co-counsel to assist with the matter, at no additional cost to our clients, whenever permitted or required by the respective jurisdiction. We are not certified or recognized as specialists or experts in any area of law. The descriptions of our lawyers` and our firm's areas of practice do not state or imply that our lawyers hold certifications or are specialists or experts in any particular areas of law. In cases in which we associate with local co-counsel, we will typically act as primary counsel. Occasionally, it is possible that our co-counsel will take the leading role. Whenever that is the case, we will obtain the client's advance, written permission. Copyright ÂŠ 2013. All rights reserved. You may download and print out any part of this presentation for your own personal, non-commercial use. Any other reproduction or retransmission of this presentation without our prior written consent is prohibited. This presentation includes attorney advertising.